ENVIRONMENTAL ELEMENTS CORP
SC 13G/A, 2000-02-10
INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFING EQUIP
Previous: ENVIRONMENTAL ELEMENTS CORP, 4, 2000-02-10
Next: ENVIRONMENTAL ELEMENTS CORP, SC 13G/A, 2000-02-10



<PAGE>


                                 UNITED STATES
                      SECURITIES AND EXCHANGE COMMISSION
                            WASHINGTON, D.C.  20549

                                  SCHEDULE 13G

                   UNDER THE SECURITIES EXCHANGE ACT OF 1934

                            (AMENDMENT NO.  9 )*
                                           ---


                      Environmental Elements Corporation
         -------------------------------------------------------------
                                (Name of Issuer)

                          Common Stock $.01 Par Value
              ---------------------------------------------------
                        (Title of Class of Securities)

                                   293940102
                   -----------------------------------------
                                 (CUSIP Number)


Check the following box if a fee is being paid with this statement [_]. (A fee
is not required only if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7).

*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).


<PAGE>


- -----------------------
  CUSIP NO. 293940102                   13G
- -----------------------

- ------------------------------------------------------------------------------
      NAME OF REPORTING PERSON
 1    S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

      Richard E. Hug
      ###-##-####

- ------------------------------------------------------------------------------
      CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
 2                                                              (a) [_]
                                                                (b) [_]

- ------------------------------------------------------------------------------
      SEC USE ONLY
 3


- ------------------------------------------------------------------------------
      CITIZENSHIP OR PLACE OF ORGANIZATION
 4
      U.S.A.

- ------------------------------------------------------------------------------
                          SOLE VOTING POWER
                     5
     NUMBER OF            848,640

      SHARES       -----------------------------------------------------------
                          SHARED VOTING POWER
   BENEFICIALLY      6
                          -0-
     OWNED BY
                   -----------------------------------------------------------
       EACH               SOLE DISPOSITIVE POWER
                     7
    REPORTING             848,640

      PERSON       -----------------------------------------------------------
                          SHARED DISPOSITIVE POWER
       WITH          8
                          -0-
- ------------------------------------------------------------------------------
      AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 9
      848,640

- ------------------------------------------------------------------------------
      CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10


- ------------------------------------------------------------------------------
      PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
11
      12%

- ------------------------------------------------------------------------------
      TYPE OF REPORTING PERSON*
12
      IN

- ------------------------------------------------------------------------------

                     *SEE INSTRUCTION BEFORE FILLING OUT!


<PAGE>

Item 1.
       (a) Name of Issuer:
           Environmental Elements Corporation

       (b) Address of Issuer's Principal Executive Offices:
           3700 Koppers Street, Baltimore, MD 21227

Item 2.
       (a) Name of Person Filing:
           Richard E. Hug

       (b) Address of Principal Business Office:
           992 Stonington Dr., Arnold, MD 21012

       (c) Citizenship:   United States

       (d) Title of Class of Securities:  Common Stock $.01 Par Value

       (e) CUSIP Number:  293940102

Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check
        whether the person filing is a:

       (a)  [_]  Broker or Dealer registered under Section 15 of the Act

       (b)  [_]  Bank as defined in Section 3(a)(6) of the Act

       (c)  [_]  Insurance Company as defined in Section 3(a)(19) of the act

       (d)  [_]  Investment Company registered under Section 8 of the
                 Investment Company Act

       (e)  [_]  Investment Adviser registered under Section 203 of the
                 Investment Advisers Act of 1940.

       (f)  [_]  Employee Benefit Plan, Pension Fund which is subject to the
                 provisions of the Employee Retirement Income Security Act
                 of 1974 or Endowment Fund; see Section 240.13d-1(b)(1)(ii)(F)

       (g)  [_]  Parent Holding Company in accordance with
                 Section 240.13d-1(b)(ii)(G) (Note: See Item 7)

       (h)  [_]  Group, in accordance with Section 240.13d-1(b)(1)(ii)(H)

Item 4. Ownership
     If the percent of the class owned, as of December 31 of the year covered by
the statement, or as of the last day of any month described in Rule 13d-1(b)(2),
if applicable, exceeds five percent, provide the following information as of
that date and identify those shares which there is a right to acquire.

       (a) Amount Beneficially Owned:  848,640

       (b) Percent of Class:  12%
<PAGE>

       (c) Number of shares as to which such person has:

           i)   sole power to vote or to direct the vote                 848,640
           ii)  shared power to vote or to direct the vote                   -0-
           iii) sole power to dispose or to direct the disposition of    848,640
           iv)  shared power to dispose or to direct the disposition of      -0-

Item 5. Ownership of 5% or Less of a Class
     If this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of more than
five percent of the class of securities, checked the following [_].
INAPPLICABLE.

Instruction: Dissolution of a group requires a response to this item.

Item 6. Ownership of More than 5% on Behalf of Another Person
     If any other person is known to have the right to receive or the power to
direct the receipt of dividends from, or the proceeds from the sale of, such
securities, a statement to that effect should be included in response to this
item and, if such interest relates to more than five percent of the class, such
person should be identified. A listing of the shareholders of an investment
company registered under the Investment Company Act of 1940 or the beneficiaries
of employee benefit plan, pension fund or endowment fund is not required.
INAPPLICABLE.

Item 7. Identification and Classification of the Subsidiary Which Acquired the
        Security Being Reported on By the Parent Holding Company
     If a parent holding company has filed this schedule, pursuant to Rule
13d-1(b)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the
identity and the Item 3 classification of the relevant subsidiary. If a parent
holding company has filed this schedule pursuant to Rule 13d-1(c), attach an
exhibit stating the identification of the relevant subsidiary. INAPPLICABLE.

Item 8. Identification and Classification of Members of the Group
     If a group has filed this schedule pursuant to Rule 13d-1(b)(ii)(H), so
indicate under Item 3(h) and attach an exhibit stating the identity and Item
3 classification of each member of the group. If a group has filed this schedule
pursuant to Rule 13d-1(c), attach an exhibit stating the identity of each member
of the group. INAPPLICABLE.

Item 9. Notice of Dissolution of the Group
     Notice of dissolution of a group may be furnished as an exhibit stating the
date of the dissolution and that all further filings with respect to
transactions in the security reported on will be filed, if required, by members
of the group, in their individual capacity. See Item 5. INAPPLICABLE.

Item 10. Certification
     By signing below, I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired in the ordinary course of
business and were not acquired for the purpose of and do not have the effect of
changing or influencing the control of the issuer of such securities and were
not acquired in connection with or as a participant in any transaction having
such purpose or effect.

                                   Signature

          After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.

                                                     February 3, 2000
                                           ------------------------------------
                                                           Date

                                                 /s/ Richard E. Hug
                                           ------------------------------------
                                                         Signature

                                            Richard E. Hug, Chairman Emeritus
                                           ------------------------------------
                                                        Name/Title



© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission