U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
__
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 /x/
Pre-Effective Amendment No. ------------
Post-Effective Amendment No. 6
------------
and/or
__
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 / /
Amendment No. -------------
(Check appropriate box or boxes)
BRUNDAGE, STORY AND ROSE INVESTMENT TRUST
(Exact Name of Registrant as Specified in Charter)
312 Walnut Street, 21st Floor
Cincinnati, OH 45202
(Address of Principal Executive Offices)
Registrant's Telephone Number, including Area Code:(513) 629-2000
Donald F. Daly
Brundage, Story & Rose
One Broadway
New York, New York 10004
(Name and Address of Agent for Service)
Copies to:
John A. Dudley, Esq.
Sullivan & Worcester
1025 Connecticut Avenue, NW
Washington, DC 20036
It is proposed that this filing will become effective (check appropriate
box)
/X / immediately upon filing pursuant to paragraph (b) of Rule 485
/ / on (date) pursuant to paragraph (b) of Rule 485
/ / 60 days after filing pursuant to paragraph (a) of Rule 485
/ / on (date) pursuant to paragraph (a) of Rule 485
Calculation of Registration Fee Under the Securities Act of 1933
Proposed Proposed
Title of Maximum Maximum Amount
Securities Amount Offering Aggregate of Regis-
Being Being Price Per Offering tration
Registered Registered Unit Price Fee
- --------------- ---------- --------- --------- ---------
Growth & Income Indefinite* N/A N/A N/A
Fund
Short/Intermediate Indefinite* N/A N/A N/A
Term Fixed-Income
Fund
Short/Intermediate 457,902** $10.67 $290,000 $100
Term Fixed-Income
Fund
* Registrant continues its election, made by the filing of its initial
Registration Statement, effective December 31, 1990, to register an
indefinite number and amount of securities under Rule 24f-2 under the
Investment Company Act of 1940. Pursuant to paragraph (b)(1) of Rule
24f-2, Registrant filed on January 9, 1995, a Rule 24f-2 Notice for the
fiscal year ended November 30, 1994.
** Registrant elects to calculate the maximum aggregate offering price of
shares of the Trust pursuant to Rule 24e-2 under the Investment Company
Act of 1940.
Short/
Intermediate
Term Fixed- Growth &
Income Fund Income Fund
------------ -----------
1. Total Number of Shares 2,382,638 253,261
Redeemed During the
Fiscal Year Ended
November 30, 1994
2. Number of Shares 1,951,915 253,261
Used for Reductions
Pursuant to Paragraph (c)
of Rule 24f-2 During the
Fiscal Year Ended
November 30, 1994
3. Number of Shares 430,723 0
Used for Reduction in this
Amendment Pursuant to
Paragraph (a)(1) of Rule 24e-2
4. Number of Shares 27,179 0
on Which Registration
Fee is Calculated
SIGNATURES
----------
Pursuant to the requirements of the Securities Act of 1933 and the Investment
Company Act of 1940, the Registrant certifies that it meets all of the
requirements for effectiveness of this Registration Statement pursuant to Rule
485(b) under the Securities Act of 1933 and has duly caused this Registration
Statement to be signed below on its behalf by the undersigned, thereunto duly
authorized, in the City of Cincinnati and State of Ohio on the 29th day of
November, 1995.
BRUNDAGE, STORY AND ROSE INVESTMENT TRUST
By: /s/John F. Splain By: /s/ John A. Dudley
------------------ ------------------
John F. Splain, John A. Dudley,
Attorney-in-Fact Attorney-in-Fact
Pursuant to the requirements of the Securities Act of 1933,
this Registration Statement has been signed below by the following persons in
the capacities and on the dates indicated.
Signature Title Date
- ----------- ----- -----
/s/ Donald F. Daly
- --------------------- President November 29, 1995
Donald F. Daly and Trustee
Charles G. Watson* Vice President
and Trustee
James G. Pepper* Vice President By:/s/John F. Splain
and Trustee -----------------
John F. Splain,
Francis S. Branin, Jr.* Vice President Attorney-in-Fact*
and Trustee November 29, 1995
Cheryl L. Grandfield* Vice President
and Trustee By:/s/ John A. Dudley
-------------------
Jerome B. Lieber* Trustee John A. Dudley
Attorney-in-Fact*
November 29, 1995
Antoinette Geyelin Hoar* Trustee
M.R. Mapel* Trustee
Crosby R. Smith* Trustee
/s/Mark J. Seger Treasurer November 29, 1995
- --------------------
Mark J. Seger
Index to Exhibits
------------------
(1) Opinion and Consent of Counsel
(2)(a) Financial Data Schedule - Growth & Income Fund
(2)(b) Financial Data Schedule - Short/Intermediate Term
Fixed-Income Fund
November 29, 1995
Brundage, Story and Rose Investment Trust
312 Walnut Street, 21st Floor
Cincinnati, OH 45202
Ladies and Gentlemen:
I have been requested to render an opinion to Brundage, Story and
Rose Investment Trust (herein referred to as the "Trust"), in
connection with the registration, pursuant to Section 24(e) of
the Investment Company Act of 1940, of 457,902 Shares of
Beneficial Interest (the "Registered Shares") of Brundage, Story
and Rose Short/Intermediate Term Fixed-Income Fund, a series of
the Trust, as described in Post-Effective Amendment No. 6 to the
Trust's Registration Statement under the Securities Act of 1933,
as amended.
The Trust is organized pursuant to an Agreement and Declaration
of Trust under Ohio law as what is commonly known as an Ohio
business trust.
I have examined the Agreement and Declaration of Trust of the
Trust as amended to date, the Bylaws of the Trust, records of the
Trust concerning certain actions by the Trustees of the Trust,
the text of the aforesaid Post-Effective Amendment No. 6, and
such other documents as I deemed appropriate for the purpose of
this opinion.
Based upon the foregoing, I am of the opinion that under Ohio law
the Registered Shares, when issued and paid for in accordance
with the Prospectus contained in the Trust's Registration
Statement in effect at the time of such issuance, will be legally
issued, fully paid and nonassessable by the Trust.
I consent to this opinion being filed as an exhibit to the
aforesaid Post-Effective Amendment No. 6.
Very truly yours,
/s/ Tina D. Hosking
Tina D. Hosking
Counsel
<TABLE> <S> <C>
<ARTICLE> 6
<CIK> 0000868662
<NAME> BRUNDAGE, STORY AND ROSE INVESTMENT TRUST
<SERIES>
<NUMBER> 1
<NAME> GROWTH AND INCOME FUND
<S> <C>
<PERIOD-TYPE> 6-MOS
<FISCAL-YEAR-END> NOV-30-1995
<PERIOD-START> NOV-30-1994
<PERIOD-END> MAY-31-1995
<INVESTMENTS-AT-COST> 18,380,866
<INVESTMENTS-AT-VALUE> 21,254,925
<RECEIVABLES> 100,600
<ASSETS-OTHER> 9,190
<OTHER-ITEMS-ASSETS> 0
<TOTAL-ASSETS> 21,364,715
<PAYABLE-FOR-SECURITIES> 0
<SENIOR-LONG-TERM-DEBT> 0
<OTHER-ITEMS-LIABILITIES> 96,061
<TOTAL-LIABILITIES> 96,061
<SENIOR-EQUITY> 0
<PAID-IN-CAPITAL-COMMON> 17,968,507
<SHARES-COMMON-STOCK> 1,614,566
<SHARES-COMMON-PRIOR> 1,513,671
<ACCUMULATED-NII-CURRENT> 25,534
<OVERDISTRIBUTION-NII> 0
<ACCUMULATED-NET-GAINS> 400,054
<OVERDISTRIBUTION-GAINS> 0
<ACCUM-APPREC-OR-DEPREC> 2,874,559
<NET-ASSETS> 21,268,654
<DIVIDEND-INCOME> 207,256
<INTEREST-INCOME> 5,281
<OTHER-INCOME> 0
<EXPENSES-NET> 148,405
<NET-INVESTMENT-INCOME> 64,132
<REALIZED-GAINS-CURRENT> 400,054
<APPREC-INCREASE-CURRENT> 1,644,619
<NET-CHANGE-FROM-OPS> 2,108,805
<EQUALIZATION> 0
<DISTRIBUTIONS-OF-INCOME> 48,990
<DISTRIBUTIONS-OF-GAINS> 835,887
<DISTRIBUTIONS-OTHER> 0
<NUMBER-OF-SHARES-SOLD> 142,997
<NUMBER-OF-SHARES-REDEEMED> 115,214
<SHARES-REINVESTED> 73,112
<NET-CHANGE-IN-ASSETS> 2,447,755
<ACCUMULATED-NII-PRIOR> 10,392
<ACCUMULATED-GAINS-PRIOR> 835,887
<OVERDISTRIB-NII-PRIOR> 0
<OVERDIST-NET-GAINS-PRIOR> 0
<GROSS-ADVISORY-FEES> 64,306
<INTEREST-EXPENSE> 0
<GROSS-EXPENSE> 148,405
<AVERAGE-NET-ASSETS> 19,854,210
<PER-SHARE-NAV-BEGIN> 12.43
<PER-SHARE-NII> .04
<PER-SHARE-GAIN-APPREC> 1.28
<PER-SHARE-DIVIDEND> .03
<PER-SHARE-DISTRIBUTIONS> .55
<RETURNS-OF-CAPITAL> 0
<PER-SHARE-NAV-END> 13.17
<EXPENSE-RATIO> 1.50
<AVG-DEBT-OUTSTANDING> 0
<AVG-DEBT-PER-SHARE> 0
</TABLE>
<TABLE> <S> <C>
<ARTICLE> 6
<CIK> 0000868662
<NAME> BRUNDAGE, STORY AND ROSE INVESTMENT TRUST
<SERIES>
<NUMBER> 2
<NAME> SHORT/INTERMEDIATE TERM FIXED-INCOME FUND
<S> <C>
<PERIOD-TYPE> 6-MOS
<FISCAL-YEAR-END> NOV-30-1995
<PERIOD-START> NOV-30-1994
<PERIOD-END> MAY-31-1995
<INVESTMENTS-AT-COST> 35,715,105
<INVESTMENTS-AT-VALUE> 35,922,705
<RECEIVABLES> 464,813
<ASSETS-OTHER> 13,819
<OTHER-ITEMS-ASSETS> 0
<TOTAL-ASSETS> 36,401,337
<PAYABLE-FOR-SECURITIES> 0
<SENIOR-LONG-TERM-DEBT> 0
<OTHER-ITEMS-LIABILITIES> 235,430
<TOTAL-LIABILITIES> 235,430
<SENIOR-EQUITY> 0
<PAID-IN-CAPITAL-COMMON> 36,631,273
<SHARES-COMMON-STOCK> 3,433,176
<SHARES-COMMON-PRIOR> 3,560,893
<ACCUMULATED-NII-CURRENT> 0
<OVERDISTRIBUTION-NII> 0
<ACCUMULATED-NET-GAINS> (704,539)
<OVERDISTRIBUTION-GAINS> 0
<ACCUM-APPREC-OR-DEPREC> 239,173
<NET-ASSETS> 36,165,907
<DIVIDEND-INCOME> 0
<INTEREST-INCOME> 1,195,768
<OTHER-INCOME> 0
<EXPENSES-NET> 94,326
<NET-INVESTMENT-INCOME> 1,101,442
<REALIZED-GAINS-CURRENT> (82,174)
<APPREC-INCREASE-CURRENT> 2,084,827
<NET-CHANGE-FROM-OPS> 3,104,095
<EQUALIZATION> 0
<DISTRIBUTIONS-OF-INCOME> 1,101,442
<DISTRIBUTIONS-OF-GAINS> 0
<DISTRIBUTIONS-OTHER> 0
<NUMBER-OF-SHARES-SOLD> 290,417
<NUMBER-OF-SHARES-REDEEMED> 510,831
<SHARES-REINVESTED> 92,697
<NET-CHANGE-IN-ASSETS> 776,245
<ACCUMULATED-NII-PRIOR> 0
<ACCUMULATED-GAINS-PRIOR> (622,365)
<OVERDISTRIB-NII-PRIOR> 0
<OVERDIST-NET-GAINS-PRIOR> 0
<GROSS-ADVISORY-FEES> 85,502
<INTEREST-EXPENSE> 0
<GROSS-EXPENSE> 189,138
<AVERAGE-NET-ASSETS> 34,294,847
<PER-SHARE-NAV-BEGIN> 9.94
<PER-SHARE-NII> .33
<PER-SHARE-GAIN-APPREC> .59
<PER-SHARE-DIVIDEND> .33
<PER-SHARE-DISTRIBUTIONS> 0
<RETURNS-OF-CAPITAL> 0
<PER-SHARE-NAV-END> 10.53
<EXPENSE-RATIO> .55
<AVG-DEBT-OUTSTANDING> 0
<AVG-DEBT-PER-SHARE> 0
</TABLE>
