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Previous: HALLWOOD REALTY PARTNERS L P, 10-Q, 1999-05-11 |
Next: MORROW SNOWBOARDS INC, NT 10-Q, 1999-05-11 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Manager Filing this Report:
Name: Burnham Asset Management Corp.
Address: 1325 Avenue of the Americas
26th Floor
New York, NY 10019
13F File Number:
The institutional investment manager filing this report and the persons by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Managers:
Name: Michael E. Barna
Title: Executive Vice President
Phone: 212-603-7510
Signature, Place and Date of Signing:
/s/ Michael E. Barna
- ---------------------
New York, New York 10019
May 11, 1999
Report Type (Check only one,):
[ X ] 13F HOLDINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 174
Form 13F Information Table Value Total: $274,504,465
List of Other Included Managers:
No. 13F File Number Name
01 Burnham Asset Management Corp.
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<S> <C> <C> <C> <C> <C> <C> <C> <C>
FORM 13F INFORMATION TABLE
VALUE SHARES/ INV. DISC. VOTING AUTH
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT SOLE MGRS. SOLE
- ---------------- ------------------ ------- ----------- --------- --------------- ------------ -------------
Abbott Laboratories COM 002824100 $ 960 20,500 a 1 20,500
Adaptec Inc. sub. deb.
4.75% 2/1/04 SB NT CV 4.75% 04 00651FAC2 $ 829 $1,000,000 a 1 $1,000,000
Allegheny Teledyne Inc. COM 017415100 $ 278 14,700 a 1 14,700
Allstate Corp. COM 020002101 $3,527 95,168 a 1 95,168
Alza Corp., Class A COM 022615108 $ 249 6,500 a 1 6,500
America Online Inc. COM 02364J104 $6,059 41,500 a 1 41,500
American Express Co. COM 025816109 $4,829 41,100 a 1 41,100
American Home Products Corp COM 026609107 $1,997 30,600 a 1 30,600
American Intl Group Inc COM 026874107 $ 378 3,131 a 1 3,131
American Italian Pasta Co. Class A 027070101 $2,750 110,000 a 1 110,000
Ameritech Corp. COM 030954101 $ 761 13,200 a 1 13,200
Amgen Inc. COM 031162100 $ 928 12,400 a 1 12,400
Analog Devices Inc. COM 032654105 $ 599 20,133 a 1 20,133
Archer Daniels Midland Co. COM 039483102 $ 197 13,430 a 1 13,430
Arthurs Treachers Inc.,
com par $0.01 Com Par $0.01 042901306 $ 27 41,000 a 1 41,000
Asssociates First Capital Corp. Class A 046008108 $1,344 29,870 a 1 29.870
AT&T Corp. COM 001957109 $ 445 5,579 a 1 5,579
Atlantic Richfield Co. COM 048825103 $ 205 2,800 a 1 2,800
Automatic Data Processing Inc. COM 053015103 $1,872 45,250 a 1 45,250
Baker-Hughes Inc. COM 057224107 $ 252 10,370 a 1 10,370
Bank New York Inc. COM 064057102 $6,549 182,224 a 1 182,224
Banyan Systems Inc. COM 066908104 $ 774 63,500 a 1 63,500
Basin Exploration Inc. COM 070107107 $1,170 84,300 a 1 84,300
Battle Mountain Gold Co. COM 071593107 $ 41 15,000 a 1 15,000
Baxter International Inc. COM 071813109 $ 277 4,200 a 1 4,200
Bell Atlantic Corp. COM 077853109 $ 921 17,826 a 1 17,826
Bellsouth Corp. COM 079860102 $ 605 15,106 a 1 15,106
Berkshire Hathaway Inc. Class A 084670108 $ 286 4 a 1 4
Bestfoods COM 08658U101 $ 244 5,200 a 1 5,200
Biogen Inc. COM 090597105 $ 361 3,160 a 1 3,160
BJS Wholesale Club Inc. COM 05548J106 $ 658 25,000 a 1 25,000
BMC Software Inc. COM 055921100 $1,231 33,225 a 1 33,225
Boeing Co. COM 097023105 $ 253 7,436 a 1 7,436
BP Amoco PLC COM 031905102 $4,950 49,045 a 1 49,045
Bristol Myers Squibb Co. COM 110122108 $1,978 30,852 a 1 30,852
BRT Realty Trust Sh Ben Int New 055645303 $ 105 15,000 a 1 15,000
Burlington Resources Inc. COM 122014103 $ 301 7,547 a 1 7,547
Carnival Corp. COM 143658102 $1,457 30,000 a 1 30,000
CBS Corp. COM 12490K107 $1,822 44,500 a 1 44,500
Cendant Corp. COM 151313103 $ 262 16,450 a 1 16,450
Chase Manhattan Corp. COM 16161A108 $2,763 33,982 a 1 33,982
Chateau Communities Inc. COM 161726104 $1,100 40,000 a 1 40,000
Checkpoint Systems Inc. COM 162825103 $ 131 15,800 a 1 15,800
Chevron Corp. COM 166751107 $ 272 3,064 a 1 3,064
Cisco Systems Inc. COM 17275R102 $7,636 69,675 a 1 69,675
Citigroup Inc. COM 173034109 $10,622 166,296 a 1 166,296
Coca Cola Co. COM 191216100 $3,674 59,859 a 1 59,859
Com21 Inc. COM 205937105 $1,314 50,000 a 1 50,000
Compaq Computer Corp. COM 204493100 $1,606 50,667 a 1 50,667
Conagra Inc. COM 205887102 $ 397 15,500 a 1 15,500
Corning Inc. COM 219350105 $ 312 5,200 a 1 5,200
Cyberonics Inc. COM 23251P102 $ 299 31,500 a 1 31,500
Daimler Chrysler AG ORD D1668R123 $ 406 4,732 a 1 4,732
Data General Corp. SUB NT CONV 6% 04 237688AG1 $ 406 500,000 a 1 500,000
Dayton Hudson Corp. COM 239753106 $1,036 15,550 a 1 15,550
Dell Computer Corp. COM 247025109 $3,393 82,950 a 1 82,950
Diamond Offshore Drilling Inc. COM 25271C102 $2,701 85,400 a 1 85,400
Disney Walt Co COM 254687106 $ 230 7,400 a 1 7,400
Dominion Resources Inc. COM 257470104 $ 342 9,249 a 1 9,249
duPont (E.I.) deNemours & Co. COM 263534109 $1,044 17,977 a 1 17,977
ECI Telecom Ltd. ORD 268258100 $3,635 103,760 a 1 103,760
EMC Corp. COM 268648102 $5,953 46,600 a 1 46,600
Enron Corp. COM 293561106 $2,503 38,950 a 1 38,950
Exxon Corp. COM 302290101 $ 9,311 131,947 a 1 131,947
Federal Natl Mtg Assn COM 313586109 $ 446 6,435 a 1 6,435
FDX Corp. COM 31304N107 $1,931 20,800 a 1 20,800
Filenet Corp COM 316869106 $ 535 76,400 a 1 76,400
Fleet Financial Group Inc.New COM 338915101 $1,668 44,330 a 1 44,330
Ford Motor Co. COM 345370100 $5,513 97,150 a 1 97,150
Forte Software Inc. COM 349546101 $ 46 10,000 a 1 10,000
Franchise Fin Corp Amer COM 351807102 $1,559 74,000 a 1 74,000
Franklin Electr Publishers Inc COM 353515109 $ 306 51,000 a 1 51,000
Freeport McMoran Copper & Gold
Inc. Class A 35671D105 $ 211 20,560 a 1 20,560
Freeport McMoran Copper & Gold
Inc. Class B 35671D857 $ 111 10,242 a 1 10,242
Gap Inc. COM 364760108 $3,352 49,800 a 1 49,800
General Datacomm Inds. Inc COM 369487103 $ 49 19,800 a 1 19,800
General Electric Co. COM 369604103 $7,589 68,600 a 1 68,600
General Mills Co. COM 370334104 $ 514 6,800 a 1 6,800
General Motors Corp. COM 370442105 $ 873 10,050 a 1 10,050
General Motors Corp. Class H 370442832 $1,513 30,000 a 1 30,000
Georgia-Pacific Corp COM-Timber Grp 373298702 $ 319 14,203 a 1 14,203
Gillette Co. COM 375766102 $1,795 30,200 a 1 30,200
Golf Tr of America Inc. COM 38168B103 $1,018 45,500 a 1 45,500
GTE Corp. COM 362320103 $4,205 69,500 a 1 69,500
Gulf CDA Res. LTD ORD 40218L305 $ 97 36,000 a 1 36,000
Gulfstream Aerospace Corp. COM 402734107 $ 217 5,000 a 1 5,000
Hartford Life Inc. Class A 416592193 $1,191 21,650 a 1 21,650
Hewlett-Packard Co. COM 428236103 $ 551 8,125 a 1 8,125
Homebase Inc. COM 43738E108 $ 377 85,000 a 1 85,000
Ibis Technology Corp. COM 450909106 $ 190 10,000 a 1 10,000
International Business Machs COM 459200101 $5,663 31,948 a 1 31,948
Informix Corp. COM 456779107 $ 111 15,000 a 1 15,000
Innkeepers USA Trust COM 4576J0104 $ 159 17,100 a 1 17,100
Intel Corp. COM 458140100 $6,681 56,200 a 1 56,200
International Paper Co. COM 460146103 $ 206 8,100 a 1 8,100
International Rectifier Corp. COM 460254105 $ 224 32,000 a 1 32,000
Johnson & Johnson COM 478160104 $1,637 17,513 a 1 17,513
Kimberly Clark Corp. COM 494368103 $ 288 6,000 a 1 6,000
Kollmorgen Corp COM 500440102 $ 803 64,200 a 1 64,200
Kroll O'Gara Co. COM 501050108 $1,212 45,000 a 1 45,000
Lilly, Eli & Co. COM 532457108 $1,204 14,188 a 1 14,188
LSI Logic Corp. COM 502161102 $ 268 8,600 a 1 8,600
Lucent Technologies Inc COM 549463107 $7,754 71,960 a 1 71,960
Matlack Systems Inc. COM 576901102 $ 280 49,800 a 1 49,800
McGraw Hill Cos. Inc. COM 580645109 $1,090 20,000 a 1 20,000
MCI Worldcom Inc. COM 55268B106 $1,486 16,780 a 1 16,780
Media One Group Inc. COM 58440J104 $ 306 4,826 a 1 4,826
Meditrust Corp Paired CTF New 58501T306 $ 183 14,700 a 1 14,700
Medtronic Inc. COM 585055106 $1,813 25,227 a 1 25,227
Mellon Bank Corp. COM 585509102 $ 387 5,492 a 1 5,492
Merck & Co., Inc. COM 589331107 $6,811 84,942 a 1 84,942
Microsoft Corp. COM 594918104 $7,508 83,800 a 1 83,800
Minnesota, Mng & Mfg Co COM 604059105 $ 225 3,180 a 1 3,180
Mobil Corp. COM 607059102 $4,542 51,618 a 1 51,618
Monsanto Co. COM 611662107 $3,213 69,940 a 1 69,940
Morgan (J.P.) & Co. Inc. COM 616880100 $ 586 4,750 a 1 4,750
Morgan Stanley Dean Witter COM New 617446448 $ 677 6,770 a 1 6,770
Motorola Inc. COM 620076109 $ 639 8,725 a 1 8,725
Nalco Chemical Co. COM 629853102 $ 234 8,800 a 1 8,800
National Golf Properties Inc. COM 63623G109 $ 990 45,000 a 1 45,000
Network Equip Technologies. COM 641208103 $ 98 11,000 a 1 11,000
Ogden Corp. COM 676346109 $ 592 24,600 a 1 24,600
Pall Corp. COM 696429307 $ 376 22,700 a 1 22,700
Pennsylvania REIT-SBI Sh Ben Int 709102107 $ 203 10,850 a 1 10,850
Pepsico Inc. COM 713448108 $1,451 37,033 a 1 37,033
Pfizer Inc. COM 717081103 $8,406 60,585 a 1 60,585
Phoenix Technology Ltd. COM 719153108 $ 712 83,800 a 1 83,800
Pogo Producing Co. COM 730448107 $ 146 11,200 a 1 11,200
PPG Industries Inc. COM 693506107 $ 226 4,400 a 1 4,400
Procter & Gamble Co. COM 742718109 $ 622 6,350 a 1 6,350
Qwest Communications Inc. COM 749121109 $3,626 50,300 a 1 50,300
Ralston Purina Co. COM RAL-PUR Group 751277302 $ 219 8,200 a 1 8,200
Raychem Corp. COM 754603108 $1,119 49,600 a 1 49,600
Raytheon Co. Class A 755111309 $ 435 7,540 a 1 7,540
Rehabcare Group Inc. COM 759148109 $1,210 80,320 a 1 80,320
Republic First Bancorp Inc. COM 760416107 $ 195 21,421 a 1 21,421
Royal Carribean Cruises Ltd PFD CONV A V7780T111 $2,778 22,700 a 1 22,700
Royal Dutch Petroleum Co. NY REG GLD1.25 780257804 $ 338 6,500 a 1 6,500
Santa Fe Energy Resources Inc. COM 802012104 $ 79 10,691 a 1 10,691
Sara Lee Corp. COM 803111103 $ 246 9,936 a 1 9,936
SBC Communications COM 78387G103 $3,251 68,968 a 1 68,968
Schlumberger Ltd. COM 806857108 $1,573 26,130 a 1 26,130
SCI Systems Inc. COM 783890106 $ 273 9,200 a 1 9,200
SDL Inc. COM 784076101 $ 590 6,500 a 1 6,500
Seagate Technology COM 811804103 $ 283 9,558 a 1 9,558
Sears, Roebuck & Co. COM 812387108 $ 257 5,690 a 1 5,690
Service Corp International COM 817565104 $ 187 13,100 a 1 13,100
Siebel Systems Inc. COM 826170102 $5,772 122,000 a 1 122,000
SLM Holding Corp. COM 78442A109 $ 292 7,000 a 1 7,000
Sovereign Bancorp Inc COM 845905108 $ 862 70,000 a 1 70,000
St. Paul Companies Inc. COM 792860108 $ 297 9,546 a 1 9,546
Standard Products Co. COM 853836104 $ 223 13,700 a 1 13,700
Sun Microsystems Inc. COM 866810104 $4,407 35,250 a 1 35,250
Sunoco Inc COM 866762107 $ 207 5,750 a 1 5,750
System & Computer Technology COM 871873105 $ 679 67,900 a 1 67,900
Telecomunicacoes Brasileiras Sp ADR Telebras 879287100 $ 685 8,500 a 1 8,500
Telephone & Data Systems Inc. COM 879433100 $1,973 35,000 a 1 35,000
Texaco Inc. COM 881694103 $2,177 38,363 a 1 38,363
Texas Instruments Inc COM 882508104 $ 208 2,100 a 1 2,100
Textron Inc. COM 883203101 $ 232 3,000 a 1 3,000
Thornburg Mortgage Asset Corp. COM 885218107 $ 178 20,600 a 1 20,600
Time Warner Inc. COM 887315109 $ 766 10,812 a 1 10,812
TJX Cos Inc.New CALL 872540909 $5,093 149,800 a 1 149,800
TJX Cos Inc. New COM 872540109 $3,243 95,374 a 1 95,374
Unitrin Inc. COM 913275103 $ 271 8,680 a 1 8,680
Unitrode Corp. COM 913283107 $ 613 43,800 a 1 43,800
Varian Associates Inc. COM 922204102 $ 209 5,400 a 1 5,400
Videoserver, Inc COM 926918103 $ 467 60,300 a 1 60,300
Wachovia Corp COM 929771103 $ 538 6,900 a 1 6,900
Wal Mart Stores Inc. COM 931142103 $2,033 22,050 a 1 22,050
Warner-Lambert Co. COM 934488107 $3,738 56,475 a 1 56,475
Waste Management Inc. COM 94106L109 $ 991 22,330 a 1 22,330
Watson Pharmaceuticals Inc. COM 942683103 $ 344 7,800 a 1 7,800
Yahoo Inc. COM 984332106 $1,346 8,000 a 1 8,000
</TABLE>
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