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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended _________________
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check here: |_| Amendment Number: ____
This Amendment (Check only one): |_| is a restatement
|_| adds new holding
entries.
WTG & CO., LP
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
- ------------------------------------ATTENTION-----------------------------------
Intentional misstatements or omissions of facts constitute
Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of __________ and State of ________ on the __th day of
_______, 1999.
------------------------------------------
(Name of Institutional Investment Manager)
------------------------------------------
(Manual Signature of Person Duly
Authorized to Submit This Report)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: _____________
Form 13F Information Table Entry Total: _____________
Form 13F Information Table Value Total: $____________
(thousands)
List of Other Included Managers:
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name: 13F File No.:
- ----------------------- ------------- ----------------------- -------------
1. SEE ATTACHED 6.
- ----------------------- ------------- ----------------------- -------------
2. 7.
- ----------------------- ------------- ----------------------- -------------
3. 8.
- ----------------------- ------------- ----------------------- -------------
4. 9.
- ----------------------- ------------- ----------------------- -------------
5. 10.
- ----------------------- ------------- ----------------------- -------------
SEC 1685 (7-88)
<PAGE>
<TABLE>
<CAPTION>
FORM 13F
RPT: #34 WTG & CO., L.P. PORT FOLIO ACCOUNT 0020 05288
VALUATION REPORT - WITH VOTING RIGHTS BASE CURRENCY: USD
MARCH 31, 1999 DATE 04-26-99 PAGE 1
- ------------------------------------------------------------------------------------------------------------------------------------
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
INVESTMENT DISCRETION VOTING AUTHORITY
TITLE FAIR SHARES OF SHARED
NAME OF ISSUER OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER MANA- SOLE SHARED NONE
CLASS NUMBER VALUE AMOUNT (A) (B) (C) GERS (A) (B) (C)
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
LONG ACCOUNT
NORDIC AMER TANKER SHIPPING COMMON G65773106 4,657,500 405,000 405,000 405,000
AFC CABLE SYSTEMS INC COMMON 000950105 595,000 20,000 20,000 20,000
AGOURON PHARMACEUTICALS INC COMMON 008488108 7,070,313 125,000 125,000 125,000
AIRTOUCH COMMUNICATIONS INC COMMON 00949T100 15,025,188 155,500 155,500 155,500
ALLEGHENY TELEDYNE INC COMMON 017415100 946,875 50,000 50,000 50,000
AMERMED EL"EARNOUT"(&) COMMON 027425776 647 646,600 646,600 646,600
AMERMED EL"BONUS"(&) COMMON 027425990 647 646,600 646,600 646,600
AMERICAN SAFETY RAZOR CO COMMON 029362100 763,126 55,000 55,000 55,000
AMP INCORPORATED (PENN) COMMON 031897101 28,890,000 540,000 540,000 540,000
AQUILA GAS PIPELINE CORP COMMON 03839B106 3,994,750 551,000 551,000 551,000
ASCEND COMMUNICATIONS INC COMMON 043491109 5,021,250 60,000 60,000 60,000
AVIALL INC COMMON 05366B102 2,125,050 137,000 137,000 137,000
AXIOHM TRANSACTION SOLUTIONS COMMON 054602107 1,421,250 189,500 189,500 189,500
BERKSHIRE REALTY COMPANY,INC. COMMON 084710102 783,125 70,000 70,000 70,000
</TABLE>
Page 1
<PAGE>
<TABLE>
<CAPTION>
FORM 13F
RPT: #34 WTG & CO., L.P. PORT FOLIO ACCOUNT 0020 05288
VALUATION REPORT - WITH VOTING RIGHTS BASE CURRENCY: USD
MARCH 31, 1999 DATE 04-26-99 PAGE 1
- ------------------------------------------------------------------------------------------------------------------------------------
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
INVESTMENT DISCRETION VOTING AUTHORITY
TITLE FAIR SHARES OF SHARED
NAME OF ISSUER OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER MANA- SOLE SHARED NONE
CLASS NUMBER VALUE AMOUNT (A) (B) (C) GERS (A) (B) (C)
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
LONG ACCOUNT
BERTLITZ INTL INC (NEW) COMMON 08520F100 4,027,250 178,000 178,000 178,000
CRW FINANCIAL INC COMMON 126276104 1,866,450 324,600 324,600 324,600
CALIFORNIA COASTAL COMM INC COMMON 129915104 1,820,000 280,000 280,000 280,000
CELLULAR COMMUNICATIONS COMMON 150918100 3,366,960 42,087 42,087 42,087
CENTRIS GROUP INC COMMON 155904105 1,531,563 135,000 135,000 135,000
THE COLEMAN CO INC COMMON 193559101 5,106,750 619,000 619,000 619,000
COLONIAL GAS CO COMMON 195674106 2,673,750 77,500 77,500 77,500
COLTEC INDUSTRIES INC COMMON 196879100 545,625 30,000 30,000 30,000
COMSAT CORP COMMON 20564D107 9,552,269 330,100 330,100 330,100
CORT BUSINESS SERVICE CORP COMMON 220493100 2,543,750 110,000 110,000 110,000
DELTA & PINE LAND CO COMMON 247357106 1,076,250 35,000 35,000 35,000
DOMCO INC COMMON 257057109 638,033 110,000 110,000 110,000
DOMINION BRIDGE CORPORATION COMMON 257192104 248 248,000 248,000 248,000
EEX CORPORATION (NEW) COMMON 26842V207 1,950,000 400,000 400,000 400,000
</TABLE>
Page 2
<PAGE>
<TABLE>
<CAPTION>
FORM 13F
RPT: #34 WTG & CO., L.P. PORT FOLIO ACCOUNT 0020 05288
VALUATION REPORT - WITH VOTING RIGHTS BASE CURRENCY: USD
MARCH 31, 1999 DATE 04-26-99 PAGE 1
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ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
INVESTMENT DISCRETION VOTING AUTHORITY
TITLE FAIR SHARES OF SHARED
NAME OF ISSUER OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER MANA- SOLE SHARED NONE
CLASS NUMBER VALUE AMOUNT (A) (B) (C) GERS (A) (B) (C)
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
LONG ACCOUNT
EASTERN COMPANY COMMON 276317104 2,356,313 106,500 106,500 106,500
EASTERN UTILITIES ASSOC. COMMON 277173100 2,151,750 76,000 76,000 76,000
FLORIDA EAST COAST INDS INC COMMON 340632108 5,077,400 169,600 169,600 169,600
FOAMEX INTL INC COMMON 344123104 523,125 93,000 93,000 93,000
FRANCHISE MTG ACCEPTANCE CO COMMON 35181D108 580,000 80,000 80,000 80,000
FRANKLIN SELECT REALTY TRUST COMMON 354638108 375,000 50,000 50,000 50,000
FRESENIUS MEDICAL HOLDINGS INC PREF NON CONV 358030203 1,130 56,500 56,500 56,500
GENERAL CHEMICAL GROUP INC COMMON 369332101 866,250 66,000 66,000 66,000
IRVINE APARTMENT COMMUNITIES COMMON 463606103 4,964,125 151,000 151,000 151,000
IVAX CORP SUB DEB CONV CONV BOND 465823AA0 5,085,938 5,425,000 5,425,000 5,425,000
KANSAS CITY PWR.& LIGHT COMMON 485134100 14,528,750 590,000 590,000 590,000
LEARNING COMPANY INC COMMON 522008101 348,000 12,000 12,000 12,000
LIBERTY CORPORATION COMMON 530370105 901,925 17,200 17,200 17,200
LIFE TECHNOLOGIES INC COMMON 532177201 4,241,931 110,000 110,000 110,000
</TABLE>
Page 3
<PAGE>
<TABLE>
<CAPTION>
FORM 13F
RPT: #34 WTG & CO., L.P. PORT FOLIO ACCOUNT 0020 05288
VALUATION REPORT - WITH VOTING RIGHTS BASE CURRENCY: USD
MARCH 31, 1999 DATE 04-26-99 PAGE 1
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ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
INVESTMENT DISCRETION VOTING AUTHORITY
TITLE FAIR SHARES OF SHARED
NAME OF ISSUER OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER MANA- SOLE SHARED NONE
CLASS NUMBER VALUE AMOUNT (A) (B) (C) GERS (A) (B) (C)
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<S> <C> <C> <C> <C> <C> <C>
LONG ACCOUNT
LIFELINE SYSTEM INC COMMON 532192101 5,103,019 214,300 214,300 214,300
LUCASVARITY PLC (SPON ADR) COMMON 549395101 2,312,500 50,000 50,000 50,000
METROTRANS CORP COMMON 592665103 81,650 28,400 28,400 28,400
