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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report: September 16, 1996
Date of earliest
event reported: September 12, 1996
TUDOR FUND FOR EMPLOYEES L.P.
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(Exact name of registrant as specified in its charter)
Delaware 33-33982 13-3543779
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(State or other jurisdiction (Commission (I.R.S. Employer
of incorporation) File Number) Identification No.)
600 Steamboat Road, Greenwich, Connecticut 06830
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (203) 863-6700
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Item 5. Other Events.
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On September 12, 1996, Tudor Investment Corporation ("Tudor"), the
trading advisor of Tudor Fund For Employees L.P. (the "Partnership") and an
affiliate of Second Management LLC, the Partnership's general partner (the
"General Partner"), settled a proceeding with the SEC relating to alleged
violations of the "uptick rule" in connection with certain sales of stock over a
two day period in March 1994. Without admitting or denying the SEC's findings,
Tudor paid a civil penalty of $800,000, and agreed not to violate the uptick
rule in the future. This settlement will not have a material adverse effect on
the business, financial condition or results of operations of the Partnership,
Tudor or the General Partner.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
TUDOR FUND FOR EMPLOYEES L.P.
By: /s/ Andrew S. Paul
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Andrew S. Paul
Vice President and General Counsel
Second Management LLC
General Partner
Date: September 16, 1996
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