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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 1999
Check here if Amendment [ ]; Amendment Number: ____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Train, Smith Counsel LLC
Address: 667 Madison Avenue
New York, NY 10021
Form 13F File Number: 28-
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: John H. Rogicki
Title: Member and Chief Operating Officer
Phone: 212-451-3400
Signature, Place, and Date of Signing:
/s/ John H. Rogicki New York, New York May 12, 1999
- ------------------------------- ------------------------------ ------------
(Signature) (City, State) (Date)
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager: NONE
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
------------------
Form 13F Information Table Entry Total: 269
------------------
Form 13F Information Table Value Total: $ 1,188,480,529
------------------
List of Other Included Managers: NONE
<PAGE>
<TABLE>
<CAPTION>
FORM 13F
REPORTING MANAGER:
- ------------------------------------------------------------------------------------------------------------------------------------
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE CUSIP FAIR SHARES OF INVESTMENT DISCRETION MANA- VOTING AUTHORITY
OF NUMBER MARKET PRINCIPAL SHARED GERS
CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE
(A) (B) (C) (A) (B) (C)
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABS COMMON 2824100 2514862 53722N X 47682 0 6040
ABBOTT LABS COMMON 2824100 3596792 76834N X 68578 0 8256
ADVENT SOFTWARE, INC. COMMON 7974108 991800 19836N X 13800 0 6036
ADVENT SOFTWARE, INC. COMMON 7974108 5000 100N X 100 0 0
AMERICAN FINANCIAL GROUP I COMMON 25932104 306132 8700N X 200 0 8500
AMERICAN GENERAL CORP COMMON 26351106 440484 6248N X 6248 0 0
AMERICAN HOME PRODS CORP COMMON 26609107 2732409 41876N X 23076 0 18800
AMERICAN HOME PRODS CORP COMMON 26609107 78300 1200N X 800 0 400
AMERICAN INTL GROUP INC COMMON 26874107 20969209 173838N X 135374 0 38464
AMERICAN INTL GROUP INC COMMON 26874107 10763369 89230N X 81398 0 7832
AMERITECH CORP NEW COMMON 30954101 85977 1492N X 492 0 1000
AMERITECH CORP NEW COMMON 30954101 419510 7280N X 7280 0 0
ALBEMARLE CORP COMMON 12653101 259625 12400N X 12400 0 0
AMGEN INC OTC 31162100 1156819 15450N X 7050 0 8400
AMGEN INC OTC 31162100 995838 13300N X 11600 0 1700
AMP INC COMMON 31897101 98547 1842N X 1842 0 0
AMP INC COMMON 31897101 2222872 41549N X 40949 0 600
AMERICA ONLINE INC COMMON 02364J104 1430310 9730N X 7180 0 2550
AMERICA ONLINE INC COMMON 02364J104 58800 400N X 0 0 400
ATLANTIC RICHFIELD CO COMMON 48825103 265005 3624N X 1398 0 2226
ATLANTIC RICHFIELD CO COMMON 48825103 3362288 45980N X 44700 0 1280
ARCHSTONE COMMUNITIES TRUS COMMON 39581103 379035 18834N X 15500 0 3334
ARCHSTONE COMMUNITIES TRUS COMMON 39581103 263638 13100N X 13100 0 0
AIR TOUCH COMMUNICATIONS COMMON 00949T100 771068 7980N X 7500 0 480
AIR TOUCH COMMUNICATIONS COMMON 00949T100 1248395 12920N X 800 0 12120
AUTOMATIC DATA PROCESSING COMMON 53015103 16550 400N X 0 0 400
