UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment: |_|; Amendment Number: ____
This Amendment (Check only one): |_| is a restatement.
|_| adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Caldwell & Orkin, Inc.
Address: Suite 150
6200 The Corners Parkway
Norcross, Georgia 30092
Form 13F File Number: 28- 2699
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The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Michael B. Orkin
Title: President
Phone: (678) 533-7850
Signature, Place, and Date of Signing:
/s/ Michael B. Orkin Norcross, Georgia November 7, 2000
_____________________ ___________________________ ___________________
[Signature] [City, State] [Date]
Report Type (Check one only):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
None
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Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
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Form 13F Information Table Entry Total: 54
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Form 13F Information Table Value Total: $ 194,049
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(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file nember(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. Form 13F File Number Name
1 28-3468 C & O Funds Advisor, Inc.
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[Repeat as necessary.]
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FORM 13F INFORMATION TABLE
PAGE 1
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FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
-------------- -------------- ----- ---------------- ---------------- -------- ---- ------ ----
<S> <S> <C> <C> <C> <S> <S> <S> <C> <C>
AES CORPORATION COM 00130h105 1891 27600 SH Sole 27600
ALTERA CORP. COM 021441100 2239 46900 SH Sole 46900
ANADARKO PETROLEUM CORP COM 032511107 1329 20000 SH Sole 20000
BALLARD POWER SYSTEMS, INC. COM 05858h104 524 4800 SH Sole 4800
BERKSHIRE HATHAWAY CL.B COM 084670207 10246 4950 SH Sole 4950
C-CUBE MICROSYSTEMS INC COM 12501n108 1281 62500 SH Sole 62500
CABLEVISION SYSTEMS CORP. COM 12686C109 2938 44300 SH Sole 44300
CHUBB CORP. COM 171232101 3276 41400 SH Sole 41400
COMPAQ COMPUTER CORP COM COM 204493100 210 7600 SH Sole 7600
CONNETICS CORP. COM 208192104 1484 61500 SH Sole 61500
DPL INC COM COM 233293109 5179 174100 SH Sole 174100
DUKE ENERGY COM 264399106 7803 91000 SH Sole 91000
DYNEGY INC. COM 26816q101 6355 111500 SH Sole 111500
EL PASO ENERGY CORP COM 283905107 10088 163700 SH Sole 163700
FLAMEL TECHNOLOGIES SPA ADR COM 338488109 1052 147600 SH Sole 147600
GLOBAL MARINE INC COM 379352404 8420 272700 SH Sole 272700
GUILFORD PHARMACEUTICALS COM 401829106 1711 74200 SH Sole 74200
HARSCO CORP. COM 415864107 2606 118100 SH Sole 118100
HILTON HOTELS COM 432848109 5186 448500 SH Sole 448500
HOME DEPOT INC COM COM 437076102 971 18300 SH Sole 18300
ICN PHARMACEUTICAL NEW COM COM 448924100 3857 116000 SH Sole 116000
INTEL CORP COM 458140100 819 19700 SH Sole 19700
JOHN HANCOCK FINANCIAL COM 41014s106 3292 122500 SH Sole 122500
KINDER MORGAN COM 49455p101 2878 70300 SH Sole 70300
KING PHARMACEUTICALS COM 495582108 8493 254000 SH Sole 254000
KV PHARMACEUTICAL CO. - CL A COM 482740206 2324 66150 SH Sole 66150
LINCOLN NATIONAL INSURANCE COM 534187109 10246 212900 SH Sole 212900
LITTON INDUSTRIES COM 538021106 2096 46900 SH Sole 46900
LOCKHEED MARTIN COM 539830109 10102 306500 SH Sole 306500
MATRIX PHARMACEUTICAL COM 576844104 1401 90000 SH Sole 90000
MINNESOTA MNG & MTG CO COM 604059105 6096 66900 SH Sole 66900
NABORS INDUSTRIES COM 629568106 3369 64300 SH Sole 64300
NASDAQ 100 COM 631100104 3547 40000 SH Sole 40000
NEXTEL COMMUNICATIONS, INC. COM 65332v103 949 20300 SH Sole 20300
NRG ENERGY COM 629377102 2161 59200 SH Sole 59200
ORTHOFIX INTERNATIONAL COM n6748l102 589 23800 SH Sole 23800
PHILIP MORRIS CO., INC. COM 718154107 7545 256300 SH Sole 256300
PRECISION DRILLING CORP. COM 74022d100 1560 43800 SH Sole 43800
PRIDE INTERNATIONAL INC COM 741932107 2321 87600 SH Sole 87600
RAYTHEON CO CL B COM 755111408 1718 60400 SH Sole 60400
SAFEWAY INC COM NEW COM 786514208 2675 57300 SH Sole 57300
SEMICONDUCTOR HOLDERS TRUST COM 816636203 1756 24700 SH Sole 24700
SMITH INTL INC COM 832110100 2178 26700 SH Sole 26700
TARGETED GENETICS, INC. COM 87612m108 1007 84800 SH Sole 84800
TEEKAY SHIPPING CORP. COM y8564w103 3915 83400 SH Sole 83400
TENET HEALTHCARE COM 88033g100 1455 40000 SH Sole 40000
TIDEWATER, INC. COM 886423102 2093 46000 SH Sole 46000
TTM TECHNOLOGIES COM 87305r109 517 22000 SH Sole 22000
TURNSTONE SYSTEMS, INC. COM 900423104 427 9200 SH Sole 9200
UNIVERSAL HEALTH SERVICES COM 913903100 856 10000 SH Sole 10000
WALT DISNEY COM 254687106 8794 229900 SH Sole 229900
WASTE MANAGEMENT INC COM 94106l109 10959 628500 SH Sole 628500
WELLPOINT HEALTH COM 94973h108 3619 37700 SH Sole 37700
XL CAPITOL COM g98255105 3646 49600 SH Sole 49600
REPORT SUMMARY 54 DATA RECORDS 194049 1 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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