File Nos. 33-35156 and 811-6113
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 /X/
Pre-Effective Amendment No. __
Post-Effective Amendment No. 14 /X/
and/or
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 /X/
Amendment No. 15 /X/
(Check appropriate box or boxes)
THE CALDWELL & ORKIN FUNDS, INC.
(Address of Principal Executive Offices)
Registrant's Telephone Number, including Area Code: (404) 239-0707
Michael B. Orkin, 2050 Tower Place, 3340 Peachtree Road, NE,
Atlanta, Georgia 30326
(Name and Address of Agent for Service)
With copy to: Reinaldo Pascual, Esq., Kilpatrick Stockton LLP,
1100 Peachtree Street, Suite 2800,
Atlanta, Georgia 30309
Release Date: August 31, 1999
It is proposed that this filing will become effective:
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<S> <C>
_____ immediately upon filing pursuant to paragraph (b) __X_ on August 31, 1999 pursuant to paragraph (b) of Rule 485
_____ 60 days after filing pursuant to paragraph (a) ____ on (date) pursuant to paragraph (a) of Rule 485
_____ 75 days after filing pursuant to paragraph (a)(2) ____ on (date) pursuant to paragraph (a)(2) of Rule 485
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If appropriate, check the following box:
/X/ This post-effective amendment designates a new effective date for a
previously filed post-effective amendment.
This post-effective amendment filed pursuant to Rule 485(b)(1)(iii) which is
solely for the purpose of extending the effective date for the Registrant's
Post-Effective Amendment No. 13, filed June 30, 1999 pursuant to Rule 485(a)
under the Securities Act of 1933, to August 31, 1999, incorporates by reference
into this filing Post-Effective Amendment No. 13 in its entirety, including the
cross-reference sheets, prospectus, Statement of Additional Information, Part C,
and exhibits.
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the Investment
Company Act of 1940, the Registrant has duly caused this Amendment to its
Registration Statement to be signed on its behalf by the undersigned, thereunto
duly authorized, in the City of Atlanta, and State of Georgia, on the 27th day
of August, 1999.
Registrant certifies that this Post-Effective Amendment is filed pursuant to
Rule 485 solely for one of the purposes specified in paragraph (b) of that Rule
and no material event requiring disclosure in the prospectus, other than those
permitted by paragraph (b) of Rule 485, or that was previously discussed with
the Staff of the Commission, has occurred since the latest of the dates
specified in Rule 485(b)(2).
THE CALDWELL & ORKIN FUNDS, INC.
(Registrant)
By: /s/ Michael B. Orkin
Michael B. Orkin
President
Pursuant to the requirements of the Securities Act of 1933, this Registration
Statement has been signed by the following persons in the capacities and on the
dates indicated:
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Signature Title Date
- --------- ----- ----
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/s/ H. Eugene Caldwell* Chairman, Emeritus of the Board of August 27, 1999
H. Eugene Caldwell Directors
/s/ Michael B. Orkin Chairman, Director and President August 27, 1999
Michael B. Orkin
/s/ David L. Eager* Director August 27, 1999
David L. Eager
/s/ Robert H. Greenblatt* Director August 27, 1999
Robert H. Greenblatt
/s/ Henry H. Porter, Jr.* Director August 27, 1999
Henry H. Porter, Jr.
/s/ Frederick T. Blumer* Director August 27, 1999
Frederick T. Blumer
/s/ Ronald E. Bedwell Treasurer August 27, 1999
Ronald E. Bedwell
By: /s/ Michael B. Orkin *Attorney-in-Fact August 27, 1999
Michael B. Orkin
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* Executed by Michael B. Orkin as Attorney-in-Fact
