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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 2)
ECLIPSE SURGICAL TECHNOLOGIES, INC.
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(Name of Issuer)
COMMON STOCK
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(Title of Class of Securities)
278848 10 4
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(CUSIP Number)
December 31, 1999
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange of 1934
("Act") or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the Notes).
Page 1 of 10 Pages
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SCHEDULE 13G
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CUSIP NO. 278848 10 4 Page 2 of 10 Pages
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(1) NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Douglas Murphy-Chutorian, M.D. ###-##-####
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(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See instructions)
(a) [ ]
(b) [ ]
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(3) SEC USE ONLY
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(4) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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(5) SOLE VOTING POWER
NUMBER OF - 0 -
SHARES --------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
OWNED BY 2,968,375 shares - Dr. Murphy-Chutorian
EACH may be deemed to have shared power to vote
REPORTING these by reason of being co-trustee of the
PERSON WITH Murphy-Chutorian Family Trust UDT dated
1-13-97, a revocable living trust (the
"Trust") with his spouse, Leslie
Murphy-Chutorian, each of whom is the
beneficial owner of shares of the Trust.
Mr. Murphy-Chutorian expressly disclaims
beneficial ownership of these shares
except to the extent of his pecuniary
interest therein.
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(7) SOLE DISPOSITIVE POWER
- 0 -
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(8) SHARED DISPOSITIVE POWER
2,968,375 shares - Dr. Murphy-Chutorian
may be deemed to have shared power to vote
these by reason of being co-trustee of the
Murphy-Chutorian Family Trust UDT dated
1-13-97, a revocable living trust (the
"Trust") with his spouse, Leslie
Murphy-Chutorian, each of whom is the
beneficial owner of shares of the Trust.
Mr. Murphy-Chutorian expressly disclaims
beneficial ownership of these shares
except to the extent of his pecuniary
interest therein.
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(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,968,375 shares - Dr. Murphy-Chutorian may be deemed to have shared
power to vote these by reason of being co-trustee of the
Murphy-Chutorian Family Trust UDT dated 1-13-97, a revocable living
trust (the "Trust") with his spouse, Leslie Murphy-Chutorian, each of
whom is the beneficial owner of shares of the Trust. Mr.
Murphy-Chutorian expressly disclaims beneficial ownership of these
shares except to the extent of his pecuniary interest therein.
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(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See instructions) [ ]
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(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
10.0%
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(12) TYPE OF REPORTING PERSON (See instructions)
IN
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SCHEDULE 13G
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CUSIP NO. 278848 10 4 Page 3 of 10 Pages
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(1) NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Leslie Murphy-Chutorian ###-##-####
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(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See instructions)
(a) [ ]
(b) [ ]
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(3) SEC USE ONLY
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(4) CITIZENSHIP OR PLACE OF ORGANIZATION
Canada
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(5) SOLE VOTING POWER
NUMBER OF 1,239,822
SHARES --------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
OWNED BY 2,968,375 shares - Ms. Murphy-Chutorian
EACH may be deemed to have shared power to vote
REPORTING these by reason of being co-trustee of the
PERSON Murphy-Chutorian Family Trust UDT dated
WITH 1-13-97, a revocable living trust (the
"Trust") with her spouse, Douglas
Murphy-Chutorian, MD, each of whom is the
beneficial owner of shares of the Trust.
Ms. Murphy-Chutorian expressly disclaims
beneficial ownership except to the extent
of her pecuniary interest therein.
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(7) SOLE DISPOSITIVE POWER
1,239,822
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(8) SHARED DISPOSITIVE POWER
2,968,375 shares - Ms. Murphy-Chutorian
may be deemed to have shared power to vote
these by reason of being co-trustee of the
Murphy-Chutorian Family Trust UDT dated
1-13-97, a revocable living trust (the
"Trust") with her spouse, Douglas
Murphy-Chutorian, MD, each of whom is the
beneficial owner of shares of the Trust.
Ms. Murphy-Chutorian expressly disclaims
beneficial ownership except to the extent
of her pecuniary interest therein.
