SUMMIT SECURITIES INC /ID/
NT 10-K, 2000-12-28
INVESTORS, NEC
Previous: FIRST TRUST SPEC SIT TR SER 4 GR LAKES GRTH & TREA TR SER 1, 24F-2NT, 2000-12-28
Next: INSURED MUNICIPALS INCOME TRUST 97TH INSURED MULTI SERIES, 497J, 2000-12-28



<PAGE>

                                  UNITED STATES
                       SECURITIES AND EXCHANGE COMMISSION
                             Washington, D.C. 20549

                                   FORM 12b-25

                                                                 SEC FILE NUMBER
                                                                      1-16177


                           NOTIFICATION OF LATE FILING

                                                                    CUSIP NUMBER



(Check One): [X]Form 10-K [ ]Form 20-F [ ]Form 11-K [ ]Form 10-Q [ ]Form N-SAR

     For Period Ended: September 30, 2000

     [ ] Transition Report on Form 10-K
     [ ] Transition Report on Form 20-F
     [ ] Transition Report on Form 11-K
     [ ] Transition Report on Form 10-Q
     [ ] Transition Report on Form N-SAR

     For the Transition Period Ended:
                                      ------------------------------------------


     READ INSTRUCTION (ON BACK PAGE) BEFORE PREPARING FORM. PLEASE PRINT OR
TYPE. NOTHING IN THIS FORM SHALL BE CONSTRUED TO IMPLY THAT THE COMMISSION HAS
VERIFIED ANY INFORMATION CONTAINED HEREIN.

If the notification relates to a portion of the filing checked above, identify
the Item(s) to which the notification relates:

--------------------------------------------------------------------------------

PART I -- REGISTRANT INFORMATION

Summit Securities, Inc.
---------------------------------------------
(Full Name of Registrant)


---------------------------------------------
(Former Name if Applicable)

601 West First Avenue
---------------------------------------------
(Address of Principal Executive Office (Street and Number))

Spokane, WA 99201
---------------------------------------------
(City, State and Zip Code)
<PAGE>

PART II -- RULES 12b-25(b) AND (c)

     If the subject report could not be filed without unreasonable effort or
expense and the registrant seeks relief pursuant to Rule 12b-25(b), the
following should be completed. (Check box if appropriate)

     (a)  The reasons described in reasonable detail in Part III of this form
          could not be eliminated without unreasonable effort or expense;

     (b)  The subject annual report, semi-annual report, transition report on
          Form 10-K, Form 20-F, 11-K or Form N-SAR, or portion thereof, will be
          filed on or before the fifteenth calendar day following the
[X]       prescribed due date; or the subject quarterly report or transition
          report on Form 10-QSB, or portion thereof will be filed on or before
          the fifth calendar day following the prescribed due date; and

     (c)  The accountant's statement or other exhibit required by Rule 12b-25(c)
          has been attached if applicable.

PART III -- NARRATIVE

     State below in reasonable detail the reasons why Forms 10-K and Form
10-KSB, 20-F, 11-K, 10-Q and Form 10-QSB, N-SAR, or the transition report or
portion thereof, could not be filed within the prescribed time period.

     The Registrant's personnel who are primarily responsible for preparing the
Registrant's Annual Report on Form 10-K for the fiscal year ended September 30,
2000 (the "Report") are also responsible for preparing a similar Annual Report
for an affiliated company, preparing registration statements on behalf of the
Registrant and an affiliated company and preparing financial statements on
behalf of certain of the Registrant's subsidiaries. As a result of these various
filings, the Registrant has been unable to complete in a timely manner the
preparation of the Report.

PART IV -- OTHER INFORMATION

(1)  Name and telephone number of person to contact in regard to this
     notification.

          Michael A. Agostinelli                           (509) 835-2559
     ---------------------------------                     --------------
                (Name)                            ((Area Code) Telephone Number)


(2)  Have all other periodic reports required under Section 13 or 15(d) of the
     Securities Exchange Act of 1934 or Section 30 of the Investment Company Act
     of 1940 during the preceding 12 months or for such shorter period that the
     registrant was required to file such report(s) been filed? If answer is no,
     identify report(s).
                                                                  [X] Yes [ ] No

(3)  Is it anticipated that any significant change in results of operations from
     the corresponding period for the last fiscal year will be reflected by the
     earnings statements to be included in the subject report or portion
     thereof?
                                                                  [ ] Yes [X] No

     If so, attach an explanation of the anticipated change, both narratively
     and quantitatively, and, if appropriate, state the reasons why a reasonable
     estimate of the results cannot be made.

                                       2
<PAGE>

                             Summit Securities, Inc.
             ------------------------------------------------------
                  (Name of Registrant as Specified in Charter)

has caused this notification to be signed on its behalf by the undersigned
hereunto duly authorized.


Date  December 28, 2000                By  /s/ Greg Strate
                                         ---------------------------------
                                         Greg Strate, Secretary/Treasurer


INSTRUCTION: The form may be signed by an executive officer of the registrant or
by any other duly authorized representative. The name and title of the person
signing the form shall be typed or printed beneath the signature. If the
statement is signed on behalf of the registrant by an authorized representative
(other than an executive officer), evidence of the representative's authority to
sign on behalf of the registrant shall be filed with the form.


                                    ATTENTION

            INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE
                FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001).


                                       3



© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission