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Previous: CELADON GROUP INC, 10-Q, 2000-02-14 |
Next: BURNHAM ASSET MANAGEMENT CORP /NY/, 13F-HR/A, 2000-02-14 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Manager Filing this Report:
Name: Burnham Asset Management Corp.
Address: 1325 Avenue of the Americas
26th Floor
New York, NY 10019
13F File Number:
The institutional investment manager filing this report and the persons by
whom it is signed hereby represent that the person signing the report
is authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral
parts of this form.
Person Signing this Report on Behalf of Reporting Managers:
Name: Michael E. Barna
Title: Executive Vice President
Phone: 212-603-7510
Signature, Place and Date of Signing:
/s/ Michael E. Barna
New York, New York 10019
November 5, 1999
Report Type (Check only one,):
[ X ] 13F HOLDINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 156
Form 13F Information Table Value Total: $443,433,640
List of Other Included Managers:
No. 13F File Number Name
01 Burnham Asset Management Corp.
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FORM 13F INFORMATION TABLE
VALUE SHARES/ INV. DISC. VOTING AUTH
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT SOLE MGRS. SOLE
- ---------------- ------------------ ------- ----------- --------- --------------- ------------ -------------
Abbott Laboratories COM 002824100 $ 370 10,200 a 1 10,200
Adaptec Inc. sub. deb.
4.75% 2/1/04 SB NT CV 4.75% 04 00651FAC2 $ 1,086 $1,000,000 a 1 $1,000,000
AES Corp. COM 00130H105 $ 1,962 26,250 a 1 26,250
Allstate Corp. COM 020002101 $ 436 18,168 a 1 18,168
Alza Corp., Class A COM 022615108 $ 204 5,900 a 1 5,900
America Online Inc. COM 02364J104 $ 455 6,000 a 1 6,000
American Express Co. COM 025816109 $ 6,912 41,573 a 1 41,573
American Home Products Corp COM 026609107 $ 1,036 26,400 a 1 26,400
American International Group COM 026874104 $ 2,445 28,128 a 1 28,128
American Italian Pasta Co. CLASS A 027070101 $ 3,383 110,000 a 1 110,000
Amgen Inc. COM 031162100 $ 1,724 28,700 a 1 28,700
Analog Devices Inc. COM 032654105 $ 1,640 17,633 a 1 17,633
Asssociates First Capital Corp. Class A 046008108 $ 751 27,378 a 1 27,378
AT&T Corp. COM 001957109 $ 320 6,297 a 1 6,297
AT&T Corp. Com Liberty Media
Group A COM LIB GRP A 001957208 $ 377 6,632 a 1 6,632
Atlantic Richfield Co. COM 048825103 $ 303 3,500 a 1 3,500
Automatic Data Processing Inc. COM 053015103 $ 4,447 82,550 a 1 82,550
Bank New York Company, Inc. COM 064057102 $ 5,985 149,624 a 1 149,624
Banyan Systems Inc. COM 066908104 $ 1,210 60,500 a 1 60,500
Basin Exploration Inc. COM 070107107 $ 1,470 83,400 a 1 83,400
Battle Mountain Gold Co. COM 071593107 $ 36 17,425 a 1 17,425
Baxter International Inc. COM 071813109 $ 364 5,800 a 1 5,800
Bell Atlantic Corp. COM 077853109 $ 813 13,212 a 1 13,212
Bellsouth Corp. COM 079860102 $ 733 15,652 a 1 15,652
Bestfoods Inc. COM 08658U101 $ 310 5,900 a 1 5,900
BMC Software Inc. COM 055921100 $ 2,678 33,500 a 1 33,500
Biogen Inc. COM 090597105 $ 488 5,770 a 1 5,770
Boeing Co. COM 097023105 $ 224 5,400 a 1 5,400
BP Amoco PLC COM 031905102 $ 6,258 105,504 a 1 105,504
Bristol Myers Squibb Co. COM 110122108 $ 2,241 34,914 a 1 34,914
BRT Realty Trust SH BEN INT NEW 055645303 $ 120 15,000 a 1 15,000
Carnival Corp. COM 143658102 $ 1,434 30,000 a 1 30,000
Carso Global Telecom SA COM 14574P101 $ 375 40,000 a 1 40,000
CBS Corp. COM 12490K107 $ 2,800 43,800 a 1 43,800
Centurytel Inc. COM 156700106 $ 2,397 50,600 a 1 50,600
Chase Manhattan Corp. COM 16161A108 $ 4,097 52,732 a 1 52,732
Chateau Communities Inc. COM 161726104 $ 1,043 40,200 a 1 40,200
Chevron Corp COM 166751107 $ 239 2,764 a 1 2,764
Ciprico Inc. COM 172529109 $ 250 21,600 a 1 21,600
Cisco Systems Inc. COM 17275R102 $13,476 125,800 a 1 125,800
Citigroup Inc. COM 173034109 $13,442 241,376 a 1 241,376
Coca Cola Co. COM 191216100 $ 1,710 29,359 a 1 29,359
Compaq Computer Corp. COM 204493100 $ 1,099 40,595 a 1 40,595
Corning Inc. COM 219350105 $ 516 4,000 a 1 4,000
Cyberonics Inc. COM 23251P102 $ 569 35,700 a 1 35,700
Dayton Hudson Corp. COM 239753106 $ 1,482 20,175 a 1 20,175
Dell Computer Corp. COM 247025109 $ 1,802 35,350 a 1 35,350
Diamond Offshore Drilling Inc. COM 25271C102 $ 2,234 73,100 a 1 73,100
Diamonds Trust Unit Series 1 UNIT SER 1 252787106 $ 385 3,345 a 1 3,345
Dime Bancorp Inc. COM 25429Q102 $ 194 12,800 a 1 12,800
Disney Walt Co. COM 254687106 $ 575 19,650 a 1 19,650
Dow Jones & Co. COM 260561105 $ 235 3,450 a 1 3,450
duPont (E.I.) deNemours & Co. COM 263534109 $ 800 12,144 a 1 12,144
ECI Telecom Ltd. ORD 268258100 $ 4,176 132,060 a 1 132,060
EMC Corp. Bonds COM 268648AE2 $ 1,103 803,000 a 1 803,000
EMC Corp. COM 268648102 $10,589 96,925 a 1 96,925
Enron Corp. COM 293561106 $ 2,253 50,775 a 1 50,775
Exxon Corp. COM 302290101 $16,140 200,339 a 1 200,339
Ezenia Inc. COM 302311905 $ 968 121,900 a 1 121,900
Filenet Corp COM 316869106 $ 2,127 83,400 a 1 83,400
Fleetboston Financial Corp. COM 339030108 $ 1,710 49,124 a 1 49,124
Flowers Inds. Inc. COM 343496105 $ 169 10,600 a 1 10,600
Ford Motor Co. COM 345370100 $ 5,715 106,950 a 1 106,950
Franchise Fin Corp Amer COM 351807102 $ 1,724 72,000 a 1 72,000
Franklin Electr Publishers Inc COM 353515109 $ 827 139,200 a 1 139,200
Gap Inc. COM 364760108 $ 1,962 42,645 a 1 42,645
General Datacomm Inds. Inc COM 369487103 $ 187 28,200 a 1 28,200
General Electric Co. COM 369604103 $10,596 68,470 a 1 68,470
General Mills Co. COM 370334104 $ 415 11,600 a 1 11,600
General Motors Corp. CLASS H 370442832 $ 3,845 40,050 a 1 40,050
Gillette Co. . COM 375766102 $ 783 19,000 a 1 19,000
Glaxo Wellcome PLC ADR SPONSORED ADR 37733W105 $ 251 4,500 a 1 4,500
Goldman Sachs Group Inc. COM 38141G104 $ 2,355 25,000 a 1 25,000
GTE Corp. COM 362320103 $ 4,403 62,400 a 1 62,400
Gulf CDA Res. LTD ORD 40218L305 $ 68 20,000 a 1 20,000
Hartford Financial Svcs Grp COM 416515104 $ 202 4,274 a 1 4,274
Hartford Life Inc. CLASS A 416592193 $ 883 20,075 a 1 20,075
Hewlett-Packard Co. COM 428236103 $ 663 5,825 a 1 5,825
Homebase Inc. COM 43738E108 $ 109 35,500 a 1 35,500
Home Depot Inc. COM 437076102 $ 206 3,000 a 1 3,000
Ibis Technology Corp. COM 450909106 $ 347 7,000 a 1 7,000
International Business Machs COM 459200101 $ 8,207 78,860 a 1 78,860
Informix Corp. COM 456779107 $ 194 17,000 a 1 17,000
Innovex Inc. COM 457647105 $ 297 31,700 a 1 31,700
Intel Corp. COM 458140100 $ 9,338 113,450 a 1 113,450
Interleaf COM 458729100 $ 1,978 58,830 a 1 58.830
International Rectifier Corp. COM 460254105 $ 832 32,000 a 1 32,000
Johnson & Johnson COM 478160104 $ 2,411 25,854 a 1 25,854
Kimberly Clark Corp. COM 494368103 $ 327 5,000 a 1 5,000
Kollmorgen Corp COM 500440102 $ 921 74,800 a 1 74,800
Kollmorgen Corp Bond COM 500440AA0 $ 146 150,000 a 1 150,000
Lilly, Eli & Co. COM 532457108 $ 1,036 15,584 a 1 15,584
Lucent Technologies Inc COM 549463107 $ 9,892 131,898 a 1 131,898
Marriott Corp. COM 571630AF9 $ 1,220 1,265,000 a 1 1,265,000
Mathsoft COM 576798102 $ 78 17,200 a 1 17,200
Matlack Systems Inc. COM 576901102 $ 199 62,400 a 1 62,400
MCI Worldcom Inc. COM 55268B106 $ 1,963 39,063 a 1 39,063
Mech Financial Inc. COM 583492103 $ 209 6,000 a 1 6,000
MediaOne Group Inc. COM 58440J104 $ 315 4,100 a 1 4,100
Medtronic Inc. COM 585055106 $ 3,519 96,565 a 1 96,565
Merck & Co., Inc. COM 589331107 $ 5,303 78,932 a 1 78,932
Microsoft Corp. COM 594918104 $10,297 88,200 a 1 88,200
Microtouch Sys Inc.. COM 595145103 $ 194 15,400 a 1 15,400
Minnesota, Mng & Mfg Co COM 604059105 $ 294 3,000 a 1 3,000
Monsanto Co. COM 611662107 $ 845 23,850 a 1 23,850
Morgan (J.P.) & Co. Inc. COM 616880100 $ 563 4,450 a 1 4,450
Morgan Stanley Dean Witter COM 617446448 $ 924 6,470 a 1 6,470
Motorola Inc. COM 620076109 $ 1,012 6,875 a 1 6,875
National Golf Properties Inc. COM 63623G109 $ 1,027 52,000 a 1 52,000
Network Associates Inc. COM 640938106 $ 267 10,000 a 1 10,000
Network Equip Technologies. COM 641208103 $ 291 24,600 a 1 24,600
Network Equip Tech Bond . COM 641208AA1 $ 122 170,000 a 1 170,000
Nokia Corp. COM 654902204 $ 611 3,200 a 1 3,200
Pall Corp. COM 696429307 $ 608 28,200 a 1 28,200
Pepsico Inc. COM 713448108 $ 900 25,535 a 1 25,535
Pfizer Inc. COM 717081103 $ 5,904 182,025 a 1 182,025
Phoenix Technology Ltd. COM 719153108 $ 1,678 106,100 a 1 106,100
Pogo Producing Co. COM 730448107 $ 224 11,000 a 1 11,000
Procter & Gamble Co. COM 742718109 $ 504 4,600 a 1 4,600
Qualcomm Inc. COM 747525103 $ 1,057 6,000 a 1 6,000
Rehabcare Inc. COM 759148109 $ 1,153 54,600 a 1 54,600
Royal Carribean Cruises Ltd PFD CONV A V7780T111 $ 3,394 22,400 a 1 22,400
Royal Dutch Petroleum Co. NY REG GLD1.25 780257804 $ 1,731 28,580 a 1 28,580
Safeguard Scientifics Inc. COM 786449108 $ 1,945 12,000 a 1 12,000
Santa Fe Snyder Corp. COM 80218K105 $ 86 10,691 a 1 10,691
Sara Lee Corp. COM 803111103 $ 281 12,736 a 1 12,736
SBC Communications COM 78387G103 $ 4,375 89,744 a 1 89,744
Schlumberger Ltd. COM 806857108 $ 1,635 29,130 a 1 29,130
SDL Inc. COM 784076101 $ 218 1,000 a 1 1,000
Siebel Systems Inc. COM 826170102 $20,543 244,200 a 1 244,200
SLM Holding Corp. COM 78442A109 $ 296 7,000 a 1 7,000
Smith Charles E. Residential COM 832197107 $ 1,061 30,000 a 1 30,000
Sony Corp. ADR NEW 835699307 $ 427 1,500 a 1 1,500
Sprint Corp. COM 852061100 $ 327 4,852 a 1 4,825
Sun Microsystems Inc. COM 866810104 $ 9,445 122,013 a 1 122,013
Symbol Techonologies Inc. COM 871508107 $ 1,322 20,800 a 1 20,800
System & Computer Technology COM 871873AB1 $ 985 1,150,000 a 1 1,150,000
System & Computer Technology COM 871873105 $ 1,230 75,700 a 1 75,700
Sysco Corp. COM 871829107 $ 237 6,100 a 1 6,100
Telecomunicacoes Brasile COM 879287308 $ 1,094 8,500 a 1 8,500
Telefonos de Mexico SA SA ADR REP ORD 879403780 $ 394 3,500 a 1 3,500
Telxon Corp Bonds COM 879700AC6 $ 250 300,000 a 1 300,000
Texaco Inc. COM 881694103 $ 2,458 45,263 a 1 45,263
Texas Instruments Inc COM 882508104 $ 1,362 14,096 a 1 14,096
Textron Inc. COM 883203101 $ 230 3,000 a 1 3,000
Time Warner Inc. COM 887315109 $ 815 11,268 a 1 11,268
TJX Cos Inc. New COM 872540109 $ 2,350 115,000 a 1 115,000
Unitrin Inc. COM 913275103 $ 312 8,280 a 1 8,280
Union Planters Corp. COM 908068109 $ 292 7,407 a 1 7,407
Varian Med Sys Inc COM 92220P105 $ 206 6,900 a 1 6,900
Visx Inc COM 92844S105 $ 1,310 25,300 a 1 25,300
Walgreen Co. COM 931422109 $ 222 7,600 a 1 7,600
Wal Mart Stores Inc. COM 931142103 $ 3,781 54,700 a 1 54,700
Warner-Lambert Co. COM 934488107 $ 4,629 56,500 a 1 56,500
Weingarten Realty Inc. COM 948741103 $ 1,307 33,575 a 1 33,575
Wit Capital Group COM 97737K309 $ 595 35,000 a 1 35,000
</TABLE>
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