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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended 9/30/99
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check here: |_| Amendment Number: ____
This Amendment (Check only one): |_| is a restatement
|_| adds new holding
entries.
WTG & CO., LP
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Name of Institutional Investment Manager
500 PARK AVENUE NY NY 10022
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Business Address (Street) (City) (State) (Zip)
ROBERT M. BURNAT 212-935-6655 CONTROLLER
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Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
- ------------------------------------ATTENTION-----------------------------------
Intentional misstatements or omissions of facts constitute
Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of NY and State of NY on the 28th day of July, 1999.
WTG & CO., L.P.
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(Name of Institutional Investment Manager)
/s/ Robert M. Burnat
------------------------------------------
(Manual Signature of Person Duly
Authorized to Submit This Report)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: _____________
Form 13F Information Table Entry Total: _____________
Form 13F Information Table Value Total: $____________
(thousands)
List of Other Included Managers:
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name: 13F File No.:
- ----------------------- ------------- ----------------------- -------------
1. SEE ATTACHED 6.
- ----------------------- ------------- ----------------------- -------------
2. 7.
- ----------------------- ------------- ----------------------- -------------
3. 8.
- ----------------------- ------------- ----------------------- -------------
4. 9.
- ----------------------- ------------- ----------------------- -------------
5. 10.
- ----------------------- ------------- ----------------------- -------------
SEC 1685 (7-88)
<PAGE>
<TABLE>
<CAPTION>
FORM 13F
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RPT: #34 WTG & CO. TOP ACCOUNT C0225 6763
VALUATION REPORT - WITH VOTING RIGHTS BASE CURRENCY: USD
SEPTEMBER 30, 1999 DATE 10-25-99 PAGE 1
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TITLE OF SHARES OR INVESTMENT DISCRETION VOTING AUTHORITY
NAME OF ISSUE CLASS CUSIP FAIR MARKET PRINCIPAL (A) SOLE (B) SHARED (C) OTHER (A) SOLE (B) SHARED (C) OTHER
LONG ACCOUNT
- ------------------------------------------------------------------------------------------------------------------------------------
ALLEGHENY TELEDYNE INC
COMMON STOCK 17415100 759,375 45,000 45,000 45,000
ARMCO INC
COMMON STOCK 42170100 1,582,000 226,000 226,000 226,000
ARMCO INC $2.10 CV PFD
PREF CONVERTIBLE 42170209 1,455,438 36,500 36,500 36,500
ASSOCIATED GROUP INC-CL B
COMMON STOCK 45651205 12,445,594 205,500 205,500 205,500
AVIALL INC
COMMON STOCK 05366B102 1,793,750 175,000 175,000 175,000
AXIOHM TRANSACTION SOLUTIONS
COMMON STOCK 54602107 155,361 174,445 174,445 174,445
BAKER FENTRESS CO
COMMON STOCK 57213100 13,222,506 948,700 948,700 948,700
BERKSHIRE REALTY COMPANY,INC.
COMMON STOCK 84710102 840,000 70,000 70,000 70,000
BERTLITZ INTL INC (NEW)
COMMON STOCK 08520F100 3,749,125 178,000 178,000 178,000
BIG FLOWER HOLDINGS INC
COMMON STOCK 89159107 2,689,688 95,000 95,000 95,000
BURNHAM PAC PPTYS INC
COMMON STOCK 12232C108 5,334,063 505,000 505,000 505,000
CALIFORNIA COASTAL COMM INC
COMMON STOCK 129915203 2,278,500 294,000 294,000 294,000
CENTRIS GROUP INC
COMMON STOCK 155904105 1,438,938 143,000 143,000 143,000
CHOCK FULL O NUTS CORP.
COMMON STOCK 170268106 12,560,625 1,155,000 1,155,000 1,155,000
THE COLEMAN CO INC
COMMON STOCK 193559101 8,645,000 910,000 910,000 910,000
COMMERCIAL FEDERAL CORP
COMMON STOCK 201647104 1,275,625 65,000 65,000 65,000
COMSAT CORP
COMMON STOCK 20564D107 4,271,925 144,200 144,200 144,200
CONSOLIDATED-TOMOKAL AND CO
COMMON STOCK 210226106 2,160,000 160,000 160,000 160,000
CORT BUSINESS SERVICE CORP
COMMON STOCK 220493100 1,628,000 70,400 70,400 70,400
CRESCENDO PHARMACEUTICALS CL A
COMMON STOCK 225637107 1,627,522 90,105 90,105 90,105
EASTERN COMPANY
COMMON STOCK 276317104 2,697,781 164,750 164,750 164,750
EASTERN UTILITIES ASSOC.
COMMON STOCK 277173100 3,229,488 108,100 108,100 108,100
FOAMEX INTL INC
COMMON STOCK 344123104 350,000 50,000 50,000 50,000
FRANKLIN SELECT REALTY TRUST
COMMON STOCK 354638108 325,000 50,000 50,000 50,000
FRESENIUS MEDICAL HOLDINGS INC
PREF NON CONVERTIBLE 358030203 1,140 60,000 60,000 60,000
GENESYS TELECOMMUNICATIONS
COMMON STOCK 371931106 1,480,275 32,400 32,400 32,400
GRIFFIN LAND & NURSERIES
COMMON STOCK 398231100 526,569 48,700 48,700 48,700
HANNAFORD BROS CO
COMMON STOCK 410550107 3,521,875 50,000 50,000 50,000
IVAX CORP SUB DEB CONV
CONVERTIBLE BOND 465823AA0 5,255,469 5,425,000 5,425,000 5,425,000
KANSAS CITY PWR.& LIGHT
COMMON STOCK 485134100 18,140,625 750,000 750,000 750,000
LIFE USA HOLDING INC
COMMON STOCK 531918209 7,940,625 385,000 385,000 385,000
LIFE TECHNOLOGIES INC
COMMON STOCK 532177201 7,131,540 173,940 173,940 173,940
LIFELINE SYSTEM INC
COMMON STOCK 532192101 3,410,138 236,200 236,200 236,200
MARSHALL INDUSTRIES
COMMON STOCK 572393106 952,650 26,100 26,100 26,100
MAXXIM MEDICAL INC
COMMON STOCK 57777G105 1,388,375 58,000 58,000 58,000
MEDIAONE GROUP INC
COMMON STOCK 58440J104 9,051,406 132,500 132,500 132,500
MEDIA GENERAL INC CL A
COMMON STOCK 584404107 7,185,250 140,200 140,200 140,200
METROTRANS CORP
COMMON STOCK 592665103 46,150 28,400 28,400 28,400
MICHAEL FOODS INC (NEW)
COMMON STOCK 594079105 904,073 34,400 34,400 34,400
NATIONAL PROCESSING INC
COMMON STOCK 637229105 2,779,200 308,800 308,800 308,800
OLSTEN CORP
COMMON STOCK 681385100 2,244,063 215,000 215,000 215,000
PANAVISION INC (NEW)
COMMON STOCK 6.98E+213 593,438 105,500 105,500 105,500
PENNSYLVANIA ENTERPRISES INC
COMMON STOCK 708720107 7,934,213 244,600 244,600 244,600
PILGRIM CAPITAL CORPORATION
COMMON STOCK 72142Y103 5,312,125 186,800 186,800 186,800
PIONEER HI BRED INTL INC
COMMON STOCK 723686101 7,342,188 185,000 185,000 185,000
PREMARK INTERNATIONAL INC
COMMON STOCK 740459102 15,150,000 300,000 300,000 300,000
PREMIER FARNELL PLC SPON ADR
PREF CONVERTIBLE 74050U206 2,528,438 130,500 130,500 130,500
PRIME RETAIL INC PFD CONV
PREF CONVERTIBLE 741570303 3,763,125 270,000 270,000 270,000
REPUBLIC N.Y. CORP.
COMMON STOCK 760719104 13,516,250 220,000 220,000 220,000
REVLON
COMMON STOCK 761525500 365,000 20,000 20,000 20,000
ST. JOE COMPANY
COMMON STOCK 790148100 2,910,938 135,000 135,000 135,000
SUPERTEL HOSPITALITY INC
COMMON STOCK 868524109 3,176,219 247,900 247,900 247,900
SYBRON CHEMICALS INC
COMMON STOCK 870903101 5,076,725 332,900 332,900 332,900
TSI INC MINN
COMMON STOCK 872876107 512,126 41,700 41,700 41,700
20TH CENTY INDS CAL(COM NO PAR
COMMON STOCK 901272203 1,427,938 73,700 73,700 73,700
VISKASE COMPANIES INC
COMMON STOCK 92831R102 382,925 115,600 115,600 115,600
WICOR INC
COMMON STOCK 929253102 8,718,750 300,000 300,000 300,000
WMF GROUP LTD
COMMON STOCK 929289106 68,750 20,000 20,000 20,000
WORLD FUEL SERVICES CORP
COMMON STOCK 981475106 487,500 50,000 50,000 50,000
WYMAN-GORDON CO
COMMON STOCK 983085101 2,335,938 125,000 125,000 125,000
***********
TOTAL 240,077,313
</TABLE>
