HOLLINGER INTERNATIONAL INC
4, 2001-01-09
NEWSPAPERS: PUBLISHING OR PUBLISHING & PRINTING
Previous: ABRAXAS PETROLEUM CORP, 4/A, 2001-01-09
Next: JUNDT ASSOCIATES INC /MN/, SC 13G, 2001-01-09



<PAGE>   1
<TABLE>
<S>                                   <C>                                                                <C>
------                                                                                                   --------------------------
FORM 4                                                                                                         OMB APPROVAL
------                                                                                                   --------------------------
[ ] Check this box if no                                                                                 OMB Number:      3235-0287
    longer subject to                    U.S. SECURITIES AND EXCHANGE COMMISSION                         Expires: December 31, 2001
    Section 16. Form 4                           Washington, D.C. 20549                                   Estimated average burden
    or Form 5 obligations                                                                                hours per response.....0.5
    may continue. See                  STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
    Instruction 1(b).
                                      Filed pursuant to Section 16(a) of the Securities
                                          Exchange Act of 1934, Section 17(a) of the
                                          Public Utility Holding Company Act of 1935
                                           or Section 30(f) of the Investment Company
                                                        Act of 1940
</TABLE>

<TABLE>
(Print or Type Responses)
<S>                             <C>            <C>                        <C>                <C>          <C>            <C>
------------------------------------------------------------------------------------------------------------------------------------
| 1. Name and Address of Reporting Person*   | 2. Issuer Name and Ticker or Trading Symbol  |6. Relationship of Reporting Person(s)|
|--------------------------------------------|----------------------------------------------|             to Issuer                |
|    Hollinger Inc.                          |    Hollinger International Inc. (HLR)        |        (Check all applicable)        |
|    (See Schedule I for additional          |                                              |                                      |
|    reporting persons)                      |                                              |                                      |
|--------------------------------------------|----------------------------------------------|                                      |
| (Last)          (First)          (Middle)  | 3. IRS or Social        | 4.  Statement For  |  [ ] Director     [X] 10% Owner      |
|                                            |    Security Number of   |     Month/Year     |  [ ] Officer      [ ] Other (specify |
|                                            |    Reporting Person     |                    |      (give title             below)  |
|  Hollinger International Inc.              |    (Voluntary)          |     December 2000  |       below)                         |
|  401 North Wabash Avenue, Suite 740        |                         |                    |                                      |
|--------------------------------------------|                         |--------------------|--------------------------------------|
|                (Street)                    |                         | 5. If Amendment,   |7. Individual or Joint/Group Filing   |
|                                            |                         |    Date of Original|   (Check Applicable Line)            |
|                                            |                         |    (Month/Year)    |   [ ] Form filed by One              |
| Chicago           Illinois         60611   |                         |                    |       Reporting Person               |
|--------------------------------------------|                         |                    |   [X] Form filed by More than        |
| (City)           (State)           (Zip)   |                         |                    |       One Reporting Person           |
|                                            |                         |                    |                                      |
|----------------------------------------------------------------------------------------------------------------------------------|
|                        TABLE 1 -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED                         |
|----------------------------------------------------------------------------------------------------------------------------------|
|1. Title of Security |2. Transaction     |3. Transac-   |4. Securities Acquired (A) | 5. Amount of Se-   |6. Owner-    |7. Nature |
|   (Instr. 3)        |   Date            |   tion Code  |   or Disposed of (D)      |    curities Benefi-|   ship      |   of In- |
|                     |   (Month/Day/Year)|   (Instr. 8) |   (Instr. 3, 4 and 5)     |    cially Owned at |   Form:     |   direct |
|                     |                   |              |                           |    End of Month    |   Direct    |   Benefi-|
|                     |                   |              |                           |    (Instr. 3 and 4)|   (D) or    |   cial   |
|                     |                   |--------------|---------------------------|                    |   Indirect  |   Owner- |
|                     |                   | Code  |  V   |    Amount  |  (A)  | Price|                    |   (I)       |   ship   |
|                     |                   |       |      |            |  or   |      |                    |   (Instr. 4)|   (Instr.|
|                     |                   |       |      |            |  (D)  |      |                    |             |   4)     |
|---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------|
|Class A Common Stock |      (2)          |  X    |      |   377,378  |  D    | (4)  |                    |             |          |
|---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------|
|Class A Common Stock |      (3)          |  X    |      |     7,509  |  D    | (5)  |       (6)          |   (7)       |   (7)    |
|---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------|
|                     |                   |       |      |            |       |      |                    |             |          |
|---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------|
|                     |                   |       |      |            |       |      |                    |             |          |
|---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------|

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.                   (Over)
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
</TABLE>

Potential persons who are to respond to the collection of information
contained in this form are not required to respond unless the form displays
a currently valid OMB control number.





<PAGE>   2

<TABLE>
<CAPTION>


FORM 4 (CONTINUED)        TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
                                  (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)

<S>                       <C>          <C>        <C>         <C>              <C>               <C>                  <C>
------------------------------------------------------------------------------------------------------------------------------------
|1. Title of Derivative |  2. Conver-  |3. Trans- |4. Trans- |5. Number of    | 6. Date Exer-   |7. Title and Amount |8. Price     |
|   Security            |     sion or  |   action |   action |   Derivative   |    cisable and  |   of Underlying    |   of        |
|   (Instr. 3)          |     Exercise |   Date   |   Code   |   Securities   |    Expiration   |   Securities       |   Deriva-   |
|                       |     Price of |   (Month/|   (Instr.|   Acquired (A) |    Date         |   (Instr. 3 and 4) |   tive      |
|                       |     Deriva-  |   Day/   |   8)     |   or Disposed  |    (Month/Day/  |                    |   Security  |
|                       |     tive     |   Year)  |          |   of (D)       |    Year)        |                    |   (Instr.5) |
|                       |     Security |          |          |   (Instr. 3,   |                 |                    |             |
|                       |              |          |          |   4 and 5)     |-----------------|--------------------|             |
|                       |              |          |          |                | Date   |Expira- |        |  Amount or|             |
|                       |              |          |----------|----------------| Exer-  |tion    | Title  |  Number of|             |
|                       |              |          | Code| V  | (A) |    (D)   | cisable|Date    |        |  Shares   |             |
|-----------------------|--------------|----------|-----|----|-----|----------|--------|--------|--------|-----------|-------------|
| HI Series II          |      (4)     |    (2)   |  X  |    |     |  820,388 |  (8)   |        |  (9)   |   (10)    |      (12)   |
| Call Options          |              |          |     |    |     |          |        |        |        |           |             |
|-----------------------|--------------|----------|-----|----|-----|----------|--------|--------|--------|-----------|-------------|
| HI Retractable        |      (5)     |    (3)   |  X  |    |     |    9,700 |  (8)   |        |  (9)   |   (11)    |      (13)   |
| Common Shares         |              |          |     |    |     |          |        |        |        |           |             |
|-----------------------|--------------|----------|-----|----|-----|----------|--------|--------|--------|-----------|-------------|
|                       |              |          |     |    |     |          |        |        |        |           |             |
|-----------------------|--------------|----------|-----|----|-----|----------|--------|--------|--------|-----------|-------------|
|                       |              |          |     |    |     |          |        |        |        |           |             |
|-----------------------|--------------|----------|-----|----|-----|----------|--------|--------|--------|-----------|-------------|
|                       |              |          |     |    |     |          |        |        |        |           |             |
|-----------------------|--------------|----------|-----|----|-----|----------|--------|--------|--------|-----------|-------------|
|                       |              |          |     |    |     |          |        |        |        |           |             |
------------------------------------------------------------------------------------------------------------------------------------

<CAPTION>
<S>                   <C>                            <C>

------------------------------------------------------------------------------
|   9.  Number of     |      10. Ownership            |   11. Nature of      |
|       Derivative    |          Form of              |       Indirect       |
|       Securities    |          Derivative           |       Beneficial     |
|       Beneficially  |          Security:            |       Ownership      |
|       Owned at End  |          Direct (D)           |       (Instr. 4)     |
|       of Month      |          or Indirect (I)      |                      |
|       (Instr. 4)    |          (Instr. 4)           |                      |
|                     |                               |                      |
|---------------------|-------------------------------|----------------------|
|       (14)          |           (14)                |       (14)           |
|---------------------|-------------------------------|----------------------|
|       (15)          |           (15)                |       (15)           |
|---------------------|-------------------------------|----------------------|
|                     |                               |                      |
|---------------------|-------------------------------|----------------------|
|                     |                               |                      |
|---------------------|-------------------------------|----------------------|
|                     |                               |                      |
|---------------------|-------------------------------|----------------------|
|                     |                               |                      |
------------------------------------------------------------------------------
EXPLANATION OF RESPONSES:
See Schedule I attached hereto.
                                                                                     HOLLINGER INC.
**  Intentional misstatements or omissions of facts constitute Federal          By: /s/ Charles G. Cowan           January 9, 2001
    Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).            --------------------------------     ----------------
                                                                              **Signature of Reporting Person      Date
                                                                                     Charles G. Cowan
                                                                                 Vice-President and Secretary
Note: File three copies of this Form, one of which must be manually signed.
      If space is insufficient, see Instruction 6 for procedure.
</TABLE>

Potential persons who are to respond to the collection of information
contained in this form are not required to respond unless the form displays
a currently valid OMB Number.


<PAGE>   3
FORM 4 (continued)



<TABLE>
<S>                                                                            <C>                                 <C>
                                                                                THE RAVELSTON CORPORATION
                                                                                        LIMITED
**  Intentional misstatements or omissions of facts constitute Federal          By: /s/ Charles G. Cowan           January 9, 2001
    Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).            --------------------------------     ---------------
                                                                              **Signature of Reporting Person             Date
                                                                                     Charles G. Cowan
                                                                                 Vice-President and Secretary
Note: File three copies of this Form, one of which must be manually signed.
      If space is insufficient, see Instruction 6 for procedure.
</TABLE>

Potential persons who are to respond to the collection of information
contained in this form are not required to respond unless the form displays
a currently valid OMB Number.



<PAGE>   4
FORM 4 (continued)


<TABLE>
<S>                                                                            <C>                                 <C>

**  Intentional misstatements or omissions of facts constitute Federal             /s/ Conrad M. Black             January 9, 2001
    Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).            --------------------------------     ---------------
                                                                              **Signature of Reporting Person            Date
                                                                             The Hon. Conrad M. Black, P.C.,O.C.

Note: File three copies of this Form, one of which must be manually signed.
      If space is insufficient, see Instruction 6 for procedure.
</TABLE>

Potential persons who are to respond to the collection of information
contained in this form are not required to respond unless the form displays
a currently valid OMB Number.






<PAGE>   5
FORM 4 (continued)


<TABLE>
<S>                                                                            <C>                                 <C>

**  Intentional misstatements or omissions of facts constitute Federal           /s/ Barbara Amiel Black           January 9, 2001
    Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).            --------------------------------     ---------------
                                                                              **Signature of Reporting Person      Date
                                                                                     Barbara Amiel Black

Note: File three copies of this Form, one of which must be manually signed.
      If space is insufficient, see Instruction 6 for procedure.

</TABLE>

Potential persons who are to respond to the collection of information
contained in this form are not required to respond unless the form displays
a currently valid OMB Number.

<PAGE>   6
                                   SCHEDULE I
                           Explanatory Notes to Form 4


Name and Address of Reporting Person:

     Hollinger Inc. ("HI")
     c/o Hollinger International Inc.
     401 North Wabash Avenue, Suite 740
     Chicago, Illinois 60611

Issuer Name and Ticker or Trading Symbol:
     Hollinger International Inc./HLR

Statement for Month/Year
December 2000

Additional Reporting Persons:

         The Ravelston Corporation Limited ("Ravelston")
         c/o Hollinger International Inc.
         401 North Wabash Avenue, Suite 740
         Chicago, Illinois 60611
         Relationship to Issuer: 10% Owner

         Conrad M. Black ("CMB")
         c/o Hollinger International Inc.
         401 North Wabash Avenue
         Chicago, Illinois 60611
         Relationship to Issuer: Director, Officer and 10% Owner

         Barbara Amiel Black ("Amiel")
         c/o Hollinger International Inc.
         401 North Wabash Avenue
         Chicago, Illinois 60611
         Relationship to Issuer: Director, Officer and 10% Owner
                                 via spouse CMB

Explanations:

(1)    (i)      For HI:            10% Owner
       (ii)     For Ravelston:     10% Owner
       (iii)    For CMB:           Director, Officer (Chairman, President and
                                   Chief Executive Officer) and 10% Owner


<PAGE>   7


       (iv)     For Amiel:         Director and Officer (Vice President)
                                   and 10% owner via spouse CMB.

(2)    The disposition of shares of the Company's Class A Common Stock ("Class A
       Common Shares") occurred on various dates throughout the month of
       December (with respect to an aggregate of 377,378 Class A Common Shares
       during such period) in connection with the retraction of Series II
       Preference Shares ("Series II Shares") issued by HI, the Issuer's parent
       corporation.

(3)    The disposition of the Class A Common Shares occurred on December 4, 2000
       (with respect to an aggregate of 7,509 Class A Common Shares) in
       connection with the retraction of Retractable Common Shares ("Retractable
       Common Shares") issued by HI, the Issuer's parent corporation.

(4)    The consideration given for the exchange of each Series II Share was 0.46
       of a Class A Common Share.

(5)    The average consideration given for the exchange of each Retractable
       Common Share was approximately .77 of a Class A Common Share.

(6)    (i)     For HI:              21,639,145 Class A Common Shares held
                                    directly by HI, and indirectly via its
                                    wholly owned subsidiary 504468 N.B. Inc.

