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OMB APPROVAL
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(a)
TRIMARK HOLDINGS, INC.
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(Name of Issuer)
COMMON STOCK
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(Title of Class of Securities)
89621J100
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(CUSIP Number)
MICHAEL G. KLEIN, 433 N. CAMDEN DRIVE, SUITE 500, BEVERLY HILLS, CA 90210
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
JANUARY 13, 2000
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(Date of Event which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition that is the subject of this Schedule 13D, and is filing
this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the
following box [_].
Note: Schedules filed in paper format shall include a signed original
and five copies of the schedule, including all exhibits. See Rule 13d-7(b)
for other parties to whom copies are to be sent.
(Continued on following pages)
(Page 1 of 3 Pages)
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(1) The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
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CUSIP No. 89621J100 13D Page 2 of 3 Pages
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1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
MICHAEL G. KLEIN
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
N/A (b) [_]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
PF
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [X]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES OF AMERICA
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7 SOLE VOTING POWER
NUMBER OF 241,700
SHARES _________________________________________________________________
8 SHARED VOTING POWER
BENEFICIALLY
0
OWNED BY
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EACH 9 SOLE DISPOSITIVE POWER
REPORTING 241,700
PERSON _________________________________________________________________
10 SHARED DISPOSITIVE POWER
WITH
0
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
241,700
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
N/A [_]
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.2%
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14 TYPE OF REPORTING PERSON*
IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
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CUSIP No. 89621J100 13D Page 3 of 3 Pages
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Item 1. Security and Issuer.
COMMON STOCK, $0.001 PAR VALUE
TRIMARK HOLDINGS, INC.
4553 GLENCOE AVE., SUITE 200
MARINA DEL REY, CALIFORNIA 90292
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Item 2. Identity and Background.
(a) MICHAEL G. KLEIN
(b) 433 N. CAMDEN DRIVE, SUITE 500, BEVERLY HILLS, CA 90210
(c) INVESTMENT BANKING
KLEIN INVESTMENT GROUP, L.P.
433 N. CAMDEN DRIVE
BEVERLY HILLS, CA 90210
(d) NONE
(e) IN NOVEMBER 1996, MR. KLEIN AGREED, WITHOUT ADMITTING OR
DENYING LIABILITY, TO BE CENSORED AND FINED BY NASD REGULATION
IN THE AMOUNT OF $2,500.00 AS A RESULT OF A TECHNICAL
VIOLATION OF THE RULES REQUIRING AN INTRODUCING BROKER-DEALER
TO PROMPTLY TRANSMIT CUSTOMER FUNDS TO A CLEARLY SEGREGATED
ACCOUNT. (NASD BUSINESS CONDUCT RULE 2110). THE TECHNICAL
VIOLATION OCCURRED IN MAY 1995 AND JUNE 1995 BY IACOCCA
CAPITAL PARTNERS, L.P. ("ICP"), A BROKER-DEALER WITH WHOM
MICHAEL KLEIN WAS A PRINCIPAL, AND WAS DUE TO A DELAY IN THE
TRANSFER OF CUSTOMER FUNDS IN CONNECTION WITH AN OFFERING OF
SECURITIES BY A CLIENT OF ICP.
(f) UNITED STATES OF AMERICA
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Item 3. Source and Amount of Funds or Other Consideration.
PERSONAL FUNDS
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Item 4. Purpose of Transaction.
(a) INVESTMENT
(b) through (j) N/A
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Item 5. Interest in Securities of the Issuer.
(a) 241,700 SHARES OF COMMON STOCK, WHICH REPRESENTS APPROXIMATELY
5.2% OF THE ISSUED AND OUTSTANDING COMMON STOCK.
(b) 241,700 SHARES AS TO WHICH THERE IS SOLE VOTING AND
DISPOSITIVE POWER. NO SHARES AS TO WHICH THERE IS SHARED OR
DISPOSITIVE POWER.
(c) DATE SHARES PRICE PER SHARE
---- ------ ---------------
12/01/99 5,200 $3.02
12/07/99 6,000 3.36
12/21/99 3,900 3.93
12/29/99 5,300 3.23
12/30/99 15,700 3.21
12/31/99 8,000 3.43
01/05/00 2,500 3.43
01/10/00 60,000 3.43
01/12/00 8,000 3.86
01/13/00 6,000 3.88
01/14/00 6,000 3.88
(d) N/A
(e) N/A
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Item 6. Contracts, Arrangements, Understandings or Relationships with Respect
to Securities of the Issuer.
NONE
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Item 7. Material to be Filed as Exhibits.
NONE
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
JANUARY 26, 2000
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(Date)
/S/ MICHAEL G. KLEIN
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(Signature)
MICHAEL G. KLEIN
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(Name/Title)
Attention. Intentional misstatements or omissions of fact constitute federal
criminal violations (see 18 U.S.C. 1001).
