PECKS MANAGEMENT PARTNERS LTD /ADV
SC 13G/A, 1998-07-09
Previous: FONG HENRY, 4/A, 1998-07-09
Next: PECKS MANAGEMENT PARTNERS LTD /ADV, SC 13G/A, 1998-07-09



<PAGE>


                       SECURITIES AND EXCHANGE COMMISSION

                             WASHINGTON, D.C. 20549



                                  SCHEDULE 13G

             Information statement pursuant to Rule 13d-1 and 13d-2
                                (Amendment No. 3)*

                                 Film Roman Inc.
- --------------------------------------------------------------------------------
                                (Name of issuer)


                                  Common Stock**
- --------------------------------------------------------------------------------
                         (Title of class of securities)

                                    317234102
- --------------------------------------------------------------------------------
                                 (CUSIP number)


        Check the appropriate box to designate the rule pursuant to which
                            this Schedule is filed:

                                [X] Rule 13d-1(b)
                                [ ] Rule 13d-1(c)
                                [ ] Rule 13d-1(d)

*    The remainder of this cover page shall be filled out for a reporting 
     person's initial filing on this form with respect to the subject class of
     securities, and for any subsequent amendment containing information which
     would alter the disclosures provided in a prior cover page.

     The information required on the remainder of this cover page shall not be
     deemed to be "filed" for the purpose of Section 18 of the Securities
     Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of
     that section of the Act but shall be subject to all other provisions of the
     Act (however, see the Notes).

**   A portion of such shares are issuable upon exercise of warrants to purchase
     Common Stock



                                       1
<PAGE>


                                  SCHEDULE 13G


- --------------------------------                     

         CUSIP NO. 317234102             13G            
- --------------------------------                     

- --------- ----------------------------------------------------------------------

   1      NAME OF REPORTING PERSONS
          S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS

          Pecks Management Partners, Ltd.          11-3015963
- --------- ----------------------------------------------------------------------

   2      CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*     (a) [ ]
                                                                (b) [ ]
                                    Not Applicable
- --------- ----------------------------------------------------------------------

   3      SEC USE ONLY

- --------- ----------------------------------------------------------------------
   4
          CITIZENSHIP OR PLACE OF ORGANIZATION
                                    New York
- ---------------------- ------ --------------------------------------------------

                          5    SOLE VOTING POWER       1,926,475 shares         
                                                                                
      NUMBER OF         ------ -------------------------------------------------
       SHARES                                                                   
BENEFICIALLY OWNED BY     6    SHARED VOTING POWER      None                    
        EACH            ------ -------------------------------------------------
      REPORTING                                                                 
     PERSON WITH          7    SOLE DISPOSITIVE POWER   1,926,475 shares        
                        ------ -------------------------------------------------
                                                                                
                          8    SHARED DISPOSITIVE POWER   None                  

- --------- ----------------------------------------------------------------------

   9      AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

                                    1,926,475 shares 
- --------- ----------------------------------------------------------------------

   10     CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
          CERTAIN SHARES*
                                  Not Applicable
- --------- ----------------------------------------------------------------------

   11     PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
                                    22.8%
- --------- ----------------------------------------------------------------------

   12     TYPE OF REPORTING PERSON*
                                  IA
- --------------------------------------------------------------------------------

                      *SEE INSTRUCTIONS BEFORE FILLING OUT!



                                       2
<PAGE>


- --------------------------------------------------------------------------------
                          PECKS MANAGEMENT PARTNERS LTD.
- --------------------------------------------------------------------------------
                                                                  
Item 1a.             Film Roman Inc.

Item 1b              12020 Chandler Blvd., Suite 200
                     North Hollywood, CA  91607 
                     
Item 2a              Pecks Management Partners Ltd.

Item 2b              One Rockefeller Plaza
                     New York, NY 10020

Item 2c              New York

Item 2d              Common Stock*

                    * We hold  Common  Stock  and  securities  convertible  into
                    Common Stock

Item 2e              Cusip:  317234102 

Item 3e              An investment adviser in accordance with 
                     section 240.13d-1(b)(1)(ii)(E).

Item 4               a          1,926,475 shares
                     b          22.8%
                     c   (i)    1,926,475
                        (ii)    Not Applicable
                       (iii)    1,926,475
                        (iv)    Not Applicable

Item 5              Not Applicable

Item 6              The  Common  Stock as to which the  Schedule  relates  are
                    owned by three investment  advisory clients of Pecks,  which
                    clients would  received  dividends and the proceeds from the
                    sale  of  such  shares.  One  such  client,  Delaware  State
                    Employees'  Retirement  Fund, is known to have such interest
                    with respect to more than 5% of the class.


Items 7-9           

Item 10:            By signing below the undersigned certifies that, to
                    the best of the undersigned's knowledge and belief, the
                    securities referred to above were not acquired and are not
                    held for the purpose of or with the effect of changing or
                    influencing the control of the issuer of the securities and
                    were not acquired and are not held in connection with or as
                    a participant in any transaction having that purpose or
                    effect.

                                                July 8, 1998

                                                /s/ Robert J. Cresci
                                                ------------------------------
                                                Robert J. Cresci
                                                Managing Director



                                       3



© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission