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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Manager Filing this Report:
Name: Burnham Asset Management Corp.
Address: 1325 Avenue of the Americas
26th Floor
New York, NY 10019
13F File Number:
The institutional investment manager filing this report and the persons by
whom it is signed hereby represent that the person signing the report
is authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral
parts of this form.
Person Signing this Report on Behalf of Reporting Managers:
Name: Michael E. Barna
Title: Executive Vice President
Phone: 212-603-7510
Signature, Place and Date of Signing:
/s/ Michael E. Barna
New York, New York 10019
NOVEMBER 14, 2000
Report Type (Check only one,):
[ X ] 13F HOLDINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 237
Form 13F Information Table Value Total: $487,725,258
List of Other Included Managers:
No. 13F File Number Name
01 Burnham Asset Management Corp.
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FORM 13F INFORMATION TABLE
VALUE SHARES/ INV. DISC. VOTING AUTH
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT SOLE MGRS. SOLE
---------------- ------------------ ------- ----------- --------- --------------- ------------ -------------
Abbott Laboratories COM 002824100 $ 514 10,800 a 1 10,800
Adam.com Inc. COM 00547M101 $ 125 33,400 a 1 33,400
Adaptec Inc. SB NT CV 4.75% 04 00651FAC2 $ 169 200,000 a 1 200,000
AES Corp. COM 00130H105 $ 904 13,200 a 1 13,200
Aetna Inc. COM 008117103 $ 380 6,545 a 1 6,545
AG Services of America Inc. COM 001250109 $ 376 21,310 a 1 21,310
Allstate Corp. COM 020002101 $ 566 16,280 a 1 16,280
Alza Corp., Class A COM 022615108 $ 389 4,500 a 1 4,500
America Online Inc. COM 02364J104 $ 3,849 71,600 a 1 71,600
American Electric Power Inc. COM 025537101 $ 272 6,964 a 1 6,964
American Express Co. COM 025816109 $ 7,959 131,019 a 1 131,019
American Home Products Corp COM 026609107 $ 2,020 35,720 a 1 35,720
American International Group COM 026874107 $ 6,247 65,285 a 1 65,285
American Italian Pasta Co. CLASS A 027070101 $ 200 10,400 a 1 10,400
Amgen Inc. COM 031162100 $ 2,510 35,950 a 1 35,950
Analog Devices Inc. COM 032654105 $ 2,003 24,266 a 1 24,266
Archer Daniels Midland Co. COM 039483102 $ 127 14,744 a 1 14,744
AT&T Corp. COM 001957109 $ 504 17,161 a 1 17,161
AT&T Corp. Com Liberty Media COM LIB GRP A 001957208 $ 2,031 112,856 a 1 112,856
Automatic Data Processing Inc. COM 053015103 $12,449 186,150 a 1 186,150
Bank of America Corp. COM 060505104 $ 846 16,151 a 1 16,151
Bank New York Company, Inc. COM 064057102 $ 9,039 161,224 a 1 161,224
Banknorth Group, Inc. COM 06646R107 $ 267 15,000 a 1 15,000
Basin Exploration Inc. COM 070107107 $ 1,823 93,497 a 1 93,497
Battle Mountain Gold Co. COM 071593107 $ 19 10,925 a 1 10,925
Baxter International Inc. COM 071813109 $ 463 5,800 a 1 5,800
Becton Dickinson & Co. COM 075887109 $ 473 17,900 a 1 17,900
Bellsouth Corp. COM 079860102 $ 1,319 32,776 a 1 32,776
Berkshire Hills Bancorp Inc. COM 084680107 $ 259 18,000 a 1 18,000
Berkshire Hathaway Inc. CLASS B 084670207 $ 224 108 a 1 108
Best Buy Inc. COM 086516101 $ 1,242 19,525 a 1 19,525
Bestfoods Inc. COM 08658U101 $ 713 9,800 a 1 9,800
BMC Software Inc. COM 055921100 $ 505 26,400 a 1 26,400
Biogen Inc. COM 090597105 $ 273 4,470 a 1 4,470
Blyth Inds Inc. COM 09643P108 $ 277 11,800 a 1 11,800
Boeing Co. COM 097023105 $ 636 10,090 a 1 10,090
Bostonfed Bancorp Inc. COM 101178101 $ 320 15,000 a 1 15,000
BP Amoco PLC COM 031905102 $ 6,580 124,160 a 1 124,160
Brass Eagle Inc. COM 10553F106 $ 74 14,000 a 1 14,000
Bristol Myers Squibb Co. COM 110122108 $ 1,817 31,824 a 1 31,824
Brown Forman Corp. CL B 115637209 $ 1,481 27,054 a 1 27,054
BRT Realty Trust SH BEN INT NEW 055645303 $ 127 15,000 a 1 15,000
BSB Bancorp COM 055652101 $ 224 10,000 a 1 10,000
Burlington Resources Inc. COM 122014103 $ 234 6,349 a 1 6,349
Chase Manhattan Corp. COM 16161A108 $ 2,420 52,398 a 1 52,398
Chateau Communities Inc. COM 161726104 $ 1,073 40,000 a 1 40,000
Chevron Corp COM 166751107 $ 354 4,156 a 1 4,156
Ciprico Inc. COM 172529109 $ 606 59,900 a 1 59,900
Cisco Systems Inc. COM 17275R102 $11,235 203,350 a 1 203,350
Citigroup Inc. COM 173034109 $18,641 344,800 a 1 344,800
Coca Cola Co. COM 191216100 $ 1,380 25,039 a 1 25,039
Cohoes Bancorp COM 192513109 $ 299 17,500 a 1 17,500
Colgate Palmolive Co. COM 191216100 $ 283 6,000 a 1 6,000
Comcast Corp. COM 200300200 $ 624 15,250 a 1 15,250
Comdisco Inc. COM 200336105 $ 644 33,798 a 1 33,798
Compaq Computer Corp. COM 204493100 $ 2,250 81,586 a 1 81,586
Computer Network Technology COM 204925101 $ 588 17,100 a 1 17,100
Computer Sciences Corp. COM 205363104 $ 1,396 18,800 a 1 18,800
Conoco Inc. Class B COM 208251405 $ 656 24,351 a 1 24,351
Corning Inc. COM 219350105 $ 4,886 16,450 a 1 16,450
Countrywide Credit Inds. COM 222372104 $ 264 7,000 a 1 7,000
Cyberonics Inc. COM 23251P102 $ 632 29,500 a 1 29,500
Dean Foods Co. COM 242361103 $ 256 7,700 a 1 7,700
Decode Genetics Inc. COM 243586104 $ 776 30,000 a 1 30,000
Delta and Pine Land Co. COM 247357106 $ 400 15,552 a 1 15,552
Devon Energy Corp. COM 25179M103 $ 247 4,103 a 1 4,103
Diamond Offshore Drilling Inc. COM 25271C102 $ 1,706 41,600 a 1 41,600
Diamond Trust Unit Series I UNIT SER 1 252787106 $ 352 3,305 a 1 3,305
Dime Bancorp Inc. COM 25429Q102 $ 841 39,002 a 1 39,002
Disney Walt Co. COM 254687106 $ 2,031 53,107 a 1 53,107
Dominion Resources Inc. VA COM 25746U109 $ 392 6,745 a 1 6,745
duPont (E.I.) deNemours & Co. COM 263534109 $ 774 18,691 a 1 18,691
ECI Telecom Ltd. ORD 268258100 $ 5,616 183,010 a 1 183,010
EMC Corp. COM 268648102 $22,590 227,894 a 1 227,894
Emerson Elec Co. COM 291011104 $ 534 7,968 a 1 7,968
Energizer Holdings Inc. COM 29266R108 $ 202 8,231 a 1 8,231
Enron Corp. COM 293561106 $ 7,494 85,524 a 1 85,524
Epresence COM 294348107 $ 1,291 191,200 a 1 191,200
Exxon Mobile Corp. COM 30231G102 $20,977 235,364 a 1 235,364
Evercel Inc. COM 299759100 $ 2,081 98,526 a 1 98,526
Ezenia Inc. COM 302311905 $ 552 226,400 a 1 226,400
Federated Dept Stores Inc. COM 31410H101 $ 50 50,000 a 1 50,000
Filenet Corp COM 316869106 $ 1,686 92,700 a 1 92,700
First Union Corp. COM 337358105 $ 492 15,294 a 1 15,294
Fleetboston Financial Corp. COM 339030108 $ 434 11,124 a 1 11,124
Footstar Inc. COM 344912100 $ 252 7,800 a 1 7,800
Ford Motor Credit Co. COM 345397SJ3 $ 269 275,000 a 1 275,000
Ford Motor Co. COM 345370860 $ 5,633 222,553 a 1 222,553
Franchise Fin Corp Amer COM 351807102 $ 1,778 79,000 a 1 79,000
Franklin Electr Publishers Inc COM 353515109 $ 2,263 189,600 a 1 189,600
Fuelcell Energy Inc. COM 35952H106 $ 5,062 52,600 a 1 52,600
Galileo International Inc. COM 363547100 $ 209 13,500 a 1 13,500
Gap Inc. COM 364760108 $ 511 25,385 a 1 25,385
General American Investors Co. COM 368802104 $ 319 7,618 a 1 7,618
General Datacomm Inds. Inc COM 369487103 $ 281 54,100 a 1 54,100
General Dynamics Corp. COM 369550108 $ 2,136 34,000 a 1 34,000
General Electric Co. COM 369604103 $15,391 266,805 a 1 266,805
General Mills Co. COM 370334104 $ 589 16,600 a 1 16,600
General Motors Corp. CLASS H 370442832 $ 3,749 100,837 a 1 100,837
General Motors Corp. COM 370442105 $ 238 3,661 a 1 3,661
Genus Inc. COM 372461103 $ 283 74,200 a 1 74,200
Gillette Co. . COM 375766102 $ 393 12,725 a 1 12,725
Glaxo Wellcome PLC ADR SPONSORED ADR 37733W105 $ 236 3,900 a 1 3,900
Gold Banc Corp Inc. COM 379907108 $ 192 37,500 a 1 37,500
Golden St Bancorp Inc. COM 381197102 $ 284 12,000 a 1 12,000
Grey Global Group Inc. COM 39787M108 $15,433 24,900 a 1 24,900
Gulf CDA Res. Ltd. COM 40218L305 $ 108 20,000 a 1 20,000
Hamilton Bancorp Inc. COM 407013101 $ 255 15,000 a 1 15,000
Harcourt Gen Inc. COM 41163G101 $ 366 6,200 a 1 6,200
Healthsouth Corp. COM 421924101 $ 477 58,700 a 1 58,700
Hewlett-Packard Co. COM 428236103 $ 550 5,675 a 1 5,675
Homebase Inc. COM 43738E108 $ 37 16,700 a 1 16,700
Home Depot Inc. COM 437076102 $ 271 5,100 a 1 5,100
Honeywell International Inc. COM 438516106 $ 443 12,449 a 1 12,449
IMS Health Inc. COM 449934108 $ 126 19,400 a 1 19,400
Informix Corp. COM 456779107 $ 475 115,100 a 1 115,100
Infospace Inc. COM 45678T102 $ 303 10,000 a 1 10,000
Ingersoll-Rand Co. COM 456866102 $ 827 24,400 a 1 24,400
Innovex Inc. COM 457647105 $ 1,458 107,000 a 1 107,000
Intel Corp. COM 458140100 $ 9,814 236,300 a 1 236,300
Intergraph Corp. COM 458683109 $ 653 90,800 a 1 90,800
Interternational Business Mach COM 459200101 $12,379 110,038 a 1 110,038
Johnson & Johnson COM 478160104 $ 4,900 52,163 a 1 52,163
Kansas City Southern Inds Inc. COM 485170302 $ 139 16,000 a 1 16,000
Kimberly Clark Corp. COM 494368103 $ 519 9,300 a 1 9,300
Legg Mason Inc. COM 524901105 $ 1,163 20,000 a 1 20,000
Lilly, Eli & Co. COM 532457108 $ 1,800 22,188 a 1 22,188
Lucent Technologies Inc COM 549463107 $ 1,493 48,862 a 1 48,862
Magna Intl Inc. COM 559222401 $ 355 8,200 a 1 8,200
Magna Intl Inc. SUB DEB CV 559222AE4 $ 43 45,000 a 1 45,000
Manpower Corp. COM 56418H100 $ 287 9,000 a 1 9,000
Matlack Systems Inc. COM 576901102 $ 89 70,800 a 1 70,800
McDonalds Corp. COM 580135101 $ 855 28,314 a 1 28,314
McKesson HBOC Inc. COM 58155Q103 $ 251 8,200 a 1 8,200
Medtronic Inc. COM 585055106 $ 6,366 122,865 a 1 122,865
Mellon Financial Corp. COM 58551A108 $ 278 6,000 a 1 6,000
Merck & Co., Inc. COM 589331107 $ 9,999 134,333 a 1 134,333
Meredith Corp. COM 589433101 $ 292 9,900 a 1 9,900
Metlife Inc. COM 59165R108 $ 2,551 97,400 a 1 97,400
Microsoft Corp. COM 594918104 $ 4,822 79,950 a 1 79,950
Microtouch Sys Inc. COM 595145103 $ 493 80,500 a 1 80,500
Minnesota Mining & Mfg COM 604059105 $ 282 3,100 a 1 3,100
Mitchell Energy & Dev Corp COM 606592202 $ 295 6,332 a 1 6,332
Morgan (J.P.) & Co. Inc. COM 616880100 $ 3,408 20,858 a 1 20,858
Morgan Stanley Dean Witter COM 617446448 $ 1,372 15,006 a 1 15,006
Motorola Inc. COM 620076109 $ 552 19,525 a 1 19,525
M&T Bank Corp. COM 55261F104 $ 301 591 a 1 591
Mueller Inds Inc. COM 624756102 $ 729 32,500 a 1 32,500
Murphy Oil Corp COM 626717102 $ 227 3,500 a 1 3,500
Navistar International Corp. COM 63934E108 $ 356 11,900 a 1 11,900
Network Equip Technologies COM 641208103 $ 263 24,600 a 1 24,600
Network Equip Technologies SUB DEB 7.250% 641208AA1 $14,548 220,000 a 1 220,000
New England Business Svc Inc. COM 643872104 $ 486 26,800 a 1 26,800
Nokia Corp. SPONSORED ADR 654902204 $ 2,621 65,825 a 1 65,825
North Trust Corp. COM 665859104 $ 480 5,400 a 1 5,400
North Fork Bancorporation Inc. COM 655844108 $ 584 27,000 a 1 27,000
Omnicare Inc. COM 681904108 $ 592 36,700 a 1 36,700
Omnicom Group Inc. COM 681919106 $ 219 3,000 a 1 3,000
Oracle Corp. COM 68389X105 $ 254 3,224 a 1 3,224
Oxford Health Plans COM 691471106 $ 1,221 40,000 a 1 40,000
PRWW Ltd. COM 693591109 $ 149 13,400 a 1 13,400
Pall Corp. COM 696429307 $ 2,722 136,499 a 1 136,499
Palm Inc. COM 696642107 $ 294 5,549 a 1 5,549
Pennzoil Quaker State Co. COM 709323109 $ 147 14,000 a 1 14,000
Pepsico Inc. COM 713448108 $ 2,683 58,335 a 1 58,335
Pfizer Inc. COM 717081103 $13,862 308,475 a 1 308,475
Philadelphia Suburban Corp. COM 718009608 $ 422 18,200 a 1 18,200
Phillips Pete Co COM 718507106 $ 3,244 51,700 a 1 51,700
Phoenix Technology Ltd. COM 719153108 $ 2,888 181,200 a 1 181,200
Pittston Brinks Group COM 725701106 $ 312 20,115 a 1 20,115
Procter & Gamble Co. COM 742718109 $ 442 6,600 a 1 6,600
Qualcomm Inc. COM 747525103 $ 715 10,040 a 1 10,040
Qwest Communications Intl COM 749121109 $ 1,550 32,258 a 1 32,258
Raytheon Co. CLASS B 755111408 $ 265 9,312 a 1 9,312
Reckson Assocs Relaty Corp. COM 75621K106 $ 1,336 52,400 a 1 52,400
Regeneron Pharmaceuticals COM 75886F107 $ 816 25,000 a 1 25,000
Reynolds & Reynolds CLASS A 761695105 $ 303 15,250 a 1 15,250
Rollins Truck Leasing Corp. COM 775741101 $ 253 40,000 a 1 40,000
Royal Dutch Petroleum Co. NY REG GLD1.25 780257804 $ 1,877 31,320 a 1 31,320
Ryder Sys Inc. COM 783549108 $ 267 14,500 a 1 14,500
Sabre Holdings Corp. CL A 785905100 $ 530 18,300 a 1 18,300
Sagent Technology Inc. COM 786693101 $ 1,014 134,100 a 1 134,100
Sara Lee Corp. COM 803111103 $ 236 11,636 a 1 11,636
SBC Communications COM 78387G103 $ 6,965 139,299 a 1 139,299
Schering Plough Corp. COM 806605101 $ 2,927 62,953 a 1 62,953
Schlumberger Ltd. COM 806857108 $ 1,371 16,650 a 1 16,650
Schwab Charles Corp. COM 808513105 $ 218 6,150 a 1 6,150
Scientific Atlanta Inc. COM 808655104 $ 973 15,300 a 1 15,300
SDL Inc. COM 784076101 $ 246 800 a 1 800
Segue Software Inc. COM 815807102 $ 120 14,500 a 1 14,500
Sepracor Inc. COM 817315104 $ 245 2,000 a 1 2,000
Service Corp. International COM 817565104 $ 25 10,100 a 1 10,100
Siebel Systems Inc. COM 826170102 $45,470 408,600 a 1 408,600
Silicon Graphics Inc. COM 827056102 $ 47 11,510 a 1 11,510
Silicon Graohics Bonds SR NT CV 5.25% 04 827056AC6 $ 514 750,000 a 1 750,000
Smith Charles E. Residential COM 832197107 $ 1,361 30,000 a 1 30,000
Sony Corp. ADR NEW 835699307 $ 303 3,000 a 1 3,000
Southern Co. COM 842587107 $ 339 10,460 a 1 10,460
Soveriegn Bancorp Inc. COM 845905108 $ 278 30,000 a 1 30,000
Sprint Corp. COM 852061100 $ 853 29,086 a 1 29,086
Sprint Corp PCS Ser 1 COM 852061506 $ 486 13,850 a 1 13,850
Sun Microsystems Inc. COM 866810104 $15,307 131,113 a 1 131,113
Suntrust Banks Inc. COM 867914103 $ 310 6,223 a 1 6,223
Supreme Industries Inc. CL A 868607102 $ 51 11,256 a 1 11,256
System & Computer Technology SUB DB CONV 5% 871873AB1 $ 477 575,000 a 1 575,000
System & Computer Technology COM 871873105 $ 2,092 119,100 a 1 119,100
Sysco Corp. COM 871829107 $ 273 5,900 a 1 5,900
Target Corp. COM 87612E106 $ 1,386 54,100 a 1 54,100
Telefonos de Mexico SA SA ADR REP ORD 879403780 $ 372 7,000 a 1 7,000
Telephone & Data Systems COM 879433100 $ 946 8,550 a 1 8,550
Telxon Corp. COM 879700102 $ 376 21,500 a 1 21,500
Telxon Corp. CV 5.75% SB NT CV 5.75% 879700AC6 $ 524 590,000 a 1 590,000
Texaco Inc. COM 881694103 $ 2,935 55,910 a 1 55,910
Texas Instruments Inc COM 882508104 $ 858 18,184 a 1 18,184
Time Warner Inc. COM 887315109 $ 719 9,184 a 1 9,184
TJX Cos Inc. New COM 872540109 $ 1,913 85,000 a 1 85,000
Toys R Us Inc. COM 892335110 $ 313 19,265 a 1 19,265
Transact Technologies Inc. COM 892918103 $ 167 27,800 a 1 27,800
Transaction Systems Architects CL A 893416107 $ 193 11,900 a 1 11,900
United Technologies Corp. COM 913017109 $ 277 4,000 a 1 4,000
USA Ed Inc. COM 90390U102 $ 337 7,000 a 1 7,000
U.S. Inds Inc. COM 912080108 $ 122 12,249 a 1 12,249
Utilicorp United Inc. COM 918005109 $ 255 9,854 a 1 9,854
Varian Med Sys Inc COM 92220P105 $ 267 5,900 a 1 5,900
Verizon Communications COM 92532L107 $ 7,788 160,775 a 1 160,775
Viacom Inc. COM 925524100 $ 3,109 53,145 a 1 53,145
Virbac Corp. COM 926918103 $ 52 12,500 a 1 12,500
Vishay Intertechnology Inc. COM 928298108 $ 255 8,300 a 1 8,300
Vodafone Airtouch PLC ORD SPONSORED ADR 92857T107 $ 232 6,260 a 1 6,260
Wabtec Corp. COM 929740108 $ 185 18,300 a 1 18,300
Walgreen Co. COM 931422109 $ 349 9,200 a 1 9,200
Wal Mart Stores Inc. COM 931142103 $ 2,773 57,625 a 1 57,625
Wells Fargo and Co. COM 949746101 $ 372 8,100 a 1 8,100
Weider Nutrition Intl Inc. CLASS A 948603105 $ 192 38,900 a 1 38,900
Whitman Corp. COM 96647R107 $ 154 13,350 a 1 13,350
Wiley John & Sons Inc. CLASS A 968223206 $ 367 16,000 a 1 16,000
Worldcom Inc. GA COM 97737K309 $ 1,257 41,394 a 1 41,394
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