--------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,208,197
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(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See instructions) [ ]
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(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
14.3%
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(12) TYPE OF REPORTING PERSON (See instructions)
IN
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<PAGE> 4
SCHEDULE 13G
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CUSIP NO. 278848 10 4 Page 4 of 10 Pages
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(1) NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Murphy-Chutorian Family Trust UDT dated 1-13-97, a revocable living
trust
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(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See instructions)
(a) [ ]
(b) [ ]
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(3) SEC USE ONLY
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(4) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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(5) SOLE VOTING POWER
- 0 -
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NUMBER OF (6) SHARED VOTING POWER
SHARES 2,968,375
BENEFICIALLY --------------------------------------------------
OWNED BY (7) SOLE DISPOSITIVE POWER
EACH - 0 -
REPORTING --------------------------------------------------
PERSON WITH (8) SHARED DISPOSITIVE POWER
2,968,375
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(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,968,375
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(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See instructions) [ ]
- --------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
10.0%
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(12) TYPE OF REPORTING PERSON (See instructions)
OO
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<PAGE> 5
This Amendment No. 2 is filed pursuant to Rules 13d-1(d) and 13d-2(b)
under the Securities Exchange Act of 1934, as amended (the "Act"), and amends
the Statement on Schedule 13G filed February 14, 1997, and Amendment No. 1
thereto filed February 19, 1998, with respect to the Common Stock of Eclipse
Surgical Technologies, Inc., a corporation organized under the laws of the
California (the "Company"), owned by (i) Douglas Murphy-Chutorian, an
individual, Leslie Murphy-Chutorian, an individual and the Murphy-Chutorian
Family Trust UDT dated 1-13-97, a revocable living trust. All information
contained in this Amendment No. 2 regarding beneficial ownership of shares of
the Company is as of December 31, 1999.
Item 1(a): Name of Issuer
Eclipse Surgical Technologies, Inc.
Item 1(b): Address of Issuer's Principal Executive Offices
1049 Kiel Court
Sunnyvale, CA 94089
Item 2(a): Names of Persons Filing
Dr. Douglas Murphy-Chutorian
Leslie Murphy-Chutorian
The Murphy-Chutorian Family Trust UDT dated 1-13-97, a revocable trust
Item 2(b): Address of Principal Business Office or, if none, Residence
1049 Kiel Court
Sunnyvale, CA 94089
Item 2(c): Citizenship or Place of Organization
Douglas Murphy-Chutorian, M.D. = United States
Leslie Murphy-Chutorian = Canada
The Murphy-Chutorian Family Trust UDT dated 1-13-97, a revocable living trust =
United States
Item 2(d): Title of Class of Securities:
Common Stock of the Company.
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Item 2(e): CUSIP Number
278848 10 4
Item 3:
Not applicable.
Item 4: Ownership
(a) Amount Beneficially Owned: Douglas Murphy-Chutorian, M.D. =
2,968,375; Leslie Murphy-Chutorian = 4,208,197; Murphy-Chutorian
Family Trust UDT dated 1-13-97, a revocable trust = 2,968,375
(b) Percent of Class: Douglas Murphy-Chutorian, M.D. = 10.0%; Leslie
Murphy-Chutorian = 14.3%; Murphy-Chutorian Family Trust UDT
dated 1-13-97, a revocable living trust = 10.0%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
Douglas Murphy-Chutorian, M.D. = 0;
Leslie Murphy-Chutorian = 1,239,822 held as custodian for
Murphy-Chutorian children; Murphy-Chutorian Family Trust UDT
dated 1-13-97, a revocable living trust = 0
(ii) shared power to vote or to direct the vote:
Douglas Murphy-Chutorian, M.D. = may be deemed to have shared
power to vote a total of 2,968,375 shares by reason of being
co-trustee of the Murphy-Chutorian Family Trust UDT dated
1-13-97, a revocable living trust (the "Trust") with his spouse,
Leslie Murphy-Chutorian, each of whom is the beneficial owner of
shares of the Trust. Mr. Murphy-Chutorian expressly disclaims
beneficial ownership of such shares, except to the extent of his
own pecuniary interest therein;
Leslie Murphy-Chutorian = 4,208,197 shares by reason of being
co-trustee of the Murphy-Chutorian Family Trust UDT dated
1-13-97, a revocable living trust (the "Trust") with her spouse,
Douglas Murphy-Chutorian, each of whom is the beneficial owner
of shares of the Trust. Ms. Murphy-Chutorian expressly disclaims
beneficial ownership of such shares, except to the extent of her
own pecuniary interest therein;
Murphy-Chutorian Family Trust UDT dated 1-13-97, a revocable
living trust = 2,968,375
6
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(iii) sole power to dispose or to direct the disposition of:
Douglas Murphy-Chutorian, M.D. = 0;
Leslie Murphy-Chutorian = 1,239,822 held as custodian for
Murphy-Chutorian children;
Murphy-Chutorian Family Trust UDT dated 1-13-97, a revocable
living trust = 0
(iv) shared power to dispose or to direct the disposition of:
Douglas Murphy-Chutorian, M.D. = may be deemed to have shared
power to vote a total of 2,968,375 shares by reason of being
co-trustee of the Murphy-Chutorian Family Trust UDT dated
1-13-97, a revocable living trust (the "Trust") with his spouse,
Leslie Murphy-Chutorian, each of whom is the beneficial owner of
shares of the Trust. Mr. Murphy-Chutorian expressly disclaims
beneficial ownership of such shares, except to the extent of his
own pecuniary interest therein;
Leslie Murphy-Chutorian = 4,208,197 shares by reason of being
co-trustee of the Murphy-Chutorian Family Trust UDT dated
1-13-97, a revocable living trust (the "Trust") with her spouse,
Douglas Murphy-Chutorian, each of whom is the beneficial owner
of shares of the Trust. Ms. Murphy-Chutorian expressly disclaims
beneficial ownership of such shares, except to the extent of her
own pecuniary interest therein; Murphy-Chutorian Family Trust
UDT dated 1-13-97, a revocable living trust = 2,968,375.
Item 5: Ownership of Five Percent or Less of a Class
Not applicable.
Item 6: Ownership of More than Five Percent on Behalf of Another Person
No person, other than the filing persons, is known to have the right to
receive or the power to direct the receipt of dividends from, or the
proceeds from the sale of, the securities subject to this Schedule 13G.
Item 7: Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on By the Parent Holding Company
Not applicable.
Item 8: Identification and Classification of Members of the Group
Not applicable.
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Item 9: Notice of Dissolution of Group
Not applicable.
8
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Item 10: Signature
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: February 11, 2000
/s/ Douglas Murphy-Chutorian, M.D.
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Signature
Douglas Murphy-Chutorian, M.D., in his
individual capacity, and in his capacity as
trustee of the Murphy-Chutorian Family Trust
UDT dated 1-13-97, a revocable living trust
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Name/Title
Date: February 11, 2000
/s/ Leslie Murphy-Chutorian
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Signature
Leslie Murphy-Chutorian, in her individual
capacity, and in her capacity as trustee of
the Murphy-Chutorian Family Trust UDT dated
1-13-97, a revocable living trust
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Name/Title
9
<PAGE> 10
We agree to file this Schedule 13G together as one filer.
Date: February 11, 2000
/s/ Douglas Murphy-Chutorian, M.D.
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Signature
Douglas Murphy-Chutorian, M.D. in his
individual capacity, and in his capacity as
trustee of the Murphy-Chutorian Family Trust
UDT dated 1-13-97, a revocable living trust
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Name/Title
Date: February 11, 2000
/s/ Leslie Murphy-Chutorian
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Signature
Leslie Murphy-Chutorian, in her individual
capacity, and in her capacity as trustee of
the Murphy-Chutorian Family Trust UDT dated
1-13-97, a revocable living trust
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Name/Title
-10-
