EASTWIND GROUP INC
NT 10-Q, 1998-05-19
PLASTICS PRODUCTS, NEC
Previous: INTRANET SOLUTIONS INC, 15-12G, 1998-05-19
Next: INTERNATIONAL TELECOMMUNICATION DATA SYSTEMS INC, SC 13D/A, 1998-05-19



<PAGE>
 


                                                            +--------------+
                                 UNITED STATES              | OMB APPROVAL |
                      SECURITIES AND EXCHANGE COMMISSION    +--------------+
                            Washington, D.C. 20549          | OMB Number:  |
                                                            |  3235-0058   |
                                  FORM 12b-25               |   Expires:   |
                                                            | May 31, 1997 |
                          NOTIFICATION OF LATE FILING       |   Estimated  |
                                                            |average burden|
                                                            | hours per    |
(Check One):  [_] Form 10-K  [_] Form 20-F  [_] Form 11-K   |responses.2.50|
                     [X] Form 10-Q  [_] Form N-SAR          +--------------+
                                                            +--------------+
     For Period Ended:       April 4, 1998                  | SEC File No. |
                      ------------------------------------  |  000-27638   |
     [_]  Transition Report on Form 10-K                    +--------------+
     [_]  Transition Report on Form 20-F                    +--------------+
     [_]  Transition Report on Form 11-K                    |  CUSIP No.   |
     [_]  Transition Report on Form 10-Q                    |              |
     [_]  Transition Report on Form N-SAR                   +--------------+

     For the Transition Period Ended:
                                     -------------------------------------------

================================================================================
 Read Instruction (on back page) Before Preparing Form. Please Print or Type.

Nothing in this form shall be construed to imply that the Commission has
verified any information contained herein.

================================================================================

If the notification relates to a portion of the filing checked above, identify 
the Item(s) to which the notification relates:

- --------------------------------------------------------------------------------
PART I--REGISTRANT INFORMATION
- --------------------------------------------------------------------------------
Full Name of Registrant

The Eastwind Group, Inc.
- --------------------------------------------------------------------------------
Former Name if Applicable


- --------------------------------------------------------------------------------
Address of Principal Executive Office (Street and Number)

                  100 Four Falls Corporate Center, Suite 305
                              (Street and Number)
                       Conshohocken, Pennsylvania 19428
                              (City and Zip Code)
- --------------------------------------------------------------------------------

PART II--RULES 12b-25(b) AND (c)

If the subject report could not be filed without unreasonable effort or expense 
and the registrant seeks relief pursuant to Rule 12b-25(b), the following 
should be completed.  (Check box if appropriate)

       (a)  The reasons described in reasonable detail in Part III of this form 
    |       could not be eliminated without unreasonable effort or expense;
    |  (b)  The subject annual report, semi-annual report, transition report
    |       on Form 10-K, Form 20-F, 11-K, Form N-SAR, or portion thereof, will 
[X] |       be filed on or before the fifteenth calendar day following the 
    |       prescribed due date; or the subject quarterly report or transition
    |       report on Form 10-Q, or portion thereof will be filed on or before
    |       the fifth calendar day following the prescribed due date; and
    |  (c)  The accountant's statement or other exhibit required by
            Rule 12b-25(c) has been attached if applicable.

PART III--NARRATIVE

State below in reasonable detail the reasons why the Form 10-K, 11-K, 10-Q, 
N-SAR, or the transition report or portion thereof, could not be filed within
the prescribed time period.  (ATTACH EXTRA SHEETS IF NEEDED)
                          
    The Registrant has encountered unforseen delays in composing all of its 
required consolidated financial disclosures. The delays are due to the
determination of the proper accounting treatment of significant non-recurring
items.
<PAGE>


 

PART IV--OTHER INFORMATION

(1)  Name and telephone number of person to contact in regard to this 
     notification


              William B. Miller                
       Senior Vice President and CFO       610             828-6860
      -------------------------------  -------------  ------------------
                   (Name)              (Area Code)    (Telephone Number) 

(2)  Have all other periodic reports required under Section 13 or 15(d) of the
     Securities Exchange Act of 1934 or Section 30 of the Investment Company Act
     of 1940 during the preceding 12 months or for such shorter period that the
     registrant was required to file such report(s) been filed? If answer is no,
     identify report(s).                        [X] Yes  [_] No
- --------------------------------------------------------------------------------
(3)  Is it anticipated that any significant changes in results of operations
     from the corresponding period for the last fiscal year will be reflected by
     the earnings statements to be included in the subject report or portion
     thereof?                                   [X] Yes  [_] No 

     Is so, attach an explanation of the anticipated change, both narratively
     and quantitatively, and, if appropriate, state the reasons why a reasonable
     estimate of the results cannot be made.

PART IV (3) - EXPLANATION

The Registrant anticipates that it will report net income for the quarter ended
April 4, 1998 in an amount slightly less than the net income for the comparable
period in the prior year. The Registrant also anticipates that it will report a
net loss from continuing operations for the quarter ended April 4, 1998, as
compared to net income from continuing operations of $96,000 for the comparable
period in the prior year. The amount of net loss from continuing operations has
not yet been determined for the reasons set forth in Part III above.

================================================================================

                            The Eastwind Group, Inc.
          ----------------------------------------------------------
                 (Name of Registrant as Specified in Charter)

has caused this notification to be signed on its behalf by the undersigned 
hereunto duly authorized.


Date  May 19, 1998                      By  /s/ William B. Miller
    ----------------------------------    --------------------------------------
                                            William B. Miller,
                                            Senior Vice President and CFO

INSTRUCTION:  The form may be signed by an executive officer of the registrant 
or by any other duly authorized representative.  The name and title of the 
person signing the form shall be typed or printed beneath the signature.  If the
statement is signed on behalf of the registrant by an authorized representative 
(other than an executive officer), evidence of the representative's authority to
sign on behalf of the registrant shall be filed with the form.

+-------------------------------- ATTENTION -----------------------------------+
|               INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT                 |
|        CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001).          |
+------------------------------------------------------------------------------+

                             GENERAL INSTRUCTIONS

1.  This form is required by Rule 12b-25 (17 CFR 240.12b-25) of the General 
    Rules and Regulations under the Securities Exchange Act of 1934.
 
2.  One signed original and four conformed copies of this form and amendments
    thereto must be completed and filed with the Securities and Exchange
    Commission, Washington, D.C. 20549, in accordance with Rule 0-3 of the
    General Rules and Regulations under the Act. The information contained in or
    filed with the from will be made a matter of public record in the Commission
    files.

3.  A manually signed copy of the form and amendments thereto shall be filed
    with each national securities exchange on which any class of securities of
    the registrant is registered.

4.  Amendments to the notifications must also be filed on form 12b-25 but need
    not restate information that has been correctly furnished. the form shall be
    clearly identified as an amended notification.

5.  Electronic Filers. This form shall not be used by electronic filers unable
    to timely file a report solely due to electronic difficulties. Filers unable
    to submit a report within the time period prescribed due to difficulties in
    electronic filing should comply with either Rule 201 or Rule 202 of
    Regulation S-T ((S)232.201 or (S)232.202 of this chapter) or apply for an
    adjustment in filing date pursuant to rule 13(b) of Regulation S-T
    ((S)232.13(b) of this chapter).


© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission