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FORM 5
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/ / Check box if no U.S. SECURITIES AND EXCHANGE COMMISSION
longer subject to WASHINGTON, DC 20549
Section 16. Form
4 or Form 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
obligations may
continue. See Filed pursuant to Section 16(a) of the Securities
Instruction 1(b) Exchange Act of 1934,
/ / Form 3 Holdings Section 17(a) of the Public Utility
Reported Holding Company Act of 1935 or Section 30(f) of
/ / Form 4 the Investment Company Act
Transactions of 1940
Reported
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1. Name and Address of Reporting Person 2. Issuer Name and Ticker or Trading Symbol 7. Individual or Joint/Group Filing
(Check applicable line)
CIB Marine Bancshares, Inc. (not listed) X Form filed by One Reporting
(formerly known as Central Illinois ---- Person
Bancorp, Inc.) Form Filed by More Than One
Straka J. Michael ---- Reporting Person
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(Last) (First) (Middle) 3. IRS Identification 4. Statement for
Number of Reporting Month/Year
Person , if an Entity
(Voluntary)
36076 N. Beach Road December, 1999
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(Street) 5. If Amendment,
Oconomowoc, WI 53066 Date of Original
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(City) (State) (Zip)
6. Relationship of Reporting Person to
Issuer (Check all applicable)
X Director 10% Owner
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X Officer (give Other (Specify
---- title --- below)
below)
President and Chief Executive Officer
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TABLE 1 -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
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1. Title of Security 2. Trans- 3. Transac- 4. Securities Acquired (A) 5. Amount of Se- 6. Owner- 7. Nature
(Instr. 3) action tion or Disposed of (D) curities Benefi- ship of In-
Date Code (Instr. 3, 4 and 5) cially Owned at Form: direct
(Instr. 8) End of Issuer's Direct Benefi-
(Month/ Fiscal Year (D) or cial
Day/ ---------------------------- (Instr. 3 and 4) Indirect Owner-
Year) Amount (A) or Price (I) ship
(D) (Instr. 4) (Instr.
4)
Common stock 1,268 D
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Common stock 20 I By spouse
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Common stock 119.0 (1) I By ESOP
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Common stock 32 (2) I By SIG, a
general
partner-
ship
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Common stock 10 (2) I By Straka,
Straka, a
general
partner-
ship
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Common stock 15 (2) I By Straka,
Straka,
Straka a
general
partner-
ship
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FORM 5 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
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1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price
Security sion or action action Derivative cisable and of Underlying of
(Instr. 3) Exercise Date Code Securities Ac- Expiration Securities Deriv-
Price of (Month/ (Instr. 8) quired (A) or Date (Instr. 3 and 4) ative
Deriv- Day/ Disposed of (D) (Month/Day/ Secur-
ative Year) (Instr. 3, 4, Year) ity
Security and 5) (Instr. 5)
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Date Expira- Amount or
--------------- Exer- tion Title Number of
(A) (D) cisable Date Shares
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Employee Stock Option (right $ 742.98 (3) 6/30/03 Common 130
to buy)(3) stock
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Employee Stock Option (right $1,274.91 (4) 1/01/05 Common 90
to buy)(4) stock
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Employee Stock Option (right $1,630.51 (5) 4/25/06 Common 228
to buy)(5) stock
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Employee Stock Option (right $1,960.56 (6) 2/25/08 Common 159
to buy)(6) stock
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Employee Stock Option (right $2,434.48 7/29/99 A 214 (7) 7/29/09 Common 214
to buy)(7) stock
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9. Number of 10. Ownership 11. Nature of
Derivative of Derivative Indirect
Securities Security: Beneficial
Beneficially Direct (D) Ownership
Owned at End or Indirect (I) (Instr. 4)
of Year (Instr. 4)
(Instr. 4)
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130 D
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90 D
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228 D
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159 D
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214 D
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Explanation of Responses:
(1) Represents shares allocated to the reporting person, at 12/31/99, pursuant /s/ J. Michael Straka 02/04/2000
to the issuer's ESOP. ------------------------------- ----------
Signature of Reporting Person Date
(2) The reporting person disclaims beneficial ownership of these securities
except to the extent of his pecuniary interest therein. Page 2
(3) The employee stock option vests in five equal annual installments which
began on June 30, 1994.
(4) The employee stock option vests in five equal annual installments which
began on January 1, 1996.
(5) The employee stock option vests in five equal annual installments which
began on April 25, 1997.
(6) The employee stock option vests in five equal annual installments which
began on February 25, 1999.
(7) The employee stock option vests in five equal annual installments
beginning on July 29, 2000.
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