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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended September 30, 2000
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(Please read instructions before preparing form.)
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If amended report check here: |_| Amendment Number: ____
This Amendment (Check only one): |_| is a restatement
|_| adds new holding
entries.
WTG & CO., LP
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Name of Institutional Investment Manager
500 PARK AVENUE NY NY 10022
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Business Address (Street) (City) (State) (Zip)
ROBERT M. BURNAT 212-935-6655 CONTROLLER
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Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
------------------------------------ATTENTION-----------------------------------
Intentional misstatements or omissions of facts constitute
Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of NY and State of NY on the 8th day of February,
2000.
WTG & CO., L.P.
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(Name of Institutional Investment Manager)
/s/ Robert M. Burnat
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(Manual Signature of Person Duly
Authorized to Submit This Report)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 45
Form 13F Information Table Value Total: $ 194,269
(thousands)
List of Other Included Managers:
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name: 13F File No.:
----------------------- ------------- ----------------------- -------------
1. SEE ATTACHED 6.
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2. 7.
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3. 8.
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4. 9.
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5. 10.
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SEC 1685 (7-88)
<PAGE>
FORM 13F
<TABLE>
<CAPTION>
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WTG & CO., L.P.
VALUATION REPORT - WITH VOTING RIGHTS BASE CURRENCY: USD
SEPTEMBER 30, 2000 DATE 1.
TITLE OF SHARES OR INVESTMENT DISCRETION VOTING AUTHORITY
NAME OF ISSUE CLASS CUSIP FAIR MARKET PRINCIPAL (A) SOLE (B) SHARED (C) OTHER (A) SOLE (B) SHARED (C) OTHER
LONG ACCOUNT
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AXA FINANCIAL INC
COMMON STOCK 002451102 3,565,625 70,000 70,000 70,000
APPLIED MICRO CIRCUITS CORP
COMMON STOCK 03822W109 248,475 1,200 1,200 1,200
AVALON HOLDINGS CORP-A
COMMON STOCK 05343P109 201,819 65,900 65,900 65,900
BANGOR HYDRO ELEC CO
COMMON STOCK 060077104 2,418,750 100,000 100,000 100,000
BERTLITZ INTL INC (NEW)
COMMON STOCK 08520F100 2,116,500 249,000 249,000 249,000
BESTFOODS
COMMON STOCK 08658U101 8,002,500 110,000 110,000 110,000
CALIFORNIA COASTAL COMM INC
COMMON STOCK 129915203 2,329,600 409,600 409,600 409,600
CARLYLE INDUSTRIES INC
COMMON STOCK 143093102 17,810 56,900 56,900 56,900
CRESCENDO PHARMACEUTICALS CL A
COMMON STOCK 225637107 2,195,345 107,090 107,090 107,090
DEXTER CORP
COMMON STOCK 252165105 4,657,158 104,000 104,000 104,000
EASTERN COMPANY
COMMON STOCK 276317104 3,005,644 258,550 258,550 258,550
EASTERN ENTERPRISES
COMMON STOCK 27637F100 17,931,313 281,000 281,000 281,000
ENDO PHARMACEUTICALS HLDGS INC
COMMON STOCK 29264F205 1,446,363 147,400 147,400 147,400
FIRST WASHINGTON REALTY TRUST
COMMON STOCK 337489504 1,268,750 50,000 50,000 50,000
FRANKLIN SELECT REALTY TRUST
COMMON STOCK 354638108 812,900 739,000 739,000 739,000
GENERAL MOTORS CORP.
COMMON STOCK 370442105 3,250,000 50,000 50,000 50,000
GRIFFIN LAND & NURSERIES
COMMON STOCK 398231100 892,588 70,700 70,700 70,700
HARCOURT GEN INC
COMMON STOCK 41163G101 1,770,000 30,000 30,000 30,000
HERCULES INC.
COMMON STOCK 427056106 706,250 50,000 50,000 50,000
INCYTE PHARMACEUTICALS INC
CONVERTIBLE BOND 45337CAA0 4,001,400 4,940,000 4,940,000 4,940,000
LG&E ENERGY CORPORATION
COMMON STOCK 501917108 2,688,125 110,000 110,000 110,000
LIFE TECHNOLOGIES INC
COMMON STOCK 532177201 2,821,004 71,290 71,290 71,290
LIFELINE SYSTEM INC
COMMON STOCK 532192101 1,130,363 70,100 70,100 70,100
MCN ENERGY GROUP INC
COMMON STOCK 55267J100 15,277,625 596,200 596,200 596,200
MASCOTECH INC SUB DEB CONV
CONVERTIBLE BOND 574670AB1 5,142,225 7,500,000 7,500,000 7,500,000
MEDIA GENERAL INC CL A
COMMON STOCK 584404107 2,365,000 55,000 55,000 55,000
MEDQUIST INC
COMMON STOCK 584949101 3,330,938 165,000 165,000 165,000
MIKASA INC.
COMMON STOCK 59862T109 163,750 10,000 10,000 10,000
NATIONAL PROCESSING INC
COMMON STOCK 637229105 4,628,644 332,100 332,100 332,100
O'SULLIVAN INDS HLDG INC
PREF NON CONVERTIBLE 67104Q205 431,444 829,700 829,700 829,700
OMNOVA SOLUTIONS INC
COMMON STOCK 682129101 948,963 170,600 170,600 170,600
ONEIDA LTD.
COMMON STOCK 682505102 1,734,375 125,000 125,000 125,000
PANAVISION INC (NEW)
COMMON STOCK 69830E209 464,813 67,000 67,000 67,000
PREMIER FARNELL PLC SPON ADR
PREF CONVERTIBLE 74050U206 3,244,313 157,300 157,300 157,300
PROVIDENCE ENERGY CORP
COMMON STOCK 743743106 1,816,325 42,800 42,800 42,800
RALCORP HLDGS INC (NEW)
COMMON STOCK 751028101 2,048,125 145,000 145,000 145,000
RUSS BERRIE AND COMPANY INC
COMMON STOCK 782233100 1,382,500 70,000 70,000 70,000
SEMCO ENERGY INC
COMMON STOCK 78412D109 1,806,563 117,500 117,500 117,500
SEAGATE TECHNOLOGY INC
COMMON STOCK 811804103 73,188,300 1,060,700 1,060,700 1,060,700
SEAGRAM LTD.
COMMON STOCK 811850106 2,297,500 40,000 40,000 40,000
UNITED DOMINION INDS LTD
COMMON STOCK 909914103 1,539,688 65,000 65,000 65,000
VISKASE COMPANIES INC
COMMON STOCK 92831R102 139,795 76,600 76,600 76,600
WATER PIK TECHNOLOGIES INC
COMMON STOCK 94113U100 2,431,563 251,000 251,000 251,000
YORK INTERNATIONAL CORP NEW
COMMON STOCK 986670107 626,850 25,200 25,200 25,200
YOUNG & RUBICAM INC
COMMON STOCK 987425105 1,782,000 36,000 36,000 36,000
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TOTAL 194,269,572
</TABLE>