MICRION CORP COMMON 59479P102 968,625 114,800 114,800 114,800
MORTON INTERNATIONAL INC (NEW) COMMON 619335102 2,793,000 76,000 76,000 76,000
MOVIEFONE INC CL A COMMON 624598108 8,610,400 183,200 183,200 183,200
NSC CORPORATION COMMON 62938T103 110,351 107,012 107,012 107,012
NEWPORT NEWS SHIPBUILDING INC COMMON 652228107 792,188 25,000 25,000 25,000
NOEL GROUP INC COMMON 655260107 225,000 200,000 200,000 200,000
THE NORTH FACE, INC. COMMON 659317101 312,500 25,000 25,000 25,000
ORANGE & ROCKLAND UTIL COMMON 684065105 8,110,175 141,200 141,200 141,200
ESCROW/PACIFIC TELECOM INC COMMON 694990144 1,061,166 364,900 364,900 364,900
PANAVISION INC (NEW) COMMON 69830E209 379,844 42,500 42,500 42,500
PAYMENTECH INC COMMON 704384106 6,128,325 259,400 259,400 259,400
</TABLE>
Page 4
<PAGE>
<TABLE>
<CAPTION>
FORM 13F
RPT: #34 WTG & CO., L.P. PORT FOLIO ACCOUNT 0020 05288
VALUATION REPORT - WITH VOTING RIGHTS BASE CURRENCY: USD
MARCH 31, 1999 DATE 04-26-99 PAGE 1
- ------------------------------------------------------------------------------------------------------------------------------------
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
INVESTMENT DISCRETION VOTING AUTHORITY
TITLE FAIR SHARES OF SHARED
NAME OF ISSUER OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER MANA- SOLE SHARED NONE
CLASS NUMBER VALUE AMOUNT (A) (B) (C) GERS (A) (B) (C)
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
LONG ACCOUNT
PENNEY J C INC COMMON 708160106 3,018,303 74,526 74,526 74,526
PIONEER HI BRED INTL INC COMMON 723686101 1,881,250 50,000 50,000 50,000
PLATINUM TECHNOLOGY COMMON 72764T101 1,147,500 45,000 45,000 45,000
PREMIER FARNELL PLC SPON ADR PREF CONV 74050U206 1,627,675 91,700 91,700 91,700
PRIME RETAIL INC PFD CONV PREF CONV 741570303 4,320,000 270,000 270,000 270,000
RUSS TOGS INC $1.90 CNV PFD PREF CONV 782242309 100,036 56,200 56,200 56,200
STAFF LEASING INC COMMON 852381102 858,750 60,000 60,000 60,000
SUNDSTRAND CORP.DEL. COMMON 867323107 3,996,250 57,500 57,500 57,500
SUPERTEL HOSPITALITY INC COMMON 868524109 790,725 81,100 81,100 81,100
SWISHER INTERNATIONAL GROUP COMMON 870809100 2,750,963 307,800 307,800 307,800
SYBRON CHEMICALS INC COMMON 870903101 4,238,100 332,400 332,400 332,400
SYRATECH CORP COMMON 871824108 1,202,752 75,172 75,172 75,172
TCI MUSIC INC SER-A CV PFD PREF CONV 87229N200 464,063 29,700 29,700 29,700
TPI ENTERPRISES INC COMMON 872623103 6,710 958,600 958,600 958,600
</TABLE>
Page 5
<PAGE>
<TABLE>
<CAPTION>
FORM 13F
RPT: #34 WTG & CO., L.P. PORT FOLIO ACCOUNT 0020 05288
VALUATION REPORT - WITH VOTING RIGHTS BASE CURRENCY: USD
MARCH 31, 1999 DATE 04-26-99 PAGE 1
- ------------------------------------------------------------------------------------------------------------------------------------
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
INVESTMENT DISCRETION VOTING AUTHORITY
TITLE FAIR SHARES OF SHARED
NAME OF ISSUER OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER MANA- SOLE SHARED NONE
CLASS NUMBER VALUE AMOUNT (A) (B) (C) GERS (A) (B) (C)
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
LONG ACCOUNT
TRIATHLON BROADCASTING CO COMMON 89589P106 547,725 43,600 43,600 43,600
TRIATHLON BROADCASTING PREF CONV 89589P304 9,273,544 867,700 867,700 867,700
VLSI TECHNOLOGY COMMON 918270109 2,470,313 127,500 127,500 127,500
VISKASE COMPANIES INC COMMON 92831R102 425,600 121,600 121,600 121,600
WMF GROUP LTD COMMON 929289106 240,000 40,000 40,000 40,000
WINSLOEW FURNITURE INC COMMON 975377102 1,937,813 65,000 65,000 65,000
XTRA CORP COMMON 984138107 8,961,294 233,900 233,900 233,900
XYLAN CORP COMMON 984151100 1,104,375 30,000 30,000 30,000
ZILOG INC COMMON 989524103 239,356 478,712 478,712 478,712
TOTAL 238,587,096
</TABLE>
Page 6