AUTOMATIC DATA PROCESSING COMMON 53015103 264800 6400N X 6400 0 0
AVERY DENNISON CORP COMMON 53611109 276000 4800N X 4800 0 0
AMERICAN EXPRESS CO COMMON 25816109 312038 2650N X 2000 0 650
AMERICAN EXPRESS CO COMMON 25816109 1048211 8902N X 8100 0 802
ALZA CORP COMMON 22615108 306000 8000N X 8000 0 0
ALZA CORP COMMON 22615108 688500 18000N X 2000 0 16000
ASPEN TECHNOLOGIES, INC. OTC 45327103 1933756 136300N X 64800 0 71500
ASPEN TECHNOLOGIES, INC. OTC 45327103 991706 69900N X 57200 0 12700
BANKAMERICA CORPORATION (N COMMON 06605F102 687534 9735N X 4624 0 5111
BLONDER TONGUE LABORATORIE COMMON 93698108 105000 21000N X 21000 0 0
BELL ATLANTIC CORP COMMON 77853109 531348 10280N X 6432 0 3848
BELL ATLANTIC CORP COMMON 77853109 277975 5378N X 5378 0 0
BESTFOODS INC. COMMON 08658U101 271096 5768N X 3648 0 2120
BESTFOODS INC. COMMON 08658U101 453644 9652N X 8400 0 1252
BAKER HUGHES INC COMMON 57224107 1558869 64118N X 64118 0 0
BANK NEW YORK INC COMMON 64057102 263063 7320N X 5320 0 2000
BANK NEW YORK INC COMMON 64057102 179688 5000N X 5000 0 0
BELLSOUTH CORP COMMON 79860102 48075 1200N X 0 0 1200
BELLSOUTH CORP COMMON 79860102 260406 6500N X 6500 0 0
BMC SOFTWARE INC OTC 55921100 364992 9848N X 0 0 9848
BMC SOFTWARE INC OTC 55921100 19273 520N X 520 0 0
BRISTOL MYERS SQUIBB CO COMMON 110122108 2794568 43580N X 14080 0 29500
BRISTOL MYERS SQUIBB CO COMMON 110122108 2013525 31400N X 26000 0 5400
BP AMOCO PLC COMMON 55622104 160893 1593N X 1329 0 264
BP AMOCO PLC COMMON 55622104 1434200 14200N X 3836 0 10364
BERKSHIRE HATHAWAY INC DEL COMMON 84670108 357000 5N X 4 0 1
BERKSHIRE HATHAWAY INC DEL COMMON 84670108 214200 3N X 3 0 0
ANHEUSER BUSCH COS INC COMMON 35229103 380625 5000N X 5000 0 0
CITIGROUP, INC. COMMON 172967101 12775 200N X 200 0 0
CITIGROUP, INC. COMMON 172967101 632363 9900N X 7900 0 2000
COMPUTER ASSOC INTL INC COMMON 204912109 18087194 508603N X 370921 0 137682
COMPUTER ASSOC INTL INC COMMON 204912109 18554166 521734N X 441612 0 80122
CHUBB CORP COMMON 171232101 97917 1672N X 472 0 1200
CHUBB CORP COMMON 171232101 312958 5344N X 122 0 5222
CHEVRON CORP COMMON 166751107 8875 100N X 0 0 100
CHEVRON CORP COMMON 166751107 572438 6450N X 6050 0 400
CHASE MANHATTAN BANK NEW COMMON 16161A108 55986 688N X 88 0 600
CHASE MANHATTAN BANK NEW COMMON 16161A108 169097 2078N X 2030 0 48
COMCAST CORP CL A SPL OTC 200300200 472031 7500N X 7500 0 0
3 COM CORP OTC 885535104 1882484 80750N X 76750 0 4000
COMPAQ COMPUTER CORP COMMON 204493100 763669 24100N X 12900 0 11200
COMPAQ COMPUTER CORP COMMON 204493100 199631 6300N X 6300 0 0
COMPUWARE CORP COMMON 205638109 367675 15400N X 800 0 14600
CIRRUS LOGIC INC OTC 172755100 89250 14000N X 14000 0 0
COMPUTER SCIENCES CORP COMMON 205363104 576378 10444N X 1344 0 9100
CISCO SYS INC OTC 17275R102 2517637 22979N X 2400 0 20579
CISCO SYS INC OTC 17275R102 3870077 35323N X 35098 0 225
DOUBLECLICK INC COMMON 258609304 200269 1100N X 1100 0 0
DU PONT E I DE NEMOURS CO COMMON 263534109 2195111 37806N X 36782 0 1024
DU PONT E I DE NEMOURS CO COMMON 263534109 25282968 435444N X 1500 0 433944
