<PAGE>1
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Amendment No. 4)
Under the Securities Exchange Act of 1934
T HQ, Inc.
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(Name of Issuer)
Common Stock, Par Value $.0001
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(Title of Class of Securities)
872443403
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(CUSIP Number of Class of Securities
Scot A. Rosenblum
WisdomTree Associates, L.P.
1633 Broadway, 38th Floor
New York, New York 10019
(212) 843-2782
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
Copies to:
Roger D. Blanc
Willkie Farr & Gallagher
153 East 53rd Street
New York, NY 10022
(212) 821-8000
August 21, 1996
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(Date of Event which Requires
Filing of this Schedule)
If the filing person has previously filed a statement on Schedule 13G
to report the acquisition which is the subject of this Schedule 13D,
and is filing this schedule because of Rule 13d-1(b)(3) or (4), check
the following: |_|
Check the following box if a fee is being paid with this statement: |_|
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SCHEDULE 13D
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CUSIP No. 872443403 Page 2 of 13 Pages
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1 NAME OF REPORT PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
WisdomTree Capital Management, Inc. I.D. #13-3729429
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [X]
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3 SEC USE ONLY
--------------------------------------------------------------------------
- ----
4 SOURCE OF FUNDS*
AF
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS
2(d) or 2(e) [ ]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
New York
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7 SOLE VOTING POWER
0 shares of Common Stock
--------- ------------------------------------------------------
NUMBER OF 8 SHARED VOTING POWER
SHARES
BENEFICIALLY 665,000 shares of Common Stock
OWNED BY
EACH --------- ------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON WITH
0 shares of Common Stock
--------- ------------------------------------------------------
10 SHARED DISPOSITIVE POWER
665,000 shares of Common Stock
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
665,000 shares of Common Stock
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
14.67%
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14 TYPE OF REPORTING PERSON*
CO
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>3
SCHEDULE 13D
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CUSIP No. 872443403 Page 3 of 13 Pages
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1 NAME OF REPORT PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
WisdomTree Associates, L.P. I.D. #13-3729430
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [X]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
WC
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS
2(d) or 2(e) [ ]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
New York
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7 SOLE VOTING POWER
0 shares of Common Stock
--------- ------------------------------------------------------
NUMBER OF 8 SHARED VOTING POWER
SHARES
BENEFICIALLY 580,000 shares of Common Stock
OWNED BY --------- ------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON WITH 0 shares of Common Stock
--------- ------------------------------------------------------
10 SHARED DISPOSITIVE POWER
580,000 shares of Common Stock
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
580,000 shares of Common Stock
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
12.80%
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14 TYPE OF REPORTING PERSON*
PN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>4
SCHEDULE 13D
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CUSIP No. 872443403 Page 4 of 13 Pages
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1 NAME OF REPORT PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
WisdomTree Offshore, Ltd.
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [X]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
WC
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS
2(d) or 2(e) [ ]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
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7 SOLE VOTING POWER
0 shares of Common Stock
--------- ------------------------------------------------------
NUMBER OF 8 SHARED VOTING POWER
SHARES
BENEFICIALLY 85,000 shares of Common Stock
OWNED BY --------- ------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON WITH 0 shares of Common Stock
--------- ------------------------------------------------------
10 SHARED DISPOSITIVE POWER
85,000 shares of Common Stock
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
85,000 shares of Common Stock
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.88%
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14 TYPE OF REPORTING PERSON*
OO
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>5
SCHEDULE 13D
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CUSIP No. 872443403 Page 5 of 13 Pages
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1 NAME OF REPORT PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Jonathan L. Steinberg I.D. ####-##-####
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [X]
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3 SEC USE ONLY
--------------------------------------------------------------------------
- ----
4 SOURCE OF FUNDS*
AF
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS
2(d) or 2(e) [ ]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- -------------- --------- ------------------------------------------------------
7 SOLE VOTING POWER
0 shares of Common Stock
--------- ------------------------------------------------------
NUMBER OF 8 SHARED VOTING POWER
SHARES
BENEFICIALLY 665,000 shares of Common Stock
OWNED BY --------- ------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON WITH 0 shares of Common Stock
--------- ------------------------------------------------------
10 SHARED DISPOSITIVE POWER
665,000 shares of Common Stock
- ---- --------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
665,000 shares of Common Stock
- ---- --------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
- ---- --------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
14.67%
- ---- --------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- ---- --------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>6
This Amendment No. 4, dated September 3, 1996, to the Schedule 13D,
dated Novembrer 10, 1995, as amended by Amendment No. 1, dated December 15,
1995, as amended by Amendment No. 2, dated January 8, 1996, as amended by
Amendment No. 3, dated August 9, 1996, filed on behalf of WisdomTree
Associates, L.P. (the "Partnership"), WisdomTree Capital Management, Inc. (the
"General Partner"), WisdomTree Offshore, Ltd. ("WisdomTree Offshore") and
Jonathan L. Steinberg ("Mr. Steinberg" and collectively, the "Reporting
Entities") relates to the Common Stock, par value $.0001 per share (the "Common
Stock") of To HQ, Inc. (the "Company") and is being filed pursuant to Rule
13d-2 under the Securities Exchange Act of 1934.
Item 3. Source and Amount of Funds or Other Consideration.
Item 3 is hereby amended and restated in its entirety to read
as follows:
The 580,000 shares of Common Stock acquired by the Partnership
(the "Partnership Shares") were acquired in over-the-counter transactions for an
aggregate purchase price of $2,599,822.48. The 85,000 shares of Common Stock
purchased by WisdomTree Offshore (the "Offshore Shares", and together with the
Partnership Shares, the "Acquired Shares") were acquired in over-the-counter
transactions for an aggregate purchase price of $385,589.48.
The source of funds for the Partnership Shares was investment
capital contributed by the Partnership. The source of
<PAGE>7
funds for the Offshore Shares was investment capital contributed by WisdomTree
Offshore.
Item 5. Interest in Securities of the Issuer.
Item 5 is hereby amended and restated in its entirety to read
as follows:
(a) As of September 3, 1996, the Partnership beneficially
owned a total of 580,000 shares of the Common Stock of the Company, the General
Partner beneficially owned a total of 665,000 shares of the Common Stock of the
Company, WisdomTree Offshore beneficially owned a total of 85,000 shares of the
Common Stock of the Company and Mr. Steinberg beneficially owned a total of
665,000 shares of the Common Stock of the Company, constituting 12.80%, 14.67%,
1.88% and 14.67%, respectively, of the shares of Common Stock then outstanding,
based on 4,531,594 shares of Common Stock reported to be outstanding as of
August 8, 1996 as disclosed in the Company's quarterly report on Form 10-Q for
the quarter ended June 30, 1996. The Reporting Entities beneficially owned a
total of 654,200 shares of the Common Stock of the Company, constituting 14.67%
of the shares of Common Stock then outstanding. To the best of the knowledge of
the Reporting Entities, none of the individuals listed on Schedule A, with the
exception of Mr. Steinberg, beneficially owns any shares of the Common Stock of
the Company, except pursuant to their interests in the Partnership, the General
Partner and WisdomTree Offshore.
(b) The Partnership, the General Partner, Mr. Steinberg and
Russell Anmuth, a Vice President of the Investment
<PAGE>8
Manager, co-manager of the Partnership and co-manager of WisdomTree Offshore,
share voting and dispositive power with respect to 580,000 shares of Common
Stock. WisdomTree Offshore, the General Partner, Mr. Steinberg and Mr. Anmuth
share voting and dispositive power with respect to 85,000 shares of Common
Stock. To the best of the knowledge of the Reporting Entities, none of the
individuals listed on Schedule A, with the exception of Mr. Steinberg and Mr.
Anmuth, has any voting or dispositive power with respect to shares of Common
Stock.
(c) Information concerning transactions in the Common Stock effected
by the Reporting Entities since the filing of Amendment No. 3 on August 9, 1996
is set forth in Schedule B hereto and is incorporated by reference. Except as
set forth in Schedule B, no transactions in the Common Stock have been effected
by any of the Reporting Entities or, to the best of the knowledge of the
Reporting Entities, by any of the persons identified in Schedule A, since the
filing of Amendment No. 3 on August 9, 1996.
(d) Not applicable.
(e) Not applicable.
<PAGE>9
SCHEDULE A
The following table sets forth the name and principal employment of
each of the officers and directors of WisdomTree Capital Management, Inc. and
Individual Investor Group, Inc., as well as the business address of each
director of such entities not employed by such entities.
WisdomTree Capital
Management, Inc. Position
Jonathan L. Steinberg Chairman, Chief Executive Officer and Director
Robert Schmidt President and Director
Scot A. Rosenblum Vice President, Secretary and Director
Russell Anmuth Vice President
Individual Investor
Group, Inc. Position
Jonathan L. Steinberg Chairman, Chief Executive Officer and Director
Robert Schmidt President, Chief Operating Officer and
Director
Scot A. Rosenblum Vice President, Secretary and Director
Henry Clark Controller and Assistant
Secretary
Peter M. Ziemba Assistant Secretary
Bruce Sokoloff Director; Executive Vice President, Reliance
Group Holdings, Inc., 55 East 52nd Street,
New York, New York 10055
<PAGE>10
WisdomTree Offshore, Ltd. Position
Jonathan L. Steinberg Vice President
Scot A. Rosenblum Chairman, Vice President and Director
Christopher Wetherhill President and Director; Chief Executive
Officer, The Hemisphere Group Limited,
Hemisphere House, 9 Church Street, Hamilton,
Bermuda
Charles Quin Director; Partner, Quin & Hampson, George
Town, Grand Cayman, Cayman Islands.
<PAGE>11
SCHEDULE B
The Partnership
1. On August 7, 1996, the Partnership purchased 4,000 shares of Common
Stock of the Company in over-the-counter transactions at a price of
$5.38 per share.
2. On August 7, 1996, the Partnership purchased 100 shares of Common Stock
of the Company in over-the-counter transactions at a price of $5.70 per
share.
3. On August 8, 1996, the Partnership purchased 4,000 shares of Common
Stock of the Company in over-the-counter transactions at a price of
$5.51 per share.
4. On August 20, 1996, the Partnership purchased 8,500 shares of Common
Stock of the Company in over-the-counter transactions at a price of
$5.03 per share.
5. On August 21, 1996, the Partnership purchased 22,500 shares of Common
Stock of the Company in over-the-counter transactions at a price of
$4.99 per share.
6. On August 22, 1996, the Partnership purchased 5,000 shares of Common
Stock of the Company in over-the-counter transactions at a price of
$5.24 per share.
7. On August 23, 1996, the Partnership purchased 4,000 shares of Common
Stock of the Company in over-the-counter transactions at a price of
$5.27 per share.
8. On August 23, 1996, the Partnership purchased 10,000 shares of Common
Stock of the Company in over-the-counter transactions at a price of
$5.44 per share.
9. On August 26, 1996, the Partnership purchased 10,000 shares of Common
Stock of the Company in over-the-counter transactions at a price of
$5.50 per share.
10. On August 30, 1996, the Partnership purchased 10,800 shares of Common
Stock of the Company in over-the-counter transactions at a price of
$5.24 per share.
WisdomTree Offshore
1. On August 9, 1996, WisdomTree Offshore purchased 10,000 shares of
Common Stock of the Company in over-the-counter transactions at a price
of $5.44 per share.
2. On August 9, 1996, WisdomTree Offshore purchased 4,000 shares of Common
Stock of the Company in over-the-counter transactions at a price of
$5.32 per share.
3. On August 9, 1996, WisdomTree Offshore purchased 11,000 shares of
Common Stock of the Company in over-the-counter transactions at a price
of $5.27 per share.
4. On August 13, 1996, WisdomTree Offshore purchased 5,000 shares of
Common Stock of the Company in over-the-counter transactions at a price
of $5.13 per share.
5. On August 22, 1996, WisdomTree Offshore purchased 5,000 shares of
Common Stock of the Company in over-the-counter transactions at a price
of $5.19 per share.
<PAGE>12
SIGNATURES
After reasonable inquiry and to the best of our knowledge and belief,
the undersigned certify that the information set forth in this statement is
true, complete and correct.
Dated: September 3, 1996 WISDOMTREE ASSOCIATES, L.P.
By: WisdomTree Capital Management,
Inc., General Partner
By:/s/ Scot A. Rosenblum
Name: Scot A. Rosenblum
Title: Vice President
Dated: September 3, 1996 WISDOMTREE CAPITAL
MANAGEMENT, INC.
By:/s/ Scot A. Rosenblum
Name: Scot A. Rosenblum
Title: Vice President
Dated: September 3, 1996 WISDOMTREE OFFSHORE, LTD.
By:/s/ Scot A. Rosenblum
Name: Scot A. Rosenblum
Title: Director
Dated: September 3, 1996 By:/s/ Jonathan L. Steinberg
-------------------------
Jonathan L. Steinberg
