PEOPLES BENEFIT LIFE INSURANCE CO SEPARATE ACCOUNT IV
NSAR-U, 2000-02-25
Previous: CELADON GROUP INC, S-8, 2000-02-25
Next: KLEVER MARKETING INC, 4, 2000-02-25



<PAGE>

                                   FORM N-SAR
                               SEMI-ANNUAL REPORT
                       FOR REGISTERED INVESTMENT COMPANIES


Report for six month period ending:          (a)

             or fiscal year ending: 12/31/99 (b)


Is this a transition report?:  (Y/N)                                       N

Is this an amendment to a previous filing?  (Y/N)                          N

Those items or sub-items with a box "[/]" after the item number should be
completed only if the answer has changed from the previous filing on this
form.

1.   A.   Registrant Name:    Peoples Benefit Life Insurance Company
                              Separate Account IV

     B.   File Number:        811-6144

     C.   Telephone Number:   (502) 560-3009

2.   A.   Street: 4333 Edgewood Road NE
     B.   City: Cedar Rapids      C. State: Iowa   D. Zip Code: 52499 Zip Ext:
     E.   Foreign Country:                         Foreign Postal Code:

3.   Is this the first filing on this form by Registrant? (Y/N)            N

4.   Is this the last filing on this form by Registrant? (Y/N)             N

5.   Is Registrant a small business investment company (SBIC)? (Y/N)       N
     [If answer is "Y" (Yes), complete only items 89 through 110.]

6.   Is Registrant a unit investment trust (UIT)? (Y/N)                    Y
     [If answer is "Y" (Yes) complete only items 111 through 132.]

7.   A.   Is Registrant a series or multiple portfolio company? (Y/N)
          [If answer is "N" (No), go to item 8.]

     B.   How many separate series or portfolios did Registrant have at
          the end of the period?
<PAGE>

For period ending 12/31/99                   If filing more than one
File number 811-6144                         Page 47, "X" box:   [ ]


UNIT INVESTMENT TRUSTS

111. A.   [/] Depositor Name: Peoples Benefit Life Insurance Company

     B.   [/] File Number (If any):

     C.   [/] City: Cedar Rapids  State: Iowa  Zip Code: 52499   Zip Ext.:

          [/] Foreign Country:                    Foreign Postal Code:

111. A.   [/] Depositor Name:

     B.   [/] File Number (If any):

     C.   [/] City:               State:       Zip Code:         Zip Ext.:

          [/] Foreign Country:                    Foreign Postal Code:

112. A.   [/] Sponsor Name:

     B.   [/] File Number (If any):

     C.   [/] City:               State:       Zip Code:         Zip Ext.:

          [/] Foreign Country:                    Foreign Postal Code:

112. A.   [/] Sponsor Name:

     B.   [/] File Number (If any):

     C.   [/] City:               State:       Zip Code:         Zip Ext.:

          [/] Foreign Country:                    Foreign Postal Code:
<PAGE>

For period ending 12/31/99                   If filing more than one
File number 811-6144                         Page 48, "X" box:   [ ]


113. A.   [/] Trustee Name:

     B.   [/] File Number (If any):

     C.   [/] City:               State:       Zip Code:         Zip Ext.:

          [/] Foreign Country:                    Foreign Postal Code:

113. A.   [/] Trustee Name:

     B.   [/] File Number (If any):

     C.   [/] City:               State:       Zip Code:         Zip Ext.:

          [/] Foreign Country:                    Foreign Postal Code:

114. A.   [/] Principal Underwriter Name:  Vanguard Marketing Corporation

     B.   [/] File Number:  8-21570

     C.   [/] City: Malvern       State: PA    Zip Code: 19355   Zip Ext.:

          [/] Foreign Country:                    Foreign Postal Code:

114. A.   [/] Principal Underwriter Name:

     B.   [/] File Number: 8-_________

     C.   [/] City:               State:       Zip Code:         Zip Ext.:

          [/] Foreign Country:                    Foreign Postal Code:

115. A.   [/] Independent Public Accountant Name:  Ernst & Young, LLP

     B.   [/] City:  Des Moines   State:  IA   Zip Code: 50309   Zip Ext.:

          [/] Foreign Country:                    Foreign Postal Code:

115. A.   [/] Independent Public Accountant Name:

     B.   [/] City:               State:       Zip Code:         Zip Ext.:

          [/]  Foreign Country:                   Foreign Postal Code:
<PAGE>

For period ending 12/31/99                   If filing more than one
File number 811-6144                         Page 49, "X"box:    [ ]


116. Family of investment companies information:

     A.   [/] Is Registrant part of a family of investment companies (Y/N)

     B.   [/] Identify the family in 10 letters:

              (Note: In filing this form, use this identification consistently
                     for all investment companies in family.  This designation
                     is for purposes of this form only.)

117. A.   [/] Is Registrant a separate account of an insurance company?

     If answer is "Y" (Yes), are any of the following types of contracts funded
     By the Registrant?:

     B.   [/] Variable annuity contracts? (Y/N)

     C.   [/] Scheduled premium variable life contracts? (Y/N)

     D.   [/] Flexible premium variable life contracts? (Y/N)

     E.   [/] Other types of insurance products registered under the
              Securities Act of 1933? (Y/N)

118. [/]  State the number of series existing at the end of the period
          that had securities registered under the Securities Act of 1933    1
                                                                            ---

119. [/]  State the number of new series for which registration
          statements under the Securities Act of 1933 became effective
          during the period                                                  0
                                                                            ---

120. [/]  State the total value of the portfolio securities on the date
          of deposit for the new series included in item 119
          ($000's omitted)                                                 $ 0
                                                                            ---

121. [/]  State the number of series for which a current prospectus
          was in existence at the end of the period                          1
                                                                            ---

122. [/]  State the number of existing series for which additional
          units were registered under the Securities Act of 1933
          during the current period                                          1
                                                                            ---
<PAGE>

For period ending 12/31/99                   If filing more than one
File number 811-6144                         Page 50, "X" box:   [ ]


123. [/]  State the total value of the additional units considered
          in answering item 122 ($000's omitted)                      $789,967

124. [/]  State the total value of units of prior series that were
          placed in the portfolios of subsequent series during the
          current period (the value of these units is to be measured
          on the date they were placed in the subsequent series)
          ($000's omitted)                                            $

125. [/]  State the total dollar amount of sales loads collected
          (before reallowances to other brokers or dealers) by
          Registrant's principal underwriter and any underwriter
          which is an affiliated person of the principal underwriter
          during the current period solely from the sale of units
          of all series of Registrant ($000's omitted)                $

126. Of the amount shown in item 125, state the total dollar amount
     of sales loads collected from secondary market operations in
     Registrant's units (include the sales loads, if any, collected
     on units of a prior series placed in the portfolio of a
     subsequent series.)($000's omitted)                              $0

127. List opposite the appropriate description below the number of series
     whose portfolios are invested primarily (based upon a percentage of NAV)
     in each type of security shown, the aggregate total assets at market
     value as of a date at or near the end of the current period of each such
     group of series and the total income distributions made by each such
     group of series during the current period (excluding distributions of
     realized gains, if any):

<TABLE>
<CAPTION>
                                                Number of    Total Assets    Total Income
                                                Series       ($000's         Distributions
                                                Investing    omitted)        ($000's omitted)
                                                ----------   -------------   ----------------
<S>                                            <C>          <C>             <C>
A.   U.S. Treasury direct issue                              $               $

B.   U.S. Government agency                                  $               $

C.   State and municipal tax-free                            $               $

D.   Public utility debt                                     $               $

E.   Brokers or dealers debt or debt of                      $               $
     broker's or dealer's parent

F.   All other corporate intermed. & long-
     term debt                                               $               $

G.   All other corporate short-term debt                     $               $

H.   Equity securities of brokers or dealers
     or parents of brokers or dealers                        $               $

I.   Investment company equity securities$                   $               $

J.   All other equity securities                1            $5,389,341      $118,642

K.   Other securities                                        $               $

L.   Total assets of all series of registrant   1            $5,389,341      $118,642
</TABLE>
<PAGE>

For period ending 12/31/99                   If filing more than one
File number 811-6144                         Page 51, "X" box:   [ ]


128. [/]  Is the timely payment of principal and interest on any of the
          portfolio securities held by any of Registrant's series
          at the end of the current period insured or guaranteed by an
          entity other than the issuer? (Y/N)

     [If answer is "N" (No), go to item 131.]

129. [/]  Is the issuer of any instrument covered in item 128 delinquent
          or in default as to payment of principal or interest at the
          end of the current period? (Y/N)

     [If answer is "N" (No), go to item 131.]

130  [/]  In computations of NAV or offering price per unit, is any
          part of the value attributed to instruments identified in
          item 129 derived from insurance or guarantees? (Y/N)

131. Total expenses incurred by all series of Registrant during
     the current reporting period ($000's omitted)                      $18,012

132. [/]  List the "811" (Investment Company Act of 1940) registration number
          for all Series of Registrant that are being included in this filing:

     811-__________    811-__________    811-__________   811-__________

     811-__________    811-__________    811-__________   811-__________

     811-__________    811-__________    811-__________   811-__________

     811-__________    811-__________    811-__________   811-__________

     811-__________    811-__________    811-__________   811-__________

     811-__________    811-__________    811-__________   811-__________

     811-__________    811-__________    811-__________   811-__________

     811-__________    811-__________    811-__________   811-__________

     811-__________    811-__________    811-__________   811-__________
<PAGE>

   This report is signed on behalf of the registrant (or depositor or trustee).


City of:  Louisville       State of:  Kentucky          Date:  February 22,2000

Name of Registrant, Depositor, or Trustee:  Peoples Benefit Life Insurance
Company Separate Account IV


Witness:  /s/  Michele A. Zabel      By:  /s/  Gregory E. Miller-Breetz
          ---------------------           -----------------------------
                                          Assistant Secretary


© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission