UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2000
Check here if Amendment [ ]; Amendment Number: ____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Train, Smith Counsel LLC
Address: 667 Madison Avenue
New York, NY 10021
Form 13F File Number: 28-02669
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: John H. Rogicki
Title: Member and Chief Operating Officer
Phone: 212-451-3400
Signature, Place, and Date of Signing:
/s/ John H. Rogicki New York, New York July 20, 2000
----------------------------- ------------------------------ -------------
(Signature) (City, State) (Date)
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager: NONE
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
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Form 13F Information Table Entry Total: 211
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Form 13F Information Table Value Total: $824,520,908.00
------------------
List of Other Included Managers: NONE
<PAGE>
<TABLE>
<CAPTION>
FORM 13F
REPORTING MANAGER:
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ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE CUSIP FAIR SHARES OF INVESTMENT MANA- VOTING AUTHORITY
OF NUMBER MARKET PRINCIPAL DISCRETION GERS
CLASS VALUE AMOUNT SOLE SHARED SHARED SOLE SHARED NONE
OTHER
(A) (B) (C) (A) (B) (C)
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABS COMMON 002824100 2,408,871.00 54,056 N X 40,064 0 13,992
ABBOTT LABS COMMON 002824100 1,562,183.00 35,056 N X 10,800 0 24,256
ADVENT SOFTWARE, INC. COMMON 007974108 8,623,650.00 133,700 N X 87,000 0 46,700
ADVENT SOFTWARE, INC. COMMON 007974108 58,050.00 900 N X 900 0 0
ALLERGAN INC COMMON 018490102 298,000.00 4,000 N X 0 0 4,000
ALZA CORP COMMON 022615108 147,813.00 2,500 N X 0 0 2,500
ALZA CORP COMMON 022615108 118,250.00 2,000 N X 2,000 0 0
AMERICA ONLINE INC COMMON 02364J104 1,882,261.00 35,725 N X 21,850 0 13,875
AMERICA ONLINE INC COMMON 02364J104 231,826.00 4,400 N X 2,200 0 2,200
AMERICAN EXPRESS CO COMMON 025816109 407,357.00 7,815 N X 7,215 0 600
AMERICAN EXPRESS CO COMMON 025816109 203,601.00 3,906 N X 300 0 3,606
AMERICAN GENERAL CORP COMMON 026351106 381,128.00 6,248 N X 6,248 0 0
AMERICAN HOME PRODS CORP COMMON 026609107 6,073,340.00 103,376 N X 67,176 0 36,200
AMERICAN HOME PRODS CORP COMMON 026609107 693,250.00 11,800 N X 8,100 0 3,700
AMERICAN INTL GROUP INC COMMON 026874107 22,322,298.00 189,977 N X 153,675 0 36,302
AMERICAN INTL GROUP INC COMMON 026874107 7,265,378.00 61,833 N X 44,110 0 17,723
AMGEN INC OTC 031162100 2,332,300.00 33,200 N X 24,400 0 8,800
AMGEN INC OTC 031162100 997,550.00 14,200 N X 6,400 0 7,800
APPLE COMPUTER INC OTC 037833100 335,200.00 6,400 N X 6,400 0 0
APPLIED MICRO CIRCUTS CORP COMMON 03822W109 1,175,125.00 11,900 N X 0 0 11,900
ARCHSTONE COMMUNITIES TRUS COMMON 039581103 248,538.00 11,800 N X 11,800 0 0
ARCHSTONE COMMUNITIES TRUS COMMON 039581103 381,231.00 18,100 N X 18,100 0 0
ASPEN TECHNOLOGIES, INC. OTC 045327103 11,550.00 300 N X 300 0 0
ASPEN TECHNOLOGIES, INC. OTC 045327103 369,600.00 9,600 N X 9,600 0 0
AT & T CORP. COMMON 001957109 146,317.00 4,627 N X 4,127 0 500
AT & T CORP. COMMON 001957109 188,422.00 5,958 N X 5,958 0 0
AUTOMATIC DATA PROCESSING COMMON 053015103 503,488.00 9,400 N X 9,000 0 400
AUTOMATIC DATA PROCESSING COMMON 053015103 342,800.00 6,400 N X 6,400 0 0
AVERY DENNISON CORP COMMON 053611109 322,200.00 4,800 N X 4,800 0 0
BAKER HUGHES INC COMMON 057224107 206,464.00 6,452 N X 6,452 0 0
BANGOR HYDRO-ELECTRIC COMP COMMON 060077104 234,375.00 10,000 N X 10,000 0 0
BANK NEW YORK INC COMMON 064057102 220,643.00 4,745 N X 3,320 0 1,425
BANK NEW YORK INC COMMON 064057102 55,800.00 1,200 N X 1,200 0 0
BANK OF AMERICA CORPORATIO COMMON 060505104 384,506.00 8,942 N X 486 0 8,456
BAXTER INTL INC COMMON 071813109 421,875.00 6,000 N X 0 0 6,000
BELL ATLANTIC CORP COMMON 077853109 9,241,473.00 181,874 N X 136,324 0 45,550
BELL ATLANTIC CORP COMMON 077853109 4,725,562.00 93,000 N X 72,900 0 20,100
BELLSOUTH CORP COMMON 079860102 245,094.00 5,750 N X 5,750 0 0
BERKSHIRE HATHAWAY INC DEL COMMON 084670108 215,200.00 4 N X 4 0 0
BERKSHIRE HATHAWAY INC DEL COMMON 084670108 161,400.00 3 N X 3 0 0
BESTFOODS INC. COMMON 08658U101 55,400.00 800 N X 0 0 800
BESTFOODS INC. COMMON 08658U101 581,700.00 8,400 N X 8,400 0 0
BMC SOFTWARE INC OTC 055921100 6,583,606.00 180,450 N X 127,000 0 53,450
BMC SOFTWARE INC OTC 055921100 282,754.00 7,750 N X 4,700 0 3,050
BP AMOCO PLC COMMON 055622104 446,957.00 7,902 N X 6,754 0 1,148
BP AMOCO PLC COMMON 055622104 397,408.00 7,026 N X 5,354 0 1,672
BRISTOL MYERS SQUIBB CO COMMON 110122108 6,813,794.00 116,975 N X 66,080 0 50,895
BRISTOL MYERS SQUIBB CO COMMON 110122108 2,405,725.00 41,300 N X 25,800 0 15,500
BROADCOM CORP-CL A COMMON 111320107 2,583,463.00 11,800 N X 50 0 11,750
BROADCOM CORP-CL A COMMON 111320107 87,575.00 400 N X 0 0 400
BROCADE COMM SYSTEMS INC. COMMON 111621108 1,467,875.00 8,000 N X 0 0 8,000
CHARLES E SMITH RESIDENTIA COMMON 832197107 1,493,400.00 39,300 N X 39,300 0 0
CHEVRON CORP COMMON 166751107 8,481.00 100 N X 0 0 100
CHEVRON CORP COMMON 166751107 203,550.00 2,400 N X 2,000 0 400
CISCO SYS INC OTC 17275R102 12,058,124.00 189,705 N X 76,950 0 112,755
CISCO SYS INC OTC 17275R102 5,634,434.00 88,644 N X 75,300 0 13,344
CITIGROUP, INC. COMMON 172967101 634,975.00 10,539 N X 10,139 0 400
CITIGROUP, INC. COMMON 172967101 1,242,235.00 20,618 N X 18,118 0 2,500
COCA COLA CO COMMON 191216100 1,648,227.00 28,696 N X 27,396 0 1,300
COCA COLA CO COMMON 191216100 390,575.00 6,800 N X 3,700 0 3,100
COLGATE PALMOLIVE CO COMMON 194162103 10,478.00 175 N X 0 0 175
COLGATE PALMOLIVE CO COMMON 194162103 245,488.00 4,100 N X 4,000 0 100
COMCAST CORP CL A SPL OTC 200300200 158,760.00 3,920 N X 3,780 0 140
COMCAST CORP CL A SPL OTC 200300200 255,150.00 6,300 N X 5,600 0 700
COMPUTER ASSOC INTL INC COMMON 204912109 11,550,306.00 225,647 N X 178,487 0 47,160
COMPUTER ASSOC INTL INC COMMON 204912109 8,030,500.00 156,884 N X 130,162 0 26,722
COMPUTER SCIENCES CORP COMMON 205363104 809,911.00 10,844 N X 1,344 0 9,500
DELL COMPUTER CORP. COMMON 247025109 19,064,706.00 386,610 N X 257,510 0 129,100
DELL COMPUTER CORP. COMMON 247025109 3,788,186.00 76,820 N X 52,900 0 23,920
DENDRITE INTERNATIONAL INC OTC 248239105 499,688.00 15,000 N X 15,000 0 0
DISNEY WALT CO. COMMON 254687106 18,957,112.00 488,428 N X 423,828 0 64,600
DISNEY WALT CO. COMMON 254687106 13,033,703.00 335,812 N X 294,784 0 41,028
DU PONT E I DE NEMOURS CO COMMON 263534109 217,243.00 4,966 N X 2,566 0 2,400
DU PONT E I DE NEMOURS CO COMMON 263534109 20,211,512.00 461,977 N X 49,606 0 412,371
EMC CORP/MASS COMMON 268648102 39,903,173.00 518,644 N X 333,078 0 185,566
EMC CORP/MASS COMMON 268648102 10,447,344.00 135,790 N X 95,640 0 40,150
EMERSON ELEC CO COMMON 291011104 1,159,200.00 19,200 N X 0 0 19,200
EXXON CORP COMMON 302290101 302,382.00 3,852 N X 3,852 0 0
EXXON MOBIL CORPORATION COMMON 30231G102 2,740,043.00 34,905 N X 30,705 0 4,200
EXXON MOBIL CORPORATION COMMON 30231G102 3,537,053.00 45,058 N X 19,558 0 25,500
FEDERAL NAT MORTGAGE ASSN. COMMON 313586109 517,961.00 9,925 N X 2,000 0 7,925
FEDERAL NAT MORTGAGE ASSN. COMMON 313586109 93,938.00 1,800 N X 0 0 1,800
FIRST DATA CORP COMMON 319963104 16,476,840.00 332,027 N X 295,817 0 36,210
FIRST DATA CORP COMMON 319963104 13,045,866.00 262,889 N X 210,223 0 52,666
GANNETT INC DEL COMMON 364730101 405,888.00 6,786 N X 6,786 0 0
GENENTECH COMMON 368710406 387,000.00 2,250 N X 0 0 2,250
GENENTECH COMMON 368710406 34,400.00 200 N X 0 0 200
GENERAL ELEC CO COMMON 369604103 4,029,113.00 76,021 N X 64,546 0 11,475
GENERAL ELEC CO COMMON 369604103 4,555,350.00 85,950 N X 76,850 0 9,100
GENERAL MTRS CORP COMMON 370442105 171,458.00 2,953 N X 2,802 0 151
GENERAL MTRS CORP COMMON 370442105 464,500.00 8,000 N X 0 0 8,000
GILLETTE CO COMMON 375766102 3,739,675.00 107,039 N X 81,825 0 25,214
GILLETTE CO COMMON 375766102 2,152,150.00 61,600 N X 39,500 0 22,100
GRAHAM FIELD HEALTH PRODUC COMMON 384632105 1,155.00 10,500 N X 10,500 0 0
GTE CORP COMMON 362320103 835,644.00 13,424 N X 11,324 0 2,100
GUIDANT CORP COMMON 401698105 181,170.00 3,660 N X 0 0 3,660
GUIDANT CORP COMMON 401698105 19,800.00 400 N X 0 0 400
HARTE-HANKS, INC. COMMON 416196103 40,737,825.00 1,629,513 N X 1,327,179 0 302,334
HARTE-HANKS, INC. COMMON 416196103 19,843,925.00 793,757 N X 685,707 0 108,050
HEWLETT PACKARD CO COMMON 428236103 285,339.00 2,285 N X 1,000 0 1,285
HEWLETT PACKARD CO COMMON 428236103 599,400.00 4,800 N X 4,800 0 0
HOME DEPOT INC COMMON 437076102 928,838.00 18,600 N X 15,000 0 3,600
HOME DEPOT INC COMMON 437076102 314,676.00 6,301 N X 601 0 5,700
I2 TECHNOLOGIES CORP. COMMON 465754109 4,817,072.00 46,200 N X 1,600 0 44,600
IMCLONE SYS INC COM OTC 45245W109 267,532.00 3,500 N X 2,500 0 1,000
IMMUNEX CORP COMMON 452528102 271,906.00 5,500 N X 0 0 5,500
INTEL CORP OTC 458140100 52,017,940.00 389,101 N X 287,533 0 101,568
INTEL CORP OTC 458140100 14,598,675.00 109,200 N X 81,250 0 27,950
INTERNATIONAL BUSINESS MAC COMMON 459200101 2,336,201.00 21,323 N X 20,988 0 335
INTERNATIONAL BUSINESS MAC COMMON 459200101 381,496.00 3,482 N X 3,382 0 100
JABIL CIRCUIT INC COMMON 466313103 664,975.00 13,400 N X 13,400 0 0
JDS UNIPHASE CORP COMMON 46612J101 835,050.00 6,966 N X 100 0 6,866
JDS UNIPHASE CORP COMMON 46612J101 275,713.00 2,300 N X 2,000 0 300
JOHNSON & JOHNSON COMMON 478160104 2,155,675.00 21,160 N X 18,185 0 2,975
JOHNSON & JOHNSON COMMON 478160104 3,162,098.00 31,039 N X 20,439 0 10,600
LILLY, ELI AND COMPANY COMMON 532457108 653,982.00 6,548 N X 6,148 0 400
LILLY, ELI AND COMPANY COMMON 532457108 369,538.00 3,700 N X 3,200 0 500
LUCENT TECHNOLOGIES INC COMMON 549463107 1,900,207.00 32,071 N X 11,220 0 20,851
LUCENT TECHNOLOGIES INC COMMON 549463107 468,786.00 7,912 N X 5,876 0 2,036
LYCOS INC COMMON 550818108 334,800.00 6,200 N X 6,200 0 0
MCGRAW HILL INC COMMON 580645109 484,056.00 8,964 N X 8,964 0 0
MCGRAW HILL INC COMMON 580645109 388,800.00 7,200 N X 5,600 0 1,600
MEDTRONIC INC COMMON 585055106 9,773,960.00 196,215 N X 144,975 0 51,240
MEDTRONIC INC COMMON 585055106 4,136,579.00 83,043 N X 63,594 0 19,449
MERCK & CO INC COMMON 589331107 8,767,356.00 114,419 N X 103,419 0 11,000
MERCK & CO INC COMMON 589331107 4,588,459.00 59,882 N X 50,988 0 8,894
MERRILL LYNCH & CO. COMMON 590188108 230,000.00 2,000 N X 2,000 0 0
MICROSOFT CORP OTC 594918104 17,015,200.00 212,690 N X 148,060 0 64,630
MICROSOFT CORP OTC 594918104 3,983,600.00 49,795 N X 32,475 0 17,320
MINNESOTA MNG & MFG CO COMMON 604059105 972,923.00 11,793 N X 11,793 0 0
MINNESOTA MNG & MFG CO COMMON 604059105 198,000.00 2,400 N X 2,400 0 0
MORGAN J.P. & CO INC COMMON 616880100 479,375.00 4,353 N X 1,925 0 2,428
MORGAN J.P. & CO INC COMMON 616880100 1,547,036.00 14,048 N X 14,048 0 0
MOTOROLA INC COMMON 620076109 252,844.00 8,700 N X 7,500 0 1,200
NETWORK APPLIANCE CORPORAT COMMON 64120L104 346,150.00 4,300 N X 0 0 4,300
NEW SKY COMMUNICATIONS OTC 648726107 460.00 10,000 N X 0 0 10,000
NOKIA CORP COMMON 654902204 3,342,067.00 66,925 N X 15,300 0 51,625
NOKIA CORP COMMON 654902204 419,476.00 8,400 N X 1,000 0 7,400
NTL INCORPORATED COMMON 629407107 10,440,853.00 174,378 N X 125,375 0 49,003
NTL INCORPORATED COMMON 629407107 1,457,957.00 24,350 N X 11,050 0 13,300
ORACLE SYS CORP OTC 68389X105 580,031.00 6,900 N X 0 0 6,900
ORACLE SYS CORP OTC 68389X105 848,864.00 10,098 N X 9,448 0 650
PAYCHEX INC. OTC 704326107 1,625,400.00 38,700 N X 0 0 38,700
PEPSICO INC COMMON 713448108 524,363.00 11,800 N X 1,200 0 10,600
PFIZER INC COMMON 717081103 884,976.00 18,437 N X 7,225 0 11,212
PFIZER INC COMMON 717081103 5,857,056.00 122,022 N X 77,372 0 44,650
PHARMACIA CORPORATION COMMON 71713U102 5,853,557.00 113,249 N X 84,447 0 28,802
PHARMACIA CORPORATION COMMON 71713U102 278,855.00 5,395 N X 3,595 0 1,800
PHILIP MORRIS CO. INC. COMMON 718154107 17,266.00 650 N X 0 0 650
PHILIP MORRIS CO. INC. COMMON 718154107 371,875.00 14,000 N X 14,000 0 0
PMC-SIERRA INC OTC 69344F106 346,491.00 1,950 N X 0 0 1,950
PROCTER & GAMBLE COMPANY COMMON 742718109 311,383.00 5,439 N X 5,014 0 425
PROCTER & GAMBLE COMPANY COMMON 742718109 262,778.00 4,590 N X 4,190 0 400
PROLOGIS TRUST COMMON 743410102 843,975.00 39,600 N X 34,900 0 4,700
PROLOGIS TRUST COMMON 743410102 1,837,138.00 86,200 N X 85,200 0 1,000
RADIOSHACK CORPORATION COMMON 750438103 284,250.00 6,000 N X 6,000 0 0
REUTERS GROUP PLC ADR COMMON 76132M102 3,132,441.00 31,344 N X 29,739 0 1,605
REUTERS GROUP PLC ADR COMMON 76132M102 5,668,425.00 56,720 N X 51,439 0 5,281
RF MICRO DEVICES INC. COMMON 749941100 201,538.00 2,300 N X 0 0 2,300
RF MICRO DEVICES INC. COMMON 749941100 262,875.00 3,000 N X 3,000 0 0
ROYAL DUTCH PETROLEUM PAR COMMON 780257804 486,344.00 7,900 N X 7,900 0 0
ROYAL DUTCH PETROLEUM PAR COMMON 780257804 790,401.00 12,839 N X 10,839 0 2,000
SAFEWAY INC COMMON 786514208 360,000.00 8,000 N X 8,000 0 0
SANMINA CORP. COMMON 800907107 4,022,775.00 47,050 N X 23,700 0 23,350
SANMINA CORP. COMMON 800907107 119,700.00 1,400 N X 500 0 900
SBC COMMUNICATIONS, INC. COMMON 78387G103 271,394.00 6,275 N X 5,373 0 902
SBC COMMUNICATIONS, INC. COMMON 78387G103 222,002.00 5,133 N X 3,217 0 1,916
SCHERING PLOUGH CORP COMMON 806605101 651,450.00 12,900 N X 7,400 0 5,500
SCHERING PLOUGH CORP COMMON 806605101 1,046,865.00 20,730 N X 17,880 0 2,850
SCHLUMBERGER COMMON 806857108 179,772.00 2,409 N X 2,084 0 325
SCHLUMBERGER COMMON 806857108 738,788.00 9,900 N X 9,500 0 400
SCHWAB (CHARLES) CORP. COMMON 808513105 272,363.00 8,100 N X 8,100 0 0
SCHWAB (CHARLES) CORP. COMMON 808513105 349,847.00 10,404 N X 10,404 0 0
SDL INC COMMON 784076101 570,375.00 2,000 N X 0 0 2,000
SDL INC COMMON 784076101 14,259.00 50 N X 0 0 50
SMITHKLINE BEECHAM PLC ADR COMMON 832378301 391,125.00 6,000 N X 6,000 0 0
SOLECTRON CORP COMMON 834182107 76,857,040.00 1,835,392 N X 1,431,808 0 403,584
SOLECTRON CORP COMMON 834182107 36,040,389.00 860,666 N X 684,792 0 175,874
STATE STREET CORP COMMON 857477103 67,460,841.00 636,048 N X 518,306 0 117,742
STATE STREET CORP COMMON 857477103 42,359,665.00 399,384 N X 334,758 0 64,626
STRYKER CORP OTC 863667101 455,000.00 10,400 N X 0 0 10,400
SUN MICROSYSTEM INC OTC 866810104 3,060,502.00 33,655 N X 16,110 0 17,545
SUN MICROSYSTEM INC OTC 866810104 3,335,133.00 36,675 N X 2,000 0 34,675
SYKES ENTERPRISES INC COMMON 871237103 2,847,307.00 221,150 N X 156,450 0 64,700
SYKES ENTERPRISES INC COMMON 871237103 218,232.00 16,950 N X 6,650 0 10,300
SYMBOL TECHNOLOGIES INC COMMON 871508107 429,300.00 7,950 N X 0 0 7,950
SYSCO CORPORATION COMMON 871829107 202,200.00 4,800 N X 4,800 0 0
TANDY BRANDS ACCESSORIES I OTC 875378101 84,711.00 10,757 N X 10,757 0 0
TANGER FACTORY OUTLET CTRS COMMON 875465106 235,000.00 10,000 N X 10,000 0 0
TANGER FACTORY OUTLET CTRS COMMON 875465106 77,550.00 3,300 N X 3,300 0 0
TARGET CORP COMMON 87612E106 313,200.00 5,400 N X 5,400 0 0
TEXAS INSTRUMENTS INC COMMON 882508104 247,275.00 3,600 N X 800 0 2,800
TEXAS INSTRUMENTS INC COMMON 882508104 27,475.00 400 N X 400 0 0
TIME WARNER INC COMMON 887315109 380,304.00 5,004 N X 5,004 0 0
TIME WARNER INC COMMON 887315109 91,200.00 1,200 N X 1,200 0 0
TYCO INTERNATIONAL LTD COMMON 902124106 252,319.00 5,326 N X 5,176 0 150
TYCO INTERNATIONAL LTD COMMON 902124106 379,000.00 8,000 N X 8,000 0 0
VODAFONE AIRTOUCH PLC COMMON 92857T107 163,678.00 3,950 N X 2,750 0 1,200
VODAFONE AIRTOUCH PLC COMMON 92857T107 176,109.00 4,250 N X 4,250 0 0
WAL MART STORES INC COMMON 931142103 461,000.00 8,000 N X 8,000 0 0
WAL MART STORES INC COMMON 931142103 57,625.00 1,000 N X 1,000 0 0
WALGREEN COMPANY COMMON 931422109 2,060,001.00 64,000 N X 49,000 0 15,000
WALGREEN COMPANY COMMON 931422109 3,061,772.00 95,123 N X 95,123 0 0
WASHINGTON POST CO CL B COMMON 939640108 717,000.00 1,500 N X 0 0 1,500
WATSON PHARMACEUTICALS, IN COMMON 942683103 161,250.00 3,000 N X 0 0 3,000
WATSON PHARMACEUTICALS, IN COMMON 942683103 43,000.00 800 N X 800 0 0
WEINGARTEN REALTY INC COM COMMON 948741103 322,717.00 7,993 N X 7,000 0 993
WORLDCOM, INC COMMON 98157D106 297,041.00 6,475 N X 5,050 0 1,425
WORLDCOM, INC COMMON 98157D106 64,225.00 1,400 N X 800 0 600
YAHOO! INC COMMON 984332106 738,295.00 5,960 N X 160 0 5,800
YAHOO! INC COMMON 984332106 117,682.00 950 N X 900 0 50
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TOTAL: 211 MARKET VALUE: 824,520,908.00
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