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OMB APPROVAL
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OMB Number 3235-0145
UNITED STATES Expires: 31-Aug-91
SECURITIES AND EXCHANGE COMMISSION Estimated Average
WASHINGTON, D.C. 20549 burden hours per
response
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SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
AMVESCAP PLC (formerly Invesco PLC)
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(Name of Issuer)
Ordinary Shares of Twenty-Five Pence Each Fully Paid
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(Title of Class of Securities)
N/A
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(CUSIP Number)
Check the following box if a fee is being paid with this statement [ ]. (A fee
is not required only if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7).
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the Notes).
SEC 1745 (10-88)
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CUSIP NO. N/A 13G PAGE 2
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(1) NAME OF REPORTING PERSON
SS. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Advent VII L.P. 04-3181563
Advent VI L.P. 51-0309893
Advent Industrial II L.P. 51-0314268
Advent New York L.P. 04-3095408
Advent Atlantic and Pacific L.P. 04-2928123
Advent Atlantic and Pacific II L.P. 04-3123521
TA Venture Investors L.P. 04-3068354
TA Associates Management L.P. 04-3205796
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(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ X ]
(B) [ ]
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(3) SEC USE ONLY
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(4) CITIZENSHIP OR PLACE OF ORGANIZATION
Advent VII L.P. Delaware
Advent VI L.P. Delaware
Advent Industrial II L.P. Delaware
Advent New York L.P. Delaware
Advent Atlantic and Pacific L.P. Delaware
Advent Atlantic and Pacific II L.P. Delaware
TA Venture Investors L.P. Massachusetts
TA Associates Management L.P. Massachusetts
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(5) SOLE VOTING POWER
Advent VII L.P. 27,887,220
Advent VI L.P. 17,161,255
Advent Industrial II L.P. 4,140,095
Advent New York L.P. 2,788,635
Advent Atlantic and Pacific L.P. 2,788,635
Advent Atlantic and Pacific II L.P. 11,497,980
TA Venture Investors L.P. 804,447
TA Associates Management L.P. 72,394
NUMBER OF ---------------------------------------------------------------
SHARES (6) SHARED VOTING POWER
BENEFICIALLY N/A
OWNED BY ---------------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
REPORTING
PERSON WITH Advent VII L.P. 27,887,220
Advent VI L.P. 17,161,255
Advent Industrial II L.P. 4,140,095
Advent New York L.P. 2,788,635
Advent Atlantic and Pacific L.P. 2,788,635
Advent Atlantic and Pacific II L.P. 11,497,980
TA Venture Investors L.P. 804,447
TA Associates Management L.P. 72,394
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(8) SHARED DISPOSITIVE POWER
N/A
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(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
Advent VII L.P. 27,887,220
Advent VI L.P. 17,161,255
Advent Industrial II L.P. 4,140,095
Advent New York L.P. 2,788,635
Advent Atlantic and Pacific L.P. 2,788,635
Advent Atlantic and Pacific II L.P. 11,497,980
TA Venture Investors L.P. 804,447
TA Associates Management L.P. 72,394
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(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES* [ ]
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(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
Advent VII L.P. 4.52%
Advent VI L.P. 2.78%
Advent Industrial II L.P. 0.67%
Advent New York L.P. 0.45%
Advent Atlantic and Pacific L.P. 0.45%
Advent Atlantic and Pacific II L.P. 1.86%
TA Venture Investors L.P. 0.13%
TA Associates Management L.P. 0.01%
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(12) TYPE OF REPORTING PERSON*
Each entity is a Limited Partnership
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SEE INSTRUCTIONS BEFORE FILLING OUT!
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ATTACHMENT TO FORM 13G PAGE 3
ITEM 1(a) NAME OF ISSUER: AMVESCAP PLC (formerly Invesco PLC)
ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
11 Devonshire square
London EC2M 4YR ENGLAND
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ITEM 2(a) NAME OF PERSON FILING:
Advent VII L.P.
Advent VI L.P.
Advent Industrial II L.P.
Advent New York L.P.
Advent Atlantic and Pacific L.P.
Advent Atlantic and Pacific II L.P.
TA Venture Investors L.P.
TA Associates Management L.P.
ITEM 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE:
c/o TA Associates
125 High Street, Suite 2500
Boston, MA 02110
ITEM 2(c) CITIZENSHIP: Not Applicable
ITEM 2(d) TITLE AND CLASS OF SECURITIES: Ordinary Shares of
Twenty-Five Pence Each Fully Paid
ITEM 2(e) CUSIP NUMBER: N/A
ITEM 3 IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b) or
13d-2(b), CHECK WHETHER THE PERSON FILING IS A: Not
Applicable
ITEM 4 OWNERSHIP
ITEM 4(a) AMOUNT BENEFICIALLY OWNED: ORDINARY SHARES
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Advent VII L.P. 27,887,220
Advent VI L.P. 17,161,255
Advent Industrial II L.P. 4,140,095
Advent New York L.P. 2,788,635
Advent Atlantic and Pacific L.P. 2,788,635
Advent Atlantic and Pacific II L.P. 11,497,980
TA Venture Investors L.P. 804,447
TA Associates Management L.P. 72,394
ITEM 4(b) PERCENT OF CLASS PERCENTAGE
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Advent VII L.P. 4.52%
Advent VI L.P. 2.78%
Advent Industrial II L.P. 0.67%
Advent New York L.P. 0.45%
Advent Atlantic and Pacific L.P. 0.45%
Advent Atlantic and Pacific II L.P. 1.86%
TA Venture Investors L.P. 0.13%
TA Associates Management L.P. 0.01%
ITEM 4(c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS:
(i) SOLE POWER TO VOTE OR DIRECT THE VOTE: ORDINARY SHARES
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Advent VII L.P. 27,887,220
Advent VI L.P. 17,161,255
Advent Industrial II L.P. 4,140,095
Advent New York L.P. 2,788,635
Advent Atlantic and Pacific L.P. 2,788,635
Advent Atlantic and Pacific II L.P. 11,497,980
TA Venture Investors L.P. 804,447
TA Associates Management L.P. 72,394
(ii) SHARED POWER TO VOTE OR DIRECT THE VOTE: N/A
(iii) SOLE POWER TO DISPOSE OR DIRECT
THE DISPOSITION: ORDINARY SHARES
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Advent VII L.P. 27,887,220
Advent VI L.P. 17,161,255
Advent Industrial II L.P. 4,140,095
Advent New York L.P. 2,788,635
Advent Atlantic and Pacific L.P. 2,788,635
Advent Atlantic and Pacific II L.P. 11,497,980
TA Venture Investors L.P. 804,447
TA Associates Management L.P. 72,394
(iv) SHARED POWER TO DISPOSE OR DIRECT
THE DISPOSITION N/A
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ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not Applicable
ITEM 6 OWNERSHIP OF MOR THAN FIVE PERCENT ON BEHALF OF ANOTHER
PERSON: Not Applicable
ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT
HOLDING COMPANY: Not Applicable
ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
This Schedule 13G is filed pursuant to Rule 13d-1(c). For
the agreement of group members to a joint filing, see below.
ITEM 9 NOTICE OF DISSOLUTION OF GROUP: Not Applicable
ITEM 10 CERTIFICATION: Not Applicable
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
AGREEMENT FOR JOINT FILING
Advent VII L.P., Advent VI L.P., Advent Industrial II L.P., Advent New York
L.P., Advent Atlantic & Pacific L.P., Advent Atlantic & Pacific II L.P., TA
Venture Investors Limited Partnership and TA Associates Management L.P., hereby
agree that TA Associates shall file with the Securities and Exchange Commission
a joint schedule 13G on behalf of the above-named parties concerning their
beneficial ownership of AMVESCAP PLC.
Dated:
ADVENT VII L.P.
By: TA Associates VII L.P., its General Partner
By: TA Associates, Inc. its General Partner
By:
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Katherine S. Cromwell, Managing Director
ADVENT VI L.P.
By: TA Associates VI L.P., its General Partner
By: TA Associates, Inc. its General Partner
By:
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Katherine S. Cromwell, Managing Director
ADVENT INDUSTRIAL II L.P.
By: TA Associates VI L.P., its General Partner
By: TA Associates, Inc. its General Partner
By:
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Katherine S. Cromwell, Managing Director
ADVENT NEW YORK L.P.
By: TA Associates VI L.P., its General Partner
By: TA Associates, Inc. its General Partner
By:
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Katherine S. Cromwell, Managing Director
ADVENT ATLANTIC AND PACIFIC L.P.
By: TA Associates AAP Venture L.P., its General Partner
By: TA Associates AAP L.P.
By: TA Associates, Inc. its General Partner
By:
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Katherine S. Cromwell, Managing Director
ADVENT ATLANTIC AND PACIFIC II L.P.
By: TA Associates AAP II Partners L.P., its General Partner
By: TA Associates, Inc. its General Partner
By:
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Katherine S. Cromwell, Managing Director
TA VENTURE INVESTORS L.P.
By:
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Katherine S. Cromwell, Managing Director
TA ASSOCIATES MANAGEMENT L.P.
By: TA Associates, Inc. its General Partner
By:
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Katherine S. Cromwell, Managing Director
