SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
[X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended December 28, 1996
OR
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Commission File No. 0-19621
APPLIANCE RECYCLING CENTERS OF AMERICA, INC.
(Exact name of registrant as specified in its charter)
MINNESOTA 41-1454591
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
7400 EXCELSIOR BOULEVARD, MINNEAPOLIS, MINNESOTA 55426-4517
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: 612-930-9000
Securities registered pursuant to Section 12(b) of the Act: NONE
Securities registered pursuant to Section 12(g) of the Act:
COMMON STOCK, WITHOUT PAR VALUE
(Title of class)
Indicate by check mark whether the registrant (1) has filed all reports required
to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during
the preceding 12 months (or for such shorter period that the registrant was
required to file such reports) and (2) has been subject to such filing
requirements for the past 90 days. Yes __X__ No ____
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405
of Regulation S-K is not contained herein, and will not be contained, to the
best of registrant's knowledge, in definitive proxy or information statements
incorporated by reference in Part III of this Form 10-K or any amendment to this
Form 10-K. [ ]
PART III
ITEM 10. DIRECTORS AND EXECUTIVE OFFICERS OF THE COMPANY
Certain information regarding directors and executive officers of the
Company required by Item 10 is set forth under Information Concerning Directors,
Nominees and Executive Officers in the Company's definitive Proxy Statement for
its 1997 Annual Meeting of Shareholders to be held April 24, 1997, and was
incorporated by reference into the Form 10-K filed on March 28, 1997.
Information required by Item 405 of Regulation S-K is amended to read as
follows:
The Company's directors, its executive officers and any persons holding
more than 10% of outstanding Common Stock are required to file reports
concerning their initial ownership of Common Stock and any subsequent changes in
that ownership. Except as stated below, the Company believes that the filing
requirements for the last fiscal year were satisfied. Two officers, Kent McCoy
and Glynnis Jones, failed to timely file a Form 4 with respect to a grant of
options. Such forms have now been filed. In making this disclosure, the Company
has relied solely on written representations of its directors, executive
officers and beneficial owners of more than 10% of Common Stock and copies of
the reports that they have filed with the Securities and Exchange Commission.
SIGNATURES
Pursuant to the requirements of Section 13 or Section 15(d) of the
Securities Exchange Act of 1934, the Registrant has duly caused this Report to
be signed on its behalf by the undersigned, thereunto duly authorized.
Dated: March 31, 1997 APPLIANCE RECYCLING CENTERS OF
AMERICA, INC.
(Registrant)
By /s/ Edward R. Cameron
---------------------------------------
Edward R. Cameron
President and Chief Executive Officer
By /s/ Kent S. McCoy
---------------------------------------
Kent S. McCoy
Vice President of Finance and Treasurer
Pursuant to the requirements of the Securities Exchange Act of 1934,
this Report has been signed by the following persons on behalf of the Registrant
and in the capacities and on the dates indicated.
<TABLE>
<CAPTION>
SIGNATURE TITLE DATE
- --------- ----- ----
<S> <C> <C>
/s/ Edward R. Cameron Chairman of the Board, President and March 31, 1997
- ------------------------------ Chief Executive Officer
Edward R. Cameron
/s/ Kent S. McCoy Vice President of Finance and Treasurer March 31, 1997
- ------------------------------ (Principal Accounting Officer)
Kent S. McCoy
/s/ George B. Bonniwell Director March 31, 1997
- ------------------------------
George B. Bonniwell
/s/ Duane S. Carlson Director March 31, 1997
- ------------------------------
Duane S. Carlson
/s/ Harry W. Spell Director March 31, 1997
- -------------------------------
Harry W. Spell
</TABLE>