       (ii)    For Ravelston:       21,639,145 Class A Common Shares indirectly
                                    via its control over HI

       (iii)   For CMB:             21,639,145 Class A Common Shares via his
                                    control over Ravelston, which controls HI,
                                    600 Class A Common Shares directly, 9,600
                                    Class A Common Shares indirectly via Conrad
                                    Black Capital Corporation, 50 Class A Common
                                    Shares indirectly via son, and 500 Class A
                                    Common Shares indirectly via spouse. CMB
                                    disclaims beneficial ownership of his son's
                                    and spouse's securities and this report
                                    shall not be deemed an admission that he is
                                    a beneficial owner of such securities for
                                    purposes of Section 16 or for any other
                                    purpose.

       (iv)    For Amiel.           21,639,145 Class A Common Shares via
                                    spouse's control over Ravelston, 500 Class A
                                    Common Shares directly, 9,600 Class A Common
                                    Shares indirectly via spouse's control over
                                    Conrad Black capital corporation, 50 Class A
                                    Common Shares indirectly via spouse's son,
                                    and 600 Class A Common Shares indirectly via
                                    spouse. Amiel disclaims beneficial ownership
                                    of her spouse's and her spouse's son's
                                    securities and this report shall not be
                                    deemed an admission that he is a beneficial
                                    owner of such securities for purposes of
                                    Section 16 or for any other purpose.


<PAGE>   8

(7)    (i)     For HI:              Directly.

       (ii)    For Ravelston:       Indirectly, via its control of HI.

       (iii)   For CMB:             Directly and indirectly, via his control of
                                    Ravelston, which controls HI.

       (iv)    For Amiel:           Directly and indirectly via her spouse, CMB,
                                    and his control of Ravelston, which controls
                                    HI.

(8)    Immediately.

(9)    Class A Common Stock of the Issuer.

(10)   820,388

(11)   9,700

(12)   The Series II Shares were originally issued in 1997 and 1998 in exchange
       for Equity Units of Hollinger Inc. and for Series I Non-Voting Preference
       Shares of Hollinger Inc., respectively, at a stated value of [Cdn.]
       $10.00 per share.

(13)   The Retractable Common Shares were originally issued in 1998 in exchange
       for Equity Units of Hollinger Inc. at a ratio of one Retractable Common
       Share per one Equity Unit.

(14)   (i)     For HI:              8,080,482 Series II Shares remain
                                    outstanding, resulting in a put equivalent
                                    position with respect to 3,717,021 Class A
                                    Common Shares.

       (ii)    For Ravelston:       66,693 Series II Shares directly, resulting
                                    in a call equivalent position with respect
                                    to 30,679 Class A Common Shares. Via its
                                    control of HI, Ravelston indirectly
                                    beneficially owns HI's position in the
                                    Series II Shares.

       (iii)   For CMB:             1,611,039 Series II Shares directly,
                                    resulting in a call equivalent position with
                                    respect to 741,077 Class A Common Shares.
                                    Via his control of Ravelston (and its
                                    control of HI), CMB indirectly beneficially
                                    owns Ravelston's and HI's positions in the
                                    Series II Shares.

       (iv)    For Amiel:           Amiel disclaims beneficial ownership of
                                    CMB's securities and this report shall not
                                    be deemed an admission that she is a
                                    beneficial owner of such securities for
                                    purposes of Section 16 or for any other
                                    purpose.

(15)   (i)     For HI:              36,374,487 Retractable Common Shares remain
                                    outstanding, resulting in a put equivalent
                                    position as


<PAGE>   9



                                    of December 29, 2000 with respect to up to
                                    21,386,274 Class A Common Shares.

       (ii)    For Ravelston:       24,961,567 Retractable Common Shares
                                    directly, resulting in a call equivalent
                                    position as of December 29, 2000 with
                                    respect to up to 14,676,081 Class A Common
                                    Shares. Via its control of HI, Ravelston
                                    indirectly beneficially owns HI's position
                                    in the Retractable Common Shares.

       (iii)   For CMB:             24,961,567 Retractable Common Shares
                                    directly, resulting in a call equivalent
                                    position as of December 29, 2000 with
                                    respect to up to 14,676,081 Class A Common
                                    Shares. Via his control of Ravelston (and
                                    its control of HI), CMB indirectly
                                    beneficially owns Ravelston's and HI's
                                    positions in the Retractable Common Shares.

       (iv)    For Amiel:           Amiel disclaims beneficial ownership of
                                    CMB's securities and this report shall not
                                    be deemed an admission that she is a
                                    beneficial owner of such securities for
                                    purposes of Section 16 or for any other
                                    purpose.





© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission