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OMB APPROVAL
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OMB Number 3235-0287
Expires: April 30, 1997
Estimated average burden
hours per response..............0.5
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U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
[ ] Check his box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section
17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the
Investment Company Act of 1940
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1. Name and Address of Reporting Person
Getz, Bert A.
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(Last) (First) (Middle)
c/o Globe Corporation
6730 N. Scottsdale, Road, Suite 250
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(Street)
Scottsdale, Arizona 85253
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(City (State) (Zip)
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2. Issuer Name and Ticker or Trading Symbol
SkyMall, Inc.; SKYM
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3. IRS or Social Security
Number of Reporting
Person (Voluntary)
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4. Statement for Month/Year
December, 1996
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5. If Amendment,
Date of Original
(Month/Year)
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6. Relationship of Reporting Person to Issuer
(check all applicable)
Director X 10% Owner
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Other (specify below) Officer (give title below)
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<TABLE>
<CAPTION>
TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
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1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature
(Instr. 3) action action or Disposed of (D) Securities ship of In-
Date Code (Instr. 3, 4 and 5) Beneficially Form: direct
(Month/ (Instr. 8) Owned at Direct Bene-
Day End of (D) or ficial
Year) Month Indirect Owner-
(Instr. 3 and 4) (I) ship
(A) or (Instr. 4) (Instr. 4)
Code V Amount (D) Price
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<S> <C> <C> <C> <C> <C> <C> <C> <C>
Common Stock 12/16/96 C 484,100 A $5.33 1,036,597 D
Common Stock 12/16/96 C 188,000 A $5.33 188,000 I (1)
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</TABLE>
Reminder:Report on a separate line for each class of securities beneficially
owned directly or indirectly. (Print or Type Responses)
<PAGE>
<TABLE>
<CAPTION>
1. Title of Derivative Security 2. Conver- 3. Trans- 4. Transac- 5. Number of Deriv-
(Instr. 3) sion or action tion Code ative Securities Ac-
Exercise Date (Instr. 8) quired (A) or Dis-
Price of (Month/ posed of (D)
Deriv- Day/ (Instr. 3, 4, and 5)
ative Year) ------------------------------------
Security Code V (A) (D)
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<S> <C> <C> <C> <C>
Preferred Stock $5.33 12/16/96 C 2,575
Preferred Stock $5.33 12/16/96 C 1,000
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6. Date Exer- 7. Title and Amount of Under- 8. Price 9. Number 10. Owner- 11. Na-
cisable and Ex- lying Securities of of Deriv- ship ture
piration Date (Instr. 3 and 4) Deriv- ative Form of In-
(Month/Day/Year) ative Secur- of De- direct
Secur- ities rivative Bene-
--------------------- --------------------------- ity Bene- Secu- ficial
Date Expira- Amount or (instr. ficially rity: Own-
Exer- tion Title Number of 5) Owned Direct ership
cisable Date Shares at End (D) or (Instr. 4)
of Indi-
Month rect (I)
Instr. 4) (Instr. 4)
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Common Stock 484,100 (2) 0 D
Common Stock 188,000 (2) 0 I (2)
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</TABLE>
Explanation of Responses:
(1) Globe Corporation ("Globe"), a corporation that is owned by various trusts
for the benefit of Mr. Getz and his children, owns 188,000 shares of the
Company's Common Stock.
(2) Of the 3,575 shares of Preferred Stock reported on this Form, 2,575 shares
were owned directly by Bert A. Getz and 1,000 were owned by Globe
Corporation. The shares of Preferred Stock were issued to Mr. Getz and
Globe in exchange for cancellation of indebtedness of $2,575,000 and
$1,000,000, respectively. The Preferred Stock automatically converted into
Common Stock on the closing of the Company's initial public offering at a
rate of $5.33 per share.
**Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
/s/ Bert A. Getz 2/10/97
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**Signature of Reporting Person Date
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