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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
FORM U-12-(I)-A
STATEMENT PURSUANT TO SECTION 12(i) PUBLIC UTILITY HOLDING COMPANY ACT
OF 1935 BY A PERSON EMPLOYED OR RETAINED BY A
REGISTERED HOLDING COMPANY OR A SUBSIDIARY THEREOF
1. Name and business address of person filing statement.
Daniel K. Arbough, Director, Corporate Finance and Treasurer,
LG&E Energy Corp., 220 West Main Street, Louisville, Kentucky 40202
2. Names and address of any persons through whom the undersigned
has engaged in the activities described in item 4 below.
Not applicable.
3. Registered holding company systems involved.
Powergen plc, Powergen US Holdings Limited, Powergen US
Investments, Ergon US Investments, Powergen Luxembourg sarl, Powergen Luxembourg
Holdings sarl, Powergen Luxembourg Investments sarl, Powergen USA and Powergen
US Investments Corp.
4. Concise statement of (a) name of employing companies; (b)
persons or bodies before whom matters were presented, advocated, or opposed; and
(c) activities of the type described in section 12(i) of the Act, and extent to
which other than "routine expenses" are contemplated.
(a) LG&E Energy Services Inc.
(b) Staff of Securities and Exchange Commission
responsible for PUHCA matters
(c) Meeting to discuss tax allocation agreement relating
to File No. 70-9671
5. (a) Compensation received and to be received by the
undersigned, and any other persons, directly or indirectly, for the services
described in item 4, above, and the sources of such compensation.
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Salary or other
compensations
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<S> <C> <C> <C>
Name of recipient: Received To be received Person or company from whom
(a) (b) received or to be received
Daniel K. Arbough [confidential (2001 annual salary) LG&E Energy Services Inc.
treatment
requested]
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(b) Names of persons with whom the undersigned has divided
or is to divide his compensation (stated in item 5(a) above), and the total
amount being paid over by the undersigned to each such person.
None.
6. Expenses incurred by the undersigned or any person named in
item 2, above, in connection with the activities described in item 4, above.
(a) Total amount of routine expenses: Not available
(travel costs only).
(b) Itemized list of all other expenses: None.
Date: January 17, 2001 (Signed) /s/ Daniel K. Arbough
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Daniel K. Arbough
