<PAGE>
-----------------------------
OMB APPROVAL
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OMB NUMBER 3235-0145
EXPIRES: DECEMBER 31, 1997
ESTIMATED AVERAGE BURDEN
HOURS PER FORM.....14.90
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Plasma & Materials Technologies, Inc.
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock; No Par Value
- --------------------------------------------------------------------------------
(Title of Class of Securities)
72753M109
--------------------------------
(CUSIP Number)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 13 pages
<PAGE>
SCHEDULE 13G
- ----------------------- ---------------------
CUSIP NO. 72753M109 PAGE 2 OF 13 PAGES
- ----------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
SBIC Partners, L.P.
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [X]
(b) [_]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
Texas
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF Not applicable - see Item 4(a)
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
Not applicable - see Item 4(a)
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING Not applicable - see Item 4(a)
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
Not applicable - see Item 4(a)
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
Not applicable - see Item 4(a)
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10 [_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
Not applicable - see Item 4(a)
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
PN
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 2 of 13 pages
<PAGE>
SCHEDULE 13G
- ----------------------- ---------------------
CUSIP NO. 72753M109 PAGE 3 OF 13 PAGES
- ----------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Forrest Binkley & Brown L.P.
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [X]
(b) [_]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
Texas
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF Not applicable - see Item 4(a)
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
Not applicable - see Item 4(a)
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING Not applicable - see Item 4(a)
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
Not applicable - see Item 4(a)
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
Not applicable - see Item 4(a)
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10 [_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
Not applicable - see Item 4(a)
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
PN
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 3 of 13 pages
<PAGE>
SCHEDULE 13G
- ----------------------- ---------------------
CUSIP NO. 72753M109 PAGE 4 OF 13 PAGES
- ----------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Forrest Binkley & Brown Venture Co.
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [X]
(b) [_]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
Texas
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF Not applicable - see Item 4(a)
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
Not applicable - see Item 4(a)
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING Not applicable - see Item 4(a)
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
Not applicable - see Item 4(a)
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
Not applicable - see Item 4(a)
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10 [_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
Not applicable - see Item 4(a)
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
CO
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 4 of 13 pages
<PAGE>
SCHEDULE 13G
- ----------------------- ---------------------
CUSIP NO. 72753M109 PAGE 5 OF 13 PAGES
- ----------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Gregory J. Forrest
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [X]
(b) [_]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
United States
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF Not applicable - see Item 4(a)
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
Not applicable - see Item 4(a)
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING Not applicable - see Item 4(a)
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
Not applicable - see Item 4(a)
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
Not applicable - see Item 4(a)
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10 [_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
Not applicable - see Item 4(a)
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
IN
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 5 of 13 pages
<PAGE>
SCHEDULE 13G
- ----------------------- ---------------------
CUSIP NO. 72753M109 PAGE 6 OF 13 PAGES
- ----------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Nicholas B. Binkley
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [X]
(b) [_]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
United States
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF Not applicable - see Item 4(a)
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
Not applicable - see Item 4(a)
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING Not applicable - see Item 4(a)
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
Not applicable - see Item 4(a)
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
Not applicable - see Item 4(a)
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10 [_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
Not applicable - see Item 4(a)
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
IN
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 6 of 13 pages
<PAGE>
SCHEDULE 13G
- ----------------------- ---------------------
CUSIP NO. 72753M109 PAGE 7 OF 13 PAGES
- ----------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Jeffrey J. Brown
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [X]
(b) [_]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
United States
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF Not applicable - see Item 4(a)
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
Not applicable - see Item 4(a)
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING Not applicable - see Item 4(a)
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
Not applicable - see Item 4(a)
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
Not applicable - see Item 4(a)
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10 [_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
Not applicable - see Item 4(a)
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
IN
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 7 of 13 pages
<PAGE>
ITEM 1.
(a) NAME OF ISSUER
Plasma & Materials Technologies, Inc.
(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES
9255 Deering Avenue
Chatsworth, California 91311
ITEM 2.
(a) NAME OF PERSON FILING
The persons filing this Schedule 13G/A are SBIC Partners, L.P., a
Texas limited partnership ("SBIC"), Forrest Binkley & Brown L.P., a
Texas limited partnership ("FB&B"), Forrest Binkley & Brown Venture
Co., a Texas corporation ("FB&B Venture"), Gregory J. Forrest,
Nicholas B. Binkley, and Jeffrey J. Brown (collectively the "Filing
Persons").
Gregory J. Forrest, Nicholas B. Binkley, and Jeffrey J. Brown are each
executive officers, directors and shareholders of FB&B Venture, which
is the sole general partner of FB&B, the managing general partner of
SBIC.
(b) ADDRESS OF PRINCIPAL OFFICE
800 Newport Center Drive, Suite 725
Newport Beach, California 92660
(c) CITIZENSHIP
The responses of the Filing Persons to Item 4 of the cover pages to
this Schedule 13G/A that relate to the citizenships of such Filing
Persons are herein incorporated by reference.
(d) TITLE OF CLASS OF SECURITIES
This filing is made in regard to the Common Stock, no par value per
share, of Plasma & Materials Technologies, Inc. (the "Common Stock").
