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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-Q/A NO. 1
(MARK ONE)
[X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the quarterly period ended September 30, 2000
OR
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the transition period from _______________ to _______________
Commission File Number: 0-19442
OXFORD HEALTH PLANS, INC.
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(Exact name of registrant as specified in its charter)
Delaware 06-1118515
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(State or other jurisdiction of (IRS Employer
incorporation or organization) Identification No.)
48 Monroe Turnpike, Trumbull, Connecticut 06611
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(Address of principal executive offices) (Zip Code)
(203) 459-6000
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(Registrant's telephone number, including area code)
Indicate by check mark whether the registrant (1) has filed all reports required
to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during
the preceding 12 months (or for such shorter period that the registrant was
required to file such reports), and (2) has been subject to such filing
requirements for the past 90 days.
Yes [X] No [ ]
Indicate the number of shares outstanding of each of the issuer's classes of
common stock, as of the latest practicable date. The number of shares of common
stock, par value $.01 per share, outstanding on October 24, 2000 was 86,149,196.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
OXFORD HEALTH PLANS, INC.
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(Registrant)
November 13, 2000 /s/ MARC M. KOLE
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Date MARC M. KOLE,
VICE PRESIDENT OF FINANCE AND
CHIEF ACCOUNTING OFFICER
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OXFORD HEALTH PLANS, INC.
INDEX TO EXHIBITS
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<CAPTION>
Exhibit
Number Description of Document
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3(a) Second Amended and Restated Certificate of Incorporation, as
amended, of the Registrant*
3(b) Amended and Restated By-laws of the Registrant, incorporated by
reference to Exhibit 3(ii) of the Registrant's Form 10-Q for the
quarterly period ended September 30, 1998 (File No. 0-19442)
4(a) Certificate of Designations of Series D Cumulative Preferred
Stock*
4(b) Certificate of Designations of Series E Cumulative Preferred
Stock*
10 Exchange and Repurchase Agreement, dated as of October 25,
2000, by and among TPG Partners II, L.P., TPG Investors II,
L.P., TPG Parallel II, L.P., Chase Equity Associates, L.P.,
Oxford Acquisition Corp., the DLJ Entities listed therein and
the Registrant*
15 Letter of Ernst & Young LLP re Unaudited Consolidated Interim
Financial Statements*
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*Filed herewith
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