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As filed with the Securities and Exchange Commission on February 4, 1998
File No. 70-09159
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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AMENDMENT NO. 1 TO
FORM U-1 APPLICATION-DECLARATION
UNDER
THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935
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LG&E Energy Corp.
220 West Main Street
P.O. Box 32030
Louisville, Kentucky 40232
(Name of company filing this statement
and address of principal executive offices)
None
(Name of top registered holding company parent)
John R. McCall George S. Brooks, II
Executive Vice President, General Counsel and
General Counsel and Secretary Corporate Secretary
LG&E Energy Corp. KU Energy Corporation
220 West Main Street One Quality Street
Louisville, Kentucky 40232 Lexington, Kentucky 40507
(Name and addresses of agents for service)
The Commission is requested to send copies of all notices, orders and
communications in connection with this Application-Declaration to:
Peter D. Clarke Robert A. Yolles
Gardner, Carton & Douglas Jones, Day, Reavis & Pogue
321 North Clark Street, Suite 3400 77 West Wacker Drive
Chicago, Illinois 60610 Chicago, Illinois 60601
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LG&E Energy Corp., a Kentucky corporation currently exempt from
registration under the Public Utility Holding Company Act of 1935, as amended
(the "Act"), pursuant to Section 3(a)(1) of the Act, hereby files this Amendment
No. 1 to its Form U-1 Application-Declaration, File No. 70-09159, for the
purpose of amending the Application-Declaration to add or file certain exhibits
in the manner below described. In all other respects, the Application-
Declaration as originally filed on January 13, 1998 will remain the same and is
hereby ratified and confirmed.
Item 6. Exhibits and Financial Statements
Item 6 is hereby amended by deleting all reference to Exhibits D-1.1, D-
1.2, D-1.3, D-2.1, D-3.1, D-4.1, D-4.2, E-8, E-9, E-10, and K-1 and inserting
the following, respectively, in its place:
D-1.1 Original testimony of Dr. Robert M. Spann to the FERC
D-1.2 Original testimony of Dr. Mark W. Frankena to the FERC
D-1.3 Application of LG&E and Kentucky Utilities before the FERC
D-2.1 Application of LG&E and Kentucky Utilities before the Virginia Commission
D-3.1 Notice of Kentucky Utilities before the Tennessee Authority
D-4.1 Application of LG&E and Kentucky Utilities before Kentucky Commission
D-4.2 Order of the Kentucky Commission, dated September 12, 1997, approving the
Transaction
E-8 LG&E Energy corporate chart
E-9 KU Energy corporate chart
E-10 Pro Forma LG&E Energy Corporate Chart
K-1 Resolutions of Kentucky Legislature Supporting Transaction
Index of Exhibits
The Index of Exhibits is hereby amended by deleting all reference to
Exhibits D-1.1, D-1.2, D-1.3, D-2.1, D-3.1, D-4.1, D-4.2, E-8, E-9, E-10, and K-
1 and inserting the following in its place, respectively:
<TABLE>
<CAPTION>
Method
of Exhibit
Filing Number Description
------ ------- -----------
<S> <C> <C>
P D-1.1 Original testimony of Dr. Robert M. Spann to the FERC
P D-1.2 Original testimony of Dr. Mark W. Frankena to the FERC
P D-1.3 Application of LG&E and Kentucky Utilities before the FERC
P D-2.1 Application of LG&E and Kentucky Utilities before the Virginia Commission
P D-3.1 Notice of Kentucky Utilities before the Tennessee Authority
P D-4.1 Application of LG&E and Kentucky Utilities before the Kentucky
</TABLE>
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<TABLE>
<CAPTION>
<S> <C> <C>
Commission
P D-4.2 Order of the Kentucky Commission, dated September 12, 1997, approving the
Transaction
P E-8 LG&E Energy corporate chart
P E-9 KU Energy corporate chart
P E-10 Pro Forma LG&E Energy Corporate Chart
P K-1 Resolutions of Kentucky Legislature supporting Transaction
</TABLE>
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SIGNATURE
Pursuant to the requirements of the Public Utility Holding Company Act of
1935, the undersigned company has duly caused this Amendment No. 1 to its
Application-Declaration to be signed on its behalf by the undersigned thereunto
duly authorized.
LG&E Energy Corp.
By: /s/ Victor A. Staffieri
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Chief Financial Officer
Date: February 2, 1998