(e) CUSIP NUMBER
72753M109
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B), OR 13D-2(B),
CHECK WHETHER THE PERSON FILING IS A:
(a) [_] Broker or Dealer registered under Section 15 of the Act
(b) [_] Bank as defined in section 3(a)(6) of the Act
(c) [_] Insurance Company as defined in section 3(a)(19) of the act
(d) [_] Investment Company registered under section 8 of the Investment
Company Act
Page 8 of 13 pages
<PAGE>
(e) [_] Investment Adviser registered under section 203 of the
Investment Advisers Act of 1940
(f) [_] Employee Benefit Plan, Pension Fund which is subject to the
provisions of the Employee Retirement Income Security Act of
1974 or Endowment Fund; see (S)240.13d-1(b)(1)(ii)(F)
(g) [_] Parent Holding Company, in accordance with (S)240.13d-
1(b)(ii)(G) (Note: See Item 7)
(h) [_] Group, in accordance with (S)240.13d-1(b)(1)(ii)(H)
ITEM 4. OWNERSHIP
(a) AMOUNT BENEFICIALLY OWNED
Not applicable. The percent of the class owned, as of December 31,
1996, does not exceed five percent.
(b) PERCENT OF CLASS
Not applicable.
(c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS
(i) SOLE POWER TO VOTE OR TO DIRECT THE VOTE: Not applicable.
(ii) SHARED POWER TO VOTE OR TO DIRECT THE VOTE: Not applicable.
(iii) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: Not
applicable.
(iv) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: Not
applicable.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
IF THIS STATEMENT IS BEING FILED TO REPORT THE FACT THAT AS OF THE DATE
HEREOF THE REPORTING PERSON HAS CEASED TO BE THE BENEFICIAL OWNER OF MORE THAN
FIVE PERCENT OF THE CLASS OF SECURITIES, CHECK THE FOLLOWING [X]
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
Not applicable.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE
SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
The Filing Persons have filed this Schedule 13G/A as a group
pursuant to Rule 13d-1(f). The identity of each member of the
group is stated in an exhibit to the Schedule 13G amended
hereby, filed with the Securities and Exchange Commission on
February 14, 1996, which exhibit is incorporated herein by
reference.
Page 9 of 13 pages
<PAGE>
The Filing Persons entered into a Joint Reporting Agreement
dated February 12, 1996 (the "Joint Reporting Agreement"),
pursuant to which they agreed to file one joint statement on
behalf of all of them with respect to the subject matter of
this Schedule 13G/A. The Joint Reporting Agreement was filed
with the Securities and Exchange Commission on February 14,
1996 as an exhibit to the Schedule 13G amended hereby, which
exhibit is incorporated herein by reference.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP
Not applicable.
ITEM 10. CERTIFICATION
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were acquired in the ordinary course of
business and were not acquired for the purpose of and do not have the
effect of changing or influencing the control of the issuer of such
securities and were not acquired in connection with or as a participant in
any transaction having such purposes or effect.
Page 10 of 13
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: February 12, 1997 SBIC PARTNERS, L.P.,
a Texas limited partnership
By: Forrest Binkley & Brown L.P.,
a Texas limited partnership
Its: General Partner
By: Forrest Binkley & Brown Venture Co.,
a Texas corporation
Its: General Partner
By: /s/ Gregory J. Forrest
------------------------------
Gregory J. Forrest,
President
By: /s/ Nicholas B. Binkley
------------------------------
Nicholas B. Binkley,
President
By: /s/ Jeffrey J. Brown
------------------------------
Jeffrey J. Brown,
President
FORREST BINKLEY & BROWN L.P.,
a Texas limited partnership
By: Forrest Binkley & Brown Venture Co.,
a Texas corporation
Its: General Partner
By: /s/ Gregory J. Forrest
-----------------------------------
Gregory J. Forrest,
President
By: /s/ Nicholas B. Binkley
-----------------------------------
Nicholas B. Binkley,
President
By: /s/ Jeffrey J. Brown
-----------------------------------
Jeffrey J. Brown,
President
Page 11 of 13 pages
<PAGE>
FORREST BINKLEY & BROWN VENTURE CO.,
a Texas corporation
By: /s/ Gregory J. Forrest
----------------------------------------
Gregory J. Forrest,
President
By: /s/ Nicholas B. Binkley
----------------------------------------
Nicholas B. Binkley,
President
By: /s/ Jeffrey J. Brown
----------------------------------------
Jeffrey J. Brown,
President
/s/ Gregory J. Forrest
---------------------------------------------
Gregory J. Forrest
/s/ Nicholas B. Binkley
---------------------------------------------
Nicholas B. Binkley
/s/ Jeffrey J. Brown
---------------------------------------------
Jeffrey J. Brown
Page 12 of 13
<PAGE>
EXHIBIT INDEX
-------------
<TABLE>
<CAPTION>
Sequentially
Exhibit Numbered
Number Description Page
------- ----------- ------------
<S> <C> <C>
1 Identification of Members of the Group............. *
2 Joint Reporting Agreement dated February 12, 1996.. *
* Filed with the Securities and Exchange Commission on February 14, 1996 as
an exhibit to the Schedule 13G amended hereby.
</TABLE>
Page 13 of 13 pages
