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SEC 1745 |
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
OMB APPROVAL OMB Number: 3235-0145 Expires: October 31, 2002 Estimated average burden hours per response . . . .14.9 |
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. ___________)
SVI Holdings, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
784872 103
(CUSIP Number)
December 22, 2000
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[ X ] Rule 13d-1(b)
[ X ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
ICM Asset Management, Inc.
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) _____
(b) X
3. SEC Use Only
4. Citizenship or Place of Organization WA
Number of Shares Beneficially Owned by Each Reporting Person With |
5. Sole Voting Power _____ |
6. Shared Voting Power 4,653,546 |
|
7. Sole Dispositive Power _____ |
|
8. Shared Dispositive Power 4,653,546 |
9. Aggregate Amount Beneficially Owned by Each Reporting Person 4,653,546
10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) ______
11. Percent of Class Represented by Amount in Row (11) 12.0%
12. Type of Reporting Person (See Instructions)
IA
________
________
________
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
James M. Simmons
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) _____
(b) X
3. SEC Use Only
4. Citizenship or Place of Organization U.S.A.
Number of Shares Beneficially Owned by Each Reporting Person With |
5. Sole Voting Power _____ |
6. Shared Voting Power 4,653,546 |
|
7. Sole Dispositive Power _____ |
|
8. Shared Dispositive Power 4,653,546 |
9. Aggregate Amount Beneficially Owned by Each Reporting Person 4,653,546
10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) ______
11. Percent of Class Represented by Amount in Row (11) 12.0%
12. Type of Reporting Person (See Instructions)
IN
________
________
________
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Koyah Ventures, LLC
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) _____
(b) X
3. SEC Use Only
4. Citizenship or Place of Organization DE
Number of Shares Beneficially Owned by Each Reporting Person With |
5. Sole Voting Power _____ |
6. Shared Voting Power 3,470,294 |
|
7. Sole Dispositive Power _____ |
|
8. Shared Dispositive Power 3,470,294 |
9. Aggregate Amount Beneficially Owned by Each Reporting Person 3,470,294
10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) ______
11. Percent of Class Represented by Amount in Row (11) 9.2%
12. Type of Reporting Person (See Instructions)
OO
________
________
________
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Brian Cathcart
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) _____
(b) X
3. SEC Use Only
4. Citizenship or Place of Organization U.S.A.
Number of Shares Beneficially Owned by Each Reporting Person With |
5. Sole Voting Power _____ |
6. Shared Voting Power 44,118 |
|
7. Sole Dispositive Power _____ |
|
8. Shared Dispositive Power 44,118 |
9. Aggregate Amount Beneficially Owned by Each Reporting Person 44,118
10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) ______
11. Percent of Class Represented by Amount in Row (11) 0.1%
12. Type of Reporting Person (See Instructions)
IN
________
________
________
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Nigel M. Davey
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) _____
(b) X
3. SEC Use Only
4. Citizenship or Place of Organization U.S.A.
Number of Shares Beneficially Owned by Each Reporting Person With |
5. Sole Voting Power _____ |
6. Shared Voting Power 17,000 |
|
7. Sole Dispositive Power _____ |
|
8. Shared Dispositive Power 17,000 |
9. Aggregate Amount Beneficially Owned by Each Reporting Person 17,000
10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) ______
11. Percent of Class Represented by Amount in Row (11) 0.03%
12. Type of Reporting Person (See Instructions)
IN
________
________
________
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Koyah Leverage Partners, L.P.
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ______
(b) X
3. SEC Use Only
4. Citizenship or Place of Organization DE
Number of Shares Beneficially Owned by Each Reporting Person With |
5. Sole Voting Power _____ |
6. Shared Voting Power 2,776,235 |
|
7. Sole Dispositive Power _____ |
|
8. Shared Dispositive Power 2,776,235 |
9. Aggregate Amount Beneficially Owned by Each Reporting Person 2,776,235
10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) ______
11. Percent of Class Represented by Amount in Row (11) 7.5%
12. Type of Reporting Person (See Instructions)
PN
________
________
________
Item 1.
(a) Name of Issuer
SVI Holdings, Inc.
(b) Address of Issuer's Principal Executive Offices
12707 High Bluff Drive, Suite 335, San Diego, CA 92130
Item 2.
(a) The names of the persons filing this statement are:
ICM Asset Management, Inc. ("ICM")
James M. Simmons
Koyah Ventures, LLC ("Koyah Ventures")
Koyah Leverage Partners, L.P. ("Koyah Leverage")
Brian Cathcart
Nigel M. Davey
(collectively, the "Filers").
(b) The principal business office of the Filers is located at:
601 W. Main Ave., Suite 600, Spokane, WA 99201
(c) For citizenship of Filers, see Item 4 of the cover sheet for each Filer.
(d) This statement relates to shares of common stock of the Issuer (the "Stock").
(e) The CUSIP number of the Issuer is: 784872 103
Item 3. If this statement is filed pursuant to rule 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
(b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
(c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
(d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
(e) [ X ] An investment adviser in accordance with section 240.13d-1(b)(1)(ii)(E). One of the reporting persons, ICM, is a registered Investment Adviser and is filing pursuant to Rule 13d-1(b).
(f) [ ] An employee benefit plan or endowment fund in accordance with section 240.13d-1(b)(1)(ii)(F).
(g) [ ] A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G)
(h) [ ] A savings association as defined in section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
(i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).
(j) [ ] Group, in accordance with section 240.13d-1(b)(1)(ii)(J).
Item 4. Ownership.
See Items 5-9 and 11 of the cover page for each Filer.
Item 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ].
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
ICM is a registered investment adviser whose clients have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Stock. Mr. Simmons is the president of ICM and the manager of Koyah Ventures. Koyah Ventures is the general partner of Koyah Leverage. No individual client of ICM, other than Koyah Leverage, holds more than five percent of the outstanding Stock.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
Not applicable.
Item 8. Identification and Classification of Members of the Group.
See Item 2(a) of this Schedule.
Item 9. Notice of Dissolution of Group
Not applicable.
Item 10. Certification.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: January 2, 2001
ICM Asset Management, Inc.
By: James M. Simmons, President
|
Koyah Ventures, LLC
By: James M. Simmons, Manager |
By: Koyah Ventures, LLC, General Partner By: James M. Simmons, Manager |
James M. Simmons
Brian Cathcart
_______________________________________ Nigel M. Davey |
EXHIBIT A
AGREEMENT REGARDING JOINT FILING
OF STATEMENT ON SCHEDULE 13D OR 13G
The undersigned agree to file jointly with the Securities and Exchange Commission (the "SEC") any and all statements on Schedule 13D or Schedule 13G (and any amendments or supplements thereto) required under section 13(d) of the Securities Exchange Act of 1934, as amended, in connection with purchases by the undersigned of securities of SVI Holdings, Inc. and any other issuer, until such time as the undersigned file with the SEC a statement terminating this Agreement Regarding Joint Filing of Statement on Schedule 13D or 13G. For that purpose, the undersigned hereby constitute and appoint ICM Asset Management, Inc., a Washington corporation, as their true and lawful agent and attorney-in-fact, with full power and authority for and on behalf of the undersigned to prepare or cause to be prepared, sign, file with the SEC and furnish to any other person all certificates, instruments, agreements and documents necessary to comply with section 13(d) and section 16(a) of the Securities Exchange Act of 1934, as amended, in connection with said purchases, and to do and perform every act necessary and proper to be done incident to the exercise of the foregoing power, as fully as the undersigned might or could do if personally present, until such time as the undersigned file with the SEC a statement terminating this Agreement Regarding Joint Filing of Statement on Schedule 13D or 13G.
Dated: January 2, 2001
ICM Asset Management, Inc.
By: James M. Simmons, President
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Koyah Ventures, LLC
By: James M. Simmons, Manager |
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Koyah Leverage Partners, L.P. By: Koyah Ventures, LLC, General Partner By: James M. Simmons, Manager |
James M. Simmons
_______________________________________ Brian Cathcart
_______________________________________ Nigel M. Davey |
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