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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Manager Filing this Report:
Name: Burnham Asset Management Corp.
Address: 1325 Avenue of the Americas
26th Floor
New York, NY 10019
13F File Number:
The institutional investment manager filing this report and the persons by
whom it is signed hereby represent that the person signing the report
is authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral
parts of this form.
Person Signing this Report on Behalf of Reporting Managers:
Name: Michael E. Barna
Title: Executive Vice President
Phone: 212-603-7510
Signature, Place and Date of Signing:
/s/ Michael E. Barna
New York, New York 10019
November 5, 1999
Report Type (Check only one,):
[ X ] 13F HOLDINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 148
Form 13F Information Table Value Total: $262,444,593
List of Other Included Managers:
No. 13F File Number 01
Name Burnham Asset Management Corp.
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FORM 13F INFORMATION TABLE
VALUE SHARES/ INV. DISC. VOTING AUTH
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT SOLE MGRS. SOLE
- ---------------- ------------------ ------- ----------- --------- --------------- ------------ -------------
Abbott Laboratories COM 002824100 $ 338 9,200 a 1 9,200
Adaptec Inc. sub. deb.
4.75% 2/1/04 SB NT CV 4.75% 04 00651FAC2 $ 956 $1,000,000 a 1 $1,000,000
Allstate Corp. COM 020002101 $ 378 15,168 a 1 15,168
Alza Corp., Class A COM 022615108 $ 253 5,900 a 1 5,900
America Online Inc. COM 02364J104 $ 333 3,200 a 1 3,200
American Express Co. COM 025816109 $ 5,597 41,573 a 1 41,573
American Home Products Corp COM 026609107 $ 1,067 25,700 a 1 25,700
American International Group COM 026874104 $ 2,445 28,128 a 1 28,128
American Italian Pasta Co. CLASS A 027070101 $ 3,149 110,000 a 1 110,000
Ameritech Corp. COM 030954101 $ 977 14,640 a 1 14,640
Amgen Inc. COM 031162100 $ 1,092 13,400 a 1 13,400
Analog Devices Inc. COM 032654105 $ 929 18,133 a 1 18,133
Archer Daniels Midland Co. COM 039483102 $ 186 15,317 a 1 15,317
Asssociates First Capital Corp. Class A 046008108 $ 1,032 28,678 a 1 28,678
AT&T Corp. COM 001957109 $ 339 7,795 a 1 7,795
Atlantic Richfield Co. COM 048825103 $ 284 3,200 a 1 3,200
Automatic Data Processing Inc. COM 053015103 $ 2,059 46,150 a 1 46,150
Banco Bilbao Vizcaya SA SPONSORED ADR 059458208 $ 3,000 229,700 a 1 229,700
Bank New York Company, Inc. COM 064057102 $ 5,521 165,124 a 1 165,124
Banyan Systems Inc. COM 066908104 $ 582 60,500 a 1 60,500
Basin Exploration Inc. COM 070107107 $ 2,023 84,300 a 1 84,300
Battle Mountain Gold Co. COM 071593107 $ 55 17,425 a 1 17,425
Baxter International Inc. COM 071813109 $ 349 5,800 a 1 5,800
Bell Atlantic Corp. COM 077853109 $ 729 10,828 a 1 10,828
Bellsouth Corp. COM 079860102 $ 619 13,764 a 1 13,764
Bestfoods Inc. COM 08658U101 $ 287 5,900 a 1 5,900
BJS Wholesale Club Inc. COM 05548J106 $ 621 21,000 a 1 21,000
BMC Software Inc. COM 055921100 $ 2,385 33,325 a 1 33,325
Biogen Inc. COM 090597105 $ 482 6,120 a 1 6,120
Boeing Co. COM 097023105 $ 251 5,900 a 1 5,900
BP Amoco PLC COM 031905102 $ 5,652 51,004 a 1 51,004
Bristol Myers Squibb Co. COM 110122108 $ 1,810 26,814 a 1 26,814
BRT Realty Trust SH BEN INT NEW 055645303 $ 134 15,000 a 1 15,000
Carnival Corp. COM 143658102 $ 1,305 30,000 a 1 30,000
CBS Corp. COM 12490K107 $ 2,026 43,800 a 1 43,800
Centurytel Inc. COM 156700106 $ 1,625 40,000 a 1 40,000
Chase Manhattan Corp. COM 16161A108 $ 3,477 46,132 a 1 46,132
Chateau Communities Inc. COM 161726104 $ 1,040 40,000 a 1 40,000
Chevron Corp COM 166751107 $ 201 2,264 a 1 2,264
Ciprico Inc. COM 172529109 $ 197 17,700 a 1 17,700
Cisco Systems Inc. COM 17275R102 $ 8,508 124,150 a 1 124,150
Citigroup Inc. COM 173034109 $10,552 239,826 a 1 239,826
Coca Cola Co. COM 191216100 $ 1,484 30,759 a 1 30,759
Compaq Computer Corp. COM 204493100 $ 2,383 103,895 a 1 103,895
Conagra Inc. COM 205887102 $ 256 11,350 a 1 11,350
Corning Inc. COM 219350105 $ 322 4,700 a 1 4,700
CVS Corp. COM 126650100 $ 204 5,000 a 1 5,000
Cyberonics Inc. COM 23251P102 $ 638 35,700 a 1 35,700
Data General Corp. SUB NT CONV 6% 04 237688AG1 $ 522 500,000 a 1 500,000
Dayton Hudson Corp. COM 239753106 $ 1,138 18,950 a 1 18,950
Dell Computer Corp. COM 247025109 $ 1,455 34,800 a 1 34,800
Diamond Offshore Drilling Inc. COM 25271C102 $ 2,440 73,100 a 1 73,100
Diamonds Trust Unit Series 1 UNIT SER 1 252787106 $ 388 3,740 a 1 3,740
duPont (E.I.) deNemours & Co. COM 263534109 $ 696 11,502 a 1 11,502
ECI Telecom Ltd. ORD 268258100 $ 2,851 115,760 a 1 115,760
EMC Corp. COM 268648102 $ 7,001 98,000 a 1 98,000
Enron Corp. COM 293561106 $ 1,856 45,200 a 1 45,200
Exxon Corp. COM 302290101 $10,529 138,539 a 1 138,539
Filenet Corp COM 316869106 $ 891 83,400 a 1 83,400
Fleet Financial Group Inc. COM 338915101 $ 1,763 48,124 a 1 48,124
Flowers Inds. Inc. COM 343496105 $ 155 11,500 a 1 11,500
Ford Motor Co. COM 345370100 $ 5,368 106,950 a 1 106,950
Franchise Fin Corp Amer COM 351807102 $ 1,730 74,000 a 1 74,000
Franklin Electr Publishers Inc COM 353515109 $ 309 109,700 a 1 109,700
Gap Inc. COM 364760108 $ 2,846 88,945 a 1 88,945
General Datacomm Inds. Inc COM 369487103 $ 79 28,200 a 1 28,200
General Electric Co. COM 369604103 $ 7,905 66,670 a 1 66,670
General Mills Co. COM 370334104 $ 471 5,800 a 1 5,800
General Motors Corp. CLASS H 370442832 $ 2,321 40,550 a 1 40,550
Glaxo Wellcome PLC ADR SPONSORED ADR 37733W105 $ 252 4,850 a 1 4,850
Goldman Sachs Group Inc. COM 38141G104 $ 1,525 25,000 a 1 25,000
Golf Tr of America Inc. COM 38168B103 $ 889 45,000 a 1 45,000
GTE Corp. COM 362320103 $ 4,797 62,400 a 1 62,400
Gulf CDA Res. LTD ORD 40218L305 $ 103 24,700 a 1 24,700
Hartford Life Inc. CLASS A 416592193 $ 1,128 22,900 a 1 22,900
Hewlett-Packard Co. COM 428236103 $ 592 6,525 a 1 6,525
Homebase Inc. COM 43738E108 $ 199 50,500 a 1 50,500
Ibis Technology Corp. COM 450909106 $ 242 7,000 a 1 7,000
International Business Machs COM 459200101 $ 9,244 76,160 a 1 76,160
Informix Corp. COM 456779107 $ 119 15,000 a 1 15,000
Innovex Inc. COM 457647105 $ 255 28,300 a 1 28,300
Intel Corp. COM 458140100 $ 8,211 110,450 a 1 110,450
Interleaf COM 458729100 $ 1,106 65,030 a 1 65,030
International Rectifier Corp. COM 460254105 $ 488 32,000 a 1 32,000
Johnson & Johnson COM 478160104 $ 1,618 17,613 a 1 17,613
Kimberly Clark Corp. COM 494368103 $ 264 5,000 a 1 5,000
Kollmorgen Corp COM 500440102 $ 829 68,000 a 1 68,000
Kroll O'Gara Co. COM 501050108 $ 794 47,500 a 1 47,500
Lilly, Eli & Co. COM 532457108 $ 1,000 15,584 a 1 15,584
Lucent Technologies Inc COM 549463107 $ 8,156 125,712 a 1 125,712
Matlack Systems Inc. COM 576901102 $ 288 56,800 a 1 56,800
MCI Worldcom Inc. COM 55268B106 $ 1,661 23,105 a 1 23,105
McKesson HBOC Inc. COM 58155Q103 $ 222 7,650 a 1 7,650
MediaOne Group Inc. COM 58440J104 $ 320 4,680 a 1 4,680
Medtronic Inc. COM 585055106 $ 3,411 96,090 a 1 96,090
Merck & Co., Inc. COM 589331107 $ 5,181 79,932 a 1 79,932
Microsoft Corp. COM 594918104 $ 7,963 87,900 a 1 87,900
Minnesota, Mng & Mfg Co COM 604059105 $ 288 3,000 a 1 3,000
Mobil Corp. COM 607059102 $ 4,714 46,788 a 1 46,788
Monsanto Co. COM 611662107 $ 1,409 39,475 a 1 39,475
Morgan (J.P.) & Co. Inc. COM 616880100 $ 508 4,450 a 1 4,450
Morgan Stanley Dean Witter COM 617446448 $ 577 6,470 a 1 6,470
Motorola Inc. COM 620076109 $ 851 9,675 a 1 9,675
Nalco Chemical Co. COM 629853102 $ 202 4,000 a 1 4,000
National Golf Properties Inc. COM 63623G109 $ 1,013 45,000 a 1 45,000
Network Associates Inc. COM 640938106 $ 383 20,000 a 1 20,000
Network Equip Technologies. COM 641208103 $ 127 13,800 a 1 13,800
Ogden Corp. COM 676346109 $ 251 24,200 a 1 24,200
Pall Corp. COM 696429307 $ 538 23,200 a 1 23,200
Park Place Entertainment Corp. COM 700690100 $ 625 50,000 a 1 50,000
Pepsico Inc. COM 713448108 $ 837 27,435 a 1 27,435
Pfizer Inc. COM 717081103 $ 6,418 178,575 a 1 178,575
Phoenix Technology Ltd. COM 719153108 $ 1,240 110,800 a 1 110,800
Pogo Producing Co. COM 730448107 $ 228 11,000 a 1 11,000
Procter & Gamble Co. COM 742718109 $ 506 5,400 a 1 5,400
Qualcomm Inc. COM 747525103 $ 284 1,500 a 1 1,500
Rare Medium Group COM 75382N109 $ 232 22,000 a 1 22,000
Raytheon Co. CLASS B 755111408 $ 244 4,912 a 1 4,912
Rehabcare Group Inc. COM 759148109 $ 1,426 80,320 a 1 80,320
Royal Carribean Cruises Ltd PFD CONV A V7780T111 $ 3,098 22,500 a 1 22,500
Royal Dutch Petroleum Co. NY REG GLD1.25 780257804 $ 1,694 28,680 a 1 28,680
Sara Lee Corp. COM 803111103 $ 302 12,936 a 1 12,936
SBC Communications COM 78387G103 $ 3,419 66,954 a 1 66,954
Schlumberger Ltd. COM 806857108 $ 1,753 28,130 a 1 28,130
Service Corp. International COM 817565104 $ 117 11,100 a 1 11,100
Siebel Systems Inc. COM 826170102 $ 8,139 122,100 a 1 122,100
SLM Holding Corp. COM 78442A109 $ 301 7,000 a 1 7,000
Smith Charles E. Residential COM 832197107 $ 1,026 30,000 a 1 30,000
Sony Corp. ADR NEW 835699307 $ 225 1,500 a 1 1,500
S3 Inc. COM 784849101 $ 261 25,000 a 1 25,000
Sun Microsystems Inc. COM 866810104 $ 6,373 68,500 a 1 68,500
System Techonologies Inc. COM 871508107 $ 2,105 62,600 a 1 62,600
System & Computer Technology COM 871873105 $ 916 72,900 a 1 72,900
Sysco Corp. COM 871829107 $ 217 6,200 a 1 6,200
Telecomunicacoes Brasileiras Sp ADR TELEBRAS 879287100 $ 631 8,500 a 1 8,500
Telefonos de Mexico SA SA ADR REP ORD 879403780 $ 214 3,000 a 1 3,000
Texaco Inc. COM 881694103 $ 2,258 35,763 a 1 35,763
Texas Instruments Inc COM 882508104 $ 362 4,400 a 1 4,400
Textron Inc. COM 883203101 $ 232 3,000 a 1 3,000
Time Warner Inc. COM 887315109 $ 685 11,268 a 1 11,268
TJX Cos Inc. New COM 872540109 $ 2,666 95,000 a 1 95,000
Unilever NV NY SHS NEW 904784709 $ 232 3,400 a 1 3,400
Unitrin Inc. COM 913275103 $ 288 8,280 a 1 8,280
Unitrode Corp. COM 913283107 $ 903 21,500 a 1 21,500
Videoserver, Inc COM 926918103 $ 529 72,900 a 1 72,900
Wal Mart Stores Inc. COM 931142103 $ 2,564 53,900 a 1 53,900
Warner-Lambert Co. COM 934488107 $ 3,697 55,700 a 1 55,700
Wit Capital Group COM 97737K309 $ 639 35,000 a 1 35,000
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