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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Amendment No. 3)
Under the Securities Exchange Act of 1934
Film Roman, Inc.
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(Name of Issuer)
Common Stock and Warrants
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(Title of Class of Securities)
317234102
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(CUSIP Number)
December 31, 1999
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(Date of Event Which Required Filing of this Statement)
Check the appropriate box to designate the rule
pursuant to which this Schedule is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 3 Pages
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CUSIP No. 317234102 13G Page 2 of 3 Pages
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1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Pecks Management Partners Ltd. 11-3015963
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
Not applicable
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
New York
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5 SOLE VOTING POWER
1,198,993
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NUMBER OF 6 SHARED VOTING POWER
SHARES
BENEFICIALLY Not applicable
OWNED BY
EACH ------ ----------------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON
WITH 1,198,993
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8 SHARED DISPOSITIVE POWER
Not applicable
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,198,993
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
Not applicable
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
13.84%
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12 TYPE OF REPORTING PERSON*
IA
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PECKS MANAGEMENT PARTNERS LTD.
Item 1a. FILM ROMAN, INC.
Item 1b 12020 Chandler Blvd., Suite 200
North Hollywood, CA 91607
Item 2a Pecks Management Partners Ltd.
Item 2b One Rockefeller Plaza, Suite 900
New York, NY 10020
Item 2c New York
Item 2d Common Stock and Warrants
Item 2e Cusip: 317234102
Item 3e Investment Adviser Registered under Section 203 of the
Investment Advisers Act of 1940
Item 4a 1,198,993 shares
b 13.84%
ci 1,198,993
ii Not applicable
iii 1,198,993
iv Not applicable
Item 5 Not applicable
Item 6 The Common Stock as to which this Schedule relates are owned
by three investment advisory clients of Pecks, which clients
would receive dividends and the proceeds from the sale of
such shares. One such client, Delaware State Employees'
Retirement Fund, is known to have such interest with respect
to more than 5% of the class
Item 7-9 Not Applicable
Item 10 "By signing below I certify that, to the best of my
knowledge and belief, the securities referred to above were
acquired in the ordinary course of business and were not
acquired for the purpose of and do not have the effect of
changing or influencing the control of the issuer of such
securities and were not acquired in connection with or as a
participant in any transaction having such purpose or
effect."
After reasonable inquiry and to the best of my
knowledge and belief, I certify that the
information set forth is true, complete and
correct
Dated: February 14, 2000
By: /s/ Arthur W. Berry
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Name: Arthur W. Berry
Title: Managing Director
