<PAGE>
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 8)
ENVIROGEN, INC.
(Name of Issuer)
Common Stock, Par Value, $0.01 Per Share
(Title of Class of Securities)
294040100
(CUSIP Number)
Gaetano J. Casillo
Allen & Company Incorporated
711 Fifth Avenue, New York, New York 10022, (212) 830-8300
(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
November 18, 1998
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Section 13d-1(e), 240.13d-1(f) or240.13d-1(g),
check the following box [ ].
NOTE: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits.
See S240.13d-7(b) for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purposes of Section 18 of the Securities
Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that
section of the Act but shall be subject to all other provisions of the
Act (however, see the Notes).
Page 1 of 14 Pages
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<PAGE>
AMENDMENT NO. 8
TO THE
SCHEDULE 13D
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CUSIP No. 294040100 Page 2 of 14 Pages
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====================
1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Allen Holding Inc.
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [x]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
Not Applicable
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(E) [ ]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7 SOLE VOTING POWER
0
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8 SHARED VOTING POWER
0
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9 SOLE DISPOSITIVE POWER
0
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10 SHARED DISPOSITIVE POWER
0
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
146,460 (Includes 36,503 warrants to purchase 36,503 shares of the Issuer's
Common Stock)
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.7%
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14 TYPE OF REPORTING PERSON*
HC
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*SEE INSTRUCTIONS BELOW BEFORE FILLING OUT!
SEC 1746 (9-88)
<PAGE>
<PAGE>
AMENDMENT NO. 8
TO THE
SCHEDULE 13D
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CUSIP No. 294040100 Page 3 of 14 Pages
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====================
1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Allen & Company Incorporated
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [x]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
Not Applicable
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(E) [ ]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
New York
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7. NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
SOLE VOTING POWER
146,460 (Includes 36,503 warrants to purchase 36,503 shares of the Issuer's
Common Stock)
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8 SHARED VOTING POWER
0
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9 SOLE DISPOSITIVE POWER
146,460 (Includes 36,503 warrants to purchase 36,503 shares of the Issuer's
Common Stock)
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10 SHARED DISPOSITIVE POWER
0
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
146,460 (Includes 36,503 warrants to purchase 36,503 shares of the
Issuer's Common Stock)
- -----------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ]
- -----------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.7%
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14 TYPE OF REPORTING PERSON*
CO, BD
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*SEE INSTRUCTIONS BELOW BEFORE FILLING OUT!
SEC 1746 (9-88)
<PAGE>
<PAGE> Page 4 of 14 Pages
AMENDMENT NO. 8
TO THE
SCHEDULE 13D
The Reporting Persons, consisting of Allen & Company Incorporated
("ACI"), and Allen Holding Inc. ("AHI") hereby amend their Schedule 13D
relating to the Common Stock, $0.01 per share of Envirogen, Inc. as set
forth below.
Item 5. Interest in Securities of the Issuer
(a) As of the close of business on December 1, 1998, the
Reporting Persons, by virtue of the language of Rule 13d-3(d)(1)(i), may
be deemed to own beneficially in the aggregate the number and percentage
of the Issuer's Common Stock set forth opposite their names below
(based upon the Issuer's Schedule 14A. Notice and Proxy Statement dated
November 11, 1998 in which the Issuer estimated that the aggregate number
of shares of the Issuer's Common Stock issued and outstanding would be
3,965,940 following the approval of the one-for-six reverse stock split
referenced below (the "Reverse Stock Split")). On November 24, 1998, the
Issuer's stockholders approved and adopted an Amendment to the Issuer's
Amended and Restated Certificate of Incorporation to give effect to the
Reverse Stock Split. The Reporting Persons' holdings of the Issuer's Common
Stock reported herein have been adjusted to reflect the Reverse Stock Split.
<TABLE>
<CAPTION>
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Name Shares of Common Stock Percentage
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<S> <C> <C>
Allen Holding Inc. 146,460(1) 3.7%
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Allen & Company Incorporated(1) 146,460(2) 3.7%
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====================
</TABLE>
(1) Represents shares of the Issuer's Common Stock owned by ACI.
(1) Does not include shares owned by officers and directors of ACI
with respect to which ACI disclaims beneficial ownership.
Includes 36,503 warrants to purchase 36,503 shares of the
Issuer's Common Stock.
(c) On November 18, 1998, ACI privately negotiated identical
transactions with two purchasers whereby ACI sold, in the aggregate, 597,500
shares of the Issuer's Common Stock (the "Shares")to each purchaser. Each
purchaser paid ACI an aggregate purchase price of $3,000 for the Shares.
In addition, on October 13, 1998, 506,103 Warrants to purchase
506,103 shares of the Issuer's Common Stock expired.
This Amendment No. 8 to the Schedule 13D does not reflect market
maker transactions effected by ACI in the ordinary course of business.
(e) On November 18, 1998, the Reporting Persons ceased to be
the beneficial owners of more than five percent (5%) of the Issuer's Common
Stock.
<PAGE>
<PAGE> Page 5 of 14 Pages
Item 7. Material to be filed as Exhibits
Exhibit A -- Directors and Executive Officers of Allen Holding Inc.
and Allen & Company Incorporated.
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<PAGE> Page 6 of 14 Pages
After reasonable inquiry and to the best of our knowledge and
belief, we certify that the information set forth in this statement is true,
complete and correct.
Dated: December 2, 1998
ALLEN HOLDING INC.
/s/ Gaetano J. Casillo
By: -------------------------
Gaetano J. Casillo
Vice President
ALLEN & COMPANY INCORPORATED
/s/ Gaetano J. Casillo
By: -------------------------
Gaetano J. Casillo
Vice President
<PAGE>
<PAGE> Page 7 of 14 Pages
EXHIBIT A
OFFICERS AND DIRECTORS OF ALLEN & COMPANY INCORPORATED
[S] [C] [C]
Principal Occupation
Business (i.e., Position with
Name xx Address Allen & Company Incorporated)
Herbert A. Allen x President, Managing Director,
Director, Chief Executive Officer
Herbert A. Allen III x Vice President, Director
Grace Allen x Director
Eran S. Ashany x Vice President, Director
Jonathan S. Bean x Vice President, Director
Edmund M. Bleich x Vice President
Denise Calvo-Silver x Vice President, Director
Dominick J. Cantalupo x Co-Chief Operations Officer, Vice
President
Marvyn Carton x Director - Emeritus
Gaetano J. Casillo x Chief Compliance Officer,
Vice President
Robert H. Cosgriff x Chief Administrative Officer,
Executive Vice President,
Managing Director, Director
Richard M. Crooks, Jr. x Director
Thalia V. Crooks x Vice President, Director
Mary L. Cullen x Vice President, Secretary, Director
Robert Dean x Vice President - Elect
Orin F. Devereux x Vice President, Director
Daniel Englander x Vice President - Elect
<PAGE>
<PAGE> Page 8 of 14 Pages
Principal Occupation
Business (i.e., Position with
Name xx Address Allen & Company Incorporated)
Howard M. Felson x Assistant Secretary, Vice President
Anthony J. Ferrante x Treasurer
Richard Fields x Executive Vice President, Managing
Director, Director
Paul A. Gould x Executive Vice President, Managing
Director, Director
John G. Hall x Vice President, Director
Daniel P. Harley x Vice President
John H. Josephson x Vice President, Director
Clark R. Keough x Vice President, Director
Donald R. Keough x Chairman of the Board,
Managing Director, Director
Kaveh A. Khosrowshahi x Vice President, Director
Neal Kopp x Vice President
Irwin H. Kramer x Executive Vice President,
Managing Director, Director
Terry Allen Kramer x Director
Suzanne G. Kucera x Vice President - Elect, Director
Robert J. Kurz x Vice President
William F. Leimkuhler x Assistant Secretary, Vice
President, General Counsel
LeRoy Kim x Vice President - Elect
Jonathan Lipton x Vice President - Elect
Jeffrey J. Logan x Vice President - Elect
Dan W. Lufkin x Special Advisor to the Board of
Directors
Ellen F. Lynch x Vice President
<PAGE>
<PAGE> Page 9 of 14 Pages
Principal Occupation
Business (i.e., Position with
Name xx Address Allen & Company Incorporated)
Principal Occupation
Robert A. Mackie x Executive Vice President,
Managing Director, Director
James C. Maiden, Jr. x Vice President
Terence C. McCarthy x Co-Chief Operations Officer, Vice
President
Robert C. Miller x Vice President, Director
Terrence Morris x Vice President - Elect
Brian J. Murphy x Vice President, Director
Louis J. Mustacchio x Vice President
Walter T. O'Hara, Jr. x Executive Vice President, Managing
Director, Director
Nancy B. Peretsman x Executive Vice President, Managing
Director, Director
Patrick S. Perry x Vice President, Director
Pamela M. Plager x Vice President, Director
Eugene Protash x Vice President, Assistant Secretary
James W. Quinn x Director, Vice President,
Assistant Secretary
Philip D. Scaturro x Executive Vice President, Managing
Director, Director
John A. Schneider x Executive Vice President,
Managing Director, Director
Enrique F. Senior x Executive Vice President, Managing
Director, Director
Stanley S. Shuman x Executive Vice President, Managing
Director, Director
John M. Simon x Executive Vice President, Managing
Director, Director
<PAGE>
<PAGE> Page 10 of 14 Pages
<TABLE>
<S> <C> <C>
Principal Occupation
Business (i.e., Position with
Name xx Address Allen & Company Incorporated)
Daniel Selmonosky x Vice President, Director
Ian G. Smith x Vice President - Elect
Dennis J. Warfield x Vice President, Chief Information
Officer
Kim M. Weiland x Executive Vice President, Managing
Director, Director, Chief
Financial Officer
Edward D. Weinberger x Vice President, Director
Harold M. Wit x Executive Vice President, Managing
Director, Director
</TABLE>
x 711 Fifth Avenue, New York, New York 10022-3194.
xx All the Executive Officers and Directors of Allen & Company
Incorporated are U.S. citizens unless otherwise indicated.
<PAGE>
<PAGE> Page 11 of 14 Pages
OFFICERS AND DIRECTORS
OF ALLEN HOLDING INC.
[S] [C] [C]
Principal Occupation
Business (i.e., Position with
Name xx Address Allen & Company Incorporated)
Herbert A. Allen x President, Managing Director,
Director, Chief Executive Officer
Herbert A. Allen, III x Vice President, Director
Grace Allen x Director
Eran S. Ashany x Vice President
Jonathan S. Bean x Vice President - Elect
Edmund M. Bleich x Vice President
Denise Calvo-Silver x Vice President, Director
Dominick J. Cantalupo x Co-Chief Operations Officer,
Vice President
Marvyn Carton x Director - Emeritus
Gaetano J. Casillo x Chief Compliance Officer,
Vice President
Robert H. Cosgriff x Chief Administrative Officer,
Executive Vice President,
Managing Director, Director
Richard M. Crooks, Jr. x Director
Thalia V. Crooks x Vice President, Director
Mary L. Cullen x Vice President, Secretary, Director
Robert Dean x Vice President - Elect
Orin F. Devereux x Vice President, Director
Daniel Englander x Vice President - Elect
Howard M. Felson x Assistant Secretary, Vice President
Anthony J. Ferrante x Treasurer
Richard L. Fields x Executive Vice President,
Managing Director, Director
<PAGE>
<PAGE> Page 12 of 14 Pages
[S] [C] [C]
Principal Occupation
Business (i.e., Position with
Name xx Address Allen & Company Incorporated)
John G. Hall x Vice President - Elect, Director
Daniel P. Harley x Vice President
John H. Josephson x Vice President, Director
Donald R. Keough x Chairman, Director
Clark R. Keough x Vice President, Director
Kaveh A. Khosrowshahi x Vice President, Director
Neal Kopp x Vice President
Irwin H. Kramer x Executive Vice President, Managing
Director, Director
Terry Allen Kramer x Director
Suzanne G. Kucera x Vice President - Elect, Director
Robert J. Kurz x Vice President
William F. Leimkuhler x Assistant Secretary, Vice
President, General Counsel
LeRoy Kim x Vice President - Elect
Jonathan Lipton x Vice President - Elect
Jeffrey J. Logan x Vice President - Elect
Dan W. Lufkin x Special Advisor to the
Board of Directors
Ellen F. Lynch x Vice President
Robert A. Mackie x Executive Vice President,
Managing Director, Director
James C. Maiden, Jr. x Vice President
Terence C. McCarthy x Co-Chief Operations Officer,
Vice President, Executive Vice
President - Elect, Director
<PAGE>
<PAGE> Page 13 of 14 Pages
[S] [C] [C]
Principal Occupation
Business (i.e., Position with
Name xx Address Allen & Company Incorporated)
Robert C. Miller x Vice President, Director
Terrence Morris x Vice President - Elect
Brian J. Murphy x Vice President, Director
Louis J. Mustacchio x Vice President
Walter T. O'Hara x Executive Vice President, Managing
Director, Director
Nancy B. Peretsman x Executive Vice President,
Managing Director, Director
Patrick S. Perry x Vice President, Director
Pamela M. Plager x Vice President, Director
Eugene Protash x Assistant Secretary, Vice President
James W. Quinn x Vice President, Assistant
Secretary, Director
Bradley A. Roberts x Director - Elect, Vice
President - Elect
Philip D. Scaturro x Executive Vice President,
Managing Director, Director
John A. Schneider x Executive Vice President,
Director, Director
Daniel Selmonosky x Vice President, Director
Enrique F. Senior x Executive Vice President,
Director, Director
Stanley S. Shuman x Executive Vice President,
Managing Director, Director
John M. Simon x Executive Vice President,
Managing Director, Director
Ian G. Smith x Vice President - Elect
<PAGE>
<PAGE> Page 14 of 14 Pages
Principal Occupation
Business (i.e., Position with
Name xx Address Allen & Company Incorporated)
Dennis J. Warfield x Vice President, Chief Information
Officer
Kim M. Weiland x Vice President, Director,
Chief Financial Officer
Edward D. Weinberger x Vice President, Managing Director,
Director
Harold M. Wit x Executive Vice President, Managing
Director, Director
[/TABLE]
x 711 Fifth Avenue, New York, New York 10022-3194.
xx All the Executive Officers and Directors of Allen Holding, Inc. are U.S.
citizens unless otherwise indicated.
130606