DELL COMPUTER CORP. COMMON 247025109 3515251 86000N X 29500 0 56500
DELL COMPUTER CORP. COMMON 247025109 931950 22800N X 6200 0 16600
DAYTON HUDSON CORP COMMON 239753106 359775 5400N X 5400 0 0
DANAHER CORP SHS BEN INT COMMON 235851102 121481 2325N X 0 0 2325
DANAHER CORP SHS BEN INT COMMON 235851102 1194435 22860N X 21728 0 1132
DISNEY WALT CO. COMMON 254687106 20976507 673944N X 548266 0 125678
DISNEY WALT CO. COMMON 254687106 24768871 795787N X 712164 0 83623
DOVER CORP COMMON 260003108 263000 8000N X 8000 0 0
DENDRITE INTERNATIONAL INC OTC 248239105 267750 12000N X 12000 0 0
DENDRITE INTERNATIONAL INC OTC 248239105 31238 1400N X 0 0 1400
DALLAS SEMICONDUCTOR CORP COMMON 235204104 1792586 46410N X 45410 0 1000
DST SYSTEMS, INC. COMMON 233326107 25030206 416736N X 288336 0 128400
DST SYSTEMS, INC. COMMON 233326107 9517144 158454N X 109068 0 49386
EMC CORP/MASS COMMON 268648102 7755830 60711N X 30000 0 30711
EMC CORP/MASS COMMON 268648102 1852375 14500N X 2800 0 11700
EMERSON ELEC CO COMMON 291011104 1106394 20900N X 1700 0 19200
ELSEVIER N V SPONS ADR NEW COMMON 290259100 243000 8100N X 0 0 8100
ENVOY CORP OTC 293982104 133875 3000N X 3000 0 0
ENVOY CORP OTC 293982104 111563 2500N X 2500 0 0
EQUITABLE COS INC COMMON 29444G107 3430 49N X 21 0 28
EQUITABLE COS INC COMMON 29444G107 560000 8000N X 8000 0 0
EQUITY OIL CO OTC 294749106 37500 40000N X 40000 0 0
FIRST AMERICAN CORP (TENNE OTC 318900107 377600 10240N X 10240 0 0
FIRST DATA CORP COMMON 319963104 22758903 532372N X 444531 0 87841
FIRST DATA CORP COMMON 319963104 32712728 765210N X 626113 0 139097
FAIR, ISAAC & CO COMMON 303250104 11494305 310133N X 241433 0 68700
FAIR, ISAAC & CO COMMON 303250104 5229519 141100N X 112300 0 28800
FEDERAL NAT MORTGAGE ASSN. COMMON 313586109 3279334 47355N X 20600 0 26755
FEDERAL NAT MORTGAGE ASSN. COMMON 313586109 644025 9300N X 0 0 9300
FIRST UNION CORP COMMON 337358105 178695 3344N X 2210 0 1134
FIRST UNION CORP COMMON 337358105 354504 6634N X 5536 0 1098
GILLETTE CO COMMON 375766102 13330286 224274N X 169510 0 54764
GILLETTE CO COMMON 375766102 13699393 230484N X 184184 0 46300
GANNETT INC DEL COMMON 364730101 18018 286N X 286 0 0
GANNETT INC DEL COMMON 364730101 311724 4948N X 4948 0 0
GENERAL ELEC CO COMMON 369604103 3901854 35271N X 21309 0 13962
GENERAL ELEC CO COMMON 369604103 7942433 71796N X 50916 0 20880
GRAHAM FIELD HEALTH PRODUC COMMON 384632105 19031 10500N X 10500 0 0
GENERAL MTRS CORP COMMON 370442105 243774 2802N X 2802 0 0
GENERAL MTRS CORP COMMON 370442105 709050 8150N X 0 0 8150
GTE CORP COMMON 362320103 931337 15394N X 12024 0 3370
HOME DEPOT INC COMMON 437076102 753225 12100N X 10500 0 1600
HOME DEPOT INC COMMON 437076102 722100 11600N X 3000 0 8600
HARTE-HANKS, INC. COMMON 416196103 71340162 2600097N X 1976413 0 623684
HARTE-HANKS, INC. COMMON 416196103 53210642 1939340N X 1685622 0 253718
HOUSEHOLD INTL CORP COMMON 441815107 219000 4800N X 4800 0 0
HRPT PROPERTIES TRUST COMMON 40426W101 134946 9996N X 9996 0 0
HRPT PROPERTIES TRUST COMMON 40426W101 20250 1500N X 0 0 1500
HUBBELL HARVEY INC CLASS A COMMON 443510102 162800 4400N X 3600 0 800
HUBBELL HARVEY INC CLASS A COMMON 443510102 207200 5600N X 3200 0 2400
HUBBELL HARVEY INC CLASS B COMMON 443510201 46800 1170N X 1170 0 0
HUBBELL HARVEY INC CLASS B COMMON 443510201 1616520 40413N X 39905 0 508
HEWLETT PACKARD CO COMMON 428236103 293968 4335N X 3000 0 1335
HEWLETT PACKARD CO COMMON 428236103 794763 11720N X 11200 0 520
INTERNATIONAL BUSINESS MAC COMMON 459200101 1337174 7544N X 7444 0 100
INTERNATIONAL BUSINESS MAC COMMON 459200101 1292507 7292N X 6892 0 400
INTERNATIONAL NETWORK SERV COMMON 460053101 419625 6000N X 0 0 6000
INTEL CORP OTC 458140100 34559459 290721N X 200221 0 90500
INTEL CORP OTC 458140100 37277060 313582N X 284542 0 29040
I2 TECHNOLOGIES CORP. COMMON 465754109 1026519 38600N X 15800 0 22800
JOHNSON & JOHNSON COMMON 478160104 2021003 21615N X 16108 0 5507
JOHNSON & JOHNSON COMMON 478160104 5128288 54848N X 42968 0 11880
MORGAN J.P. & CO INC COMMON 616880100 385547 3125N X 250 0 2875
MORGAN J.P. & CO INC COMMON 616880100 2416670 19588N X 15596 0 3992
KIMBERLY CLARK CORP COMMON 494368103 203734 4250N X 4250 0 0
COCA COLA CO COMMON 191216100 1893849 30857N X 27482 0 3375
COCA COLA CO COMMON 191216100 7579813 123500N X 118400 0 5100
MBNA CORP COMMON 55262L100 352323 14757N X 1125 0 13632
LYCOS INC COMMON 550818108 679894 7900N X 7900 0 0
LITTON INDS INC COMMON 538021106 987063 17000N X 17000 0 0
LILLY, ELI AND COMPANY COMMON 532457108 346969 4088N X 4088 0 0
LILLY, ELI AND COMPANY COMMON 532457108 67561 796N X 0 0 796
LUCENT TECHNOLOGIES INC COMMON 549463107 744336 6892N X 1048 0 5844
LUCENT TECHNOLOGIES INC COMMON 549463107 363312 3364N X 2446 0 918
MACROMEDIA INC COM OTC 556100105 386969 8540N X 8540 0 0
MCKESSON HBOC, INC. COMMON 58155Q103 871200 13200N X 12900 0 300
MCKESSON HBOC, INC. COMMON 58155Q103 66000 1000N X 1000 0 0
MELLON BANK CORP COMMON 585509102 260388 3700N X 1500 0 2200
METROMEDIA FIBER NETWORK-A COMMON 591689104 725375 14000N X 14000 0 0
MCGRAW HILL INC COMMON 580645109 488538 8964N X 8964 0 0
MCGRAW HILL INC COMMON 580645109 87200 1600N X 0 0 1600
MARSH MCLENNAN COMMON 571748102 237600 3200N X 1500 0 1700
MINNESOTA MNG & MFG CO COMMON 604059105 1112049 15718N X 15318 0 400
MINNESOTA MNG & MFG CO COMMON 604059105 1482071 20948N X 20948 0 0
PHILIP MORRIS CO. INC. COMMON 718154107 1372313 39000N X 39000 0 0
MOBIL CORP COMMON 607059102 637296 7242N X 6442 0 800
MOBIL CORP COMMON 607059102 1780592 20234N X 17634 0 2600
MARSHALL & ILSLEY CORP OTC 571834100 498938 9000N X 9000 0 0
MERCK & CO INC COMMON 589331107 12073556 150684N X 121334 0 29350
MERCK & CO INC COMMON 589331107 24552704 306430N X 286036 0 20394
MICROSOFT CORP OTC 594918104 4742955 52920N X 9792 0 43128
MICROSOFT CORP OTC 594918104 2267513 25300N X 8700 0 16600
MONSANTO CO COMMON 611662107 300661 6545N X 6545 0 0
MONSANTO CO COMMON 611662107 45938 1000N X 1000 0 0
MORGAN STANLEY DEAN WITTER COMMON 617446448 1439100 14400N X 14400 0 0
NETWORK ASSOCIATES COMMON 640938106 15215323 495815N X 351025 0 144790
NETWORK ASSOCIATES COMMON 640938106 3770481 122867N X 82817 0 40050
NOKIA CORP COMMON 654902204 389375 2500N X 0 0 2500
NOKIA CORP COMMON 654902204 124600 800N X 0 0 800
NORTHERN TRUST CORP OTC 665859104 204269 2300N X 2300 0 0
NEXTEL COMMUNICATIONS INC COMMON 65332V103 311313 8500N X 8500 0 0
PAYCHEX INC. OTC 704326107 798089 16824N X 0 0 16824
PEPSICO INC COMMON 713448108 536869 13700N X 10700 0 3000
PEPSICO INC COMMON 713448108 12302759 313946N X 287146 0 26800
PFIZER INC COMMON 717081103 1270950 9160N X 6200 0 2960
PFIZER INC COMMON 717081103 1198800 8640N X 6000 0 2640
PROCTER & GAMBLE COMPANY COMMON 742718109 618378 6314N X 5380 0 934
PROCTER & GAMBLE COMPANY COMMON 742718109 1233230 12592N X 9400 0 3192
PIONEER HI-BRED INT'L. COMMON 723686101 20637313 548500N X 404100 0 144400
PIONEER HI-BRED INT'L. COMMON 723686101 14024719 372750N X 328000 0 44750
PROLOGIS TRUST COMMON 743410102 766700 37400N X 23500 0 13900
PROLOGIS TRUST COMMON 743410102 2355450 114900N X 112400 0 2500
PRESIDENTIAL LIFE CORP OTC 740884101 79643 4440N X 0 0 4440
PRESIDENTIAL LIFE CORP OTC 740884101 448438 25000N X 0 0 25000
PLANTRONICS INC NEW COMMON 727493108 1357607 21700N X 16700 0 5000
PNC BANK CORP PA COMMON 693475105 250031 4500N X 4500 0 0
QWEST COMMUNICATIONS INTL COMMON 749121109 288375 4000N X 4000 0 0
ROYAL DUTCH PETROLEUM PAR COMMON 780257804 644488 12394N X 12394 0 0
ROYAL DUTCH PETROLEUM PAR COMMON 780257804 668148 12849N X 10849 0 2000
TRANSOCEAN OFFSHORE INC COMMON 893817106 270838 9400N X 9400 0 0
RAYTHEON CORP B COMMON 755111408 469000 8000N X 4000 0 4000
REUTERS GROUP PLC ADR COMMON 76132M102 4438444 51090N X 49385 0 1705
REUTERS GROUP PLC ADR COMMON 76132M102 19332442 222532N X 203435 0 19097
SANMINA CORP. COMMON 800907107 510000 8000N X 2500 0 5500
SANMINA CORP. COMMON 800907107 892500 14000N X 0 0 14000
SAP AKTIENGESELL ADR COMMON 803054204 102619 3900N X 0 0 3900
SAP AKTIENGESELL ADR COMMON 803054204 757274 28780N X 22880 0 5900
SBC COMMUNICATIONS, INC. COMMON 78387G103 315024 6676N X 5046 0 1630
SBC COMMUNICATIONS, INC. COMMON 78387G103 307380 6514N X 5256 0 1258
SMITHKLINE BEECHAM PLC ADR COMMON 832378301 57200 800N X 0 0 800
SMITHKLINE BEECHAM PLC ADR COMMON 832378301 543400 7600N X 6000 0 1600
SCHWAB (CHARLES) CORP. COMMON 808513105 288375 3000N X 3000 0 0
SCHERING PLOUGH CORP COMMON 806605101 381225 6900N X 6500 0 400
SCHERING PLOUGH CORP COMMON 806605101 1389870 25156N X 24106 0 1050
SIGMA ALDRICH CORP OTC 826552101 122850 4200N X 0 0 4200
SIGMA ALDRICH CORP OTC 826552101 122850 4200N X 4000 0 200
TANGER FACTORY OUTLET CTRS COMMON 875465106 191250 10000N X 10000 0 0
TANGER FACTORY OUTLET CTRS COMMON 875465106 63113 3300N X 3300 0 0
SCHLUMBERGER COMMON 806857108 429258 7132N X 6148 0 984
SCHLUMBERGER COMMON 806857108 1607007 26700N X 23000 0 3700
SOLECTRON CORP COMMON 834182107 81826307 1684969N X 1238701 0 446268
SOLECTRON CORP COMMON 834182107 56278741 1158893N X 956324 0 202569
SEQUENT COMPUTER SYS INC OTC 817338106 145000 16000N X 16000 0 0
CHARLES E SMITH RESIDENTIA COMMON 832197107 1210931 39300N X 39300 0 0
STATE STREET CORP COMMON 857477103 98336455 1195580N X 925907 0 269673
STATE STREET CORP COMMON 857477103 90130290 1095809N X 965473 0 130336
SUMMIT BANCORP COM COMMON 866005101 329355 8445N X 8445 0 0
SUN MICROSYSTEM INC OTC 866810104 25013 200N X 0 0 200
SUN MICROSYSTEM INC OTC 866810104 1000500 8000N X 0 0 8000
SAFEWAY INC COMMON 786514208 410500 8000N X 8000 0 0
STRYKER CORP OTC 863667101 817088 16200N X 16200 0 0
SYKES ENTERPRISES INC COMMON 871237103 15571394 481900N X 329750 0 152150
SYKES ENTERPRISES INC COMMON 871237103 3005063 93000N X 54700 0 38300
AT & T CORP. COMMON 1957109 79813 1000N X 0 0 1000
AT & T CORP. COMMON 1957109 159626 2000N X 1000 0 1000
TANDY CORP COMMON 875382103 350969 5500N X 5500 0 0
TYCO INTERNATIONAL LTD NEW COMMON 902124106 207789 2896N X 962 0 1934
TYCO INTERNATIONAL LTD NEW COMMON 902124106 430500 6000N X 6000 0 0
TECO ENERGY INC COMMON 872375100 47700 2400N X 2000 0 400
TECO ENERGY INC COMMON 872375100 178875 9000N X 1000 0 8000
THOMAS & BETTS CORP COMMON 884315102 72421 1928N X 1928 0 0
THOMAS & BETTS CORP COMMON 884315102 623538 16600N X 13800 0 2800
TRIBUNE CO COMMON 896047107 340275 5200N X 5200 0 0
TRANSACTION SYSTEMS ARCHIT COMMON 893416107 31720788 881133N X 641883 0 239250
TRANSACTION SYSTEMS ARCHIT COMMON 893416107 16263000 451750N X 363550 0 88200
TIME WARNER INC COMMON 887315109 410713 5800N X 5800 0 0
TIME WARNER INC COMMON 887315109 778938 11000N X 11000 0 0
UNOCAL CORP COMMON 915289102 213875 5800N X 4400 0 1400
UNIGRAPHICS SOLUTIONS INC COMMON 904928108 807625 45500N X 44000 0 1500
UNION PAC CORP COMMON 907818108 267027 4997N X 4596 0 401
UNION PAC CORP COMMON 907818108 233308 4366N X 4366 0 0
UST INC COMMON 902911106 376200 14400N X 0 0 14400
WALGREEN COMPANY COMMON 931422109 2364073 83684N X 57220 0 26464
WALGREEN COMPANY COMMON 931422109 2689852 95216N X 95216 0 0
WACHOVIA CORP NEW COMMON 929771103 22976 283N X 283 0 0
WACHOVIA CORP NEW COMMON 929771103 220830 2720N X 2420 0 300
MCI WORLDCOM, INC. COMMON 55268B106 4428 50N X 0 0 50
MCI WORLDCOM, INC. COMMON 55268B106 487094 5500N X 5500 0 0
WARNER LAMBERT CO COMMON 934488107 172250 2600N X 2000 0 600
WARNER LAMBERT CO COMMON 934488107 1424375 21500N X 21500 0 0
WILLIAMS COS INC COMMON 969457100 410800 10400N X 10000 0 400
WATSON PHARMACEUTICALS, IN COMMON 942683103 282400 6400N X 6400 0 0
WATSON PHARMACEUTICALS, IN COMMON 942683103 35300 800N X 800 0 0
WASHINGTON POST CO CL B COMMON 939640108 782250 1500N X 0 0 1500
WASHINGTON REAL ESTATE INV COMMON 939653101 242241 14850N X 14850 0 0
WEINGARTEN REALTY INC COM COMMON 948741103 316723 7993N X 7000 0 993
WOLTERS KLUWER NV ADR COMMON 977874205 225263 1242N X 1242 0 0
EXCITE INC COMMON 300904109 644000 4600N X 4600 0 0
EXCITE INC COMMON 300904109 14000 100N X 100 0 0
XILINX INC OTC 983919101 121688 3000N X 3000 0 0
XILINX INC OTC 983919101 3731750 92000N X 84000 0 8000
EXXON CORP COMMON 302290101 1785373 25302N X 17214 0 8088
EXXON CORP COMMON 302290101 4470699 63358N X 39758 0 23600
</TABLE>
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