BRUNDAGE STORY & ROSE INVESTMENT TRUST
NSAR-A, 1998-07-23
Previous: MERRILL LYNCH GLOBAL UTILITY FUND INC, N-30D, 1998-07-23
Next: WINSTAR COMMUNICATIONS INC, 8-K, 1998-07-23



<PAGE>      PAGE  1
000 A000000 05/31/98
000 C000000 0000868662
000 D000000 N
000 E000000 NF
000 F000000 Y
000 G000000 N
000 H000000 N
000 I000000 3.0.a
000 J000000 A
001 A000000 BRUNDAGE, STORY AND ROSE INVESTMENT TRUST
001 B000000 811-6185
001 C000000 5136292000
002 A000000 312 WALNUT STREET 21ST FLOOR
002 B000000 CINCINNATI
002 C000000 OH
002 D010000 45202
002 D020000 4094
003  000000 N
004  000000 N
005  000000 N
006  000000 N
007 A000000 Y
007 B000000  2
007 C010100  1
007 C020100 EQUITY FUND
007 C030100 N
007 C010200  2
007 C020200 SHORT/INTERMEDIATE TERM FIXED-INCOME FUND
007 C030200 N
007 C010300  3
007 C010400  4
007 C010500  5
007 C010600  6
007 C010700  7
007 C010800  8
007 C010900  9
007 C011000 10
008 A00AA01 BRUNDAGE, STORY AND ROSE, L.L.C.
008 B00AA01 A
008 C00AA01 801-45
008 D01AA01 NEW YORK
008 D02AA01 NY
008 D03AA01 10004
010 A00AA01 COUNTRYWIDE FUND SERVICES, INC.
010 B00AA01 84-1093
010 C01AA01 CINCINNATI
010 C02AA01 OH
010 C03AA01 45202
010 C04AA01 4094
011 A00AA01 CW FUND DISTRIBUTORS, INC.
011 B00AA01 8-40907
<PAGE>      PAGE  2
011 C01AA01 CINCINNATI
011 C02AA01 OH
011 C03AA01 45202
011 C04AA01 4094
012 A00AA01 COUNTRYWIDE FUND SERVICES, INC.
012 B00AA01 84-1093
012 C01AA01 CINCINNATI
012 C02AA01 OH
012 C03AA01 45202
012 C04AA01 4094
013 A00AA01 ARTHUR ANDERSEN LLP
013 B01AA01 CINCINNATI
013 B02AA01 OH
013 B03AA01 45202
014 A00AA01 COUNTRYWIDE INVESTMENTS, INC.
014 B00AA01 8-24674
014 A00AA02 CHARLES SCHWAB & CO., INC.
014 B00AA02 8-16514
014 A00AA03 CW FUND DISTRIBUTORS, INC.
014 B00AA03 8-40907
015 A00AA01 STATE STREET BANK AND TRUST COMPANY, N.A.
015 B00AA01 S
015 C01AA01 NEW YORK
015 C02AA01 NY
015 C03AA01 10006
015 E01AA01 X
015 A00AA02 THE FIFTH THIRD BANK
015 B00AA02 C
015 C01AA02 CINCINNATI
015 C02AA02 OH
015 C03AA02 45202
015 E01AA02 X
018  00AA00 Y
019 A00AA00 N
019 B00AA00    0
020 A000001 DONALDSON, LUFKIN & JENRETTE SECURITIES CORP.
020 B000001 13-2741729
020 C000001      5
020 A000002 BEAR, STEARNS & CO. INC.
020 B000002 13-3299429
020 C000002      4
020 A000003 JEFFERIES & COMPANY, INC.
020 B000003 95-2622900
020 C000003      3
020 A000004 MORGAN STANLEY, DEAN WITTER & CO.
020 B000004 13-2655998
020 C000004      2
020 A000005 SMITH BARNEY INC.
020 B000005 13-1912900
020 C000005      1
020 A000006 BERNSTEIN (SANFORD C.) & CO., INC.
<PAGE>      PAGE  3
020 B000006 13-2625874
020 C000006      1
020 A000007 WEEDEN & CO. L.P.
020 B000007 13-3364318
020 C000007      0
020 A000008 COWEN & COMPANY
020 B000008 13-5616116
020 C000008      0
020 A000009 MORGAN (J.P.) SECURITIES INC.
020 B000009 13-3224016
020 C000009      0
020 A000010 CREDIT SUISSE FIRST BOSTON CORPORATION
020 B000010 13-5659485
020 C000010      0
021  000000       16
022 A000001 CLARKE (G.X.) & CO.
022 B000001 13-2969143
022 C000001      3663
022 D000001      1148
022 A000002 ARTEMIS CAPITAL GROUP, INC.
022 B000002 13-2958859
022 C000002      1997
022 D000002      1026
022 A000003 PRUDENTIAL SECURITIES INCORPORATED
022 B000003 22-2347336
022 C000003      1550
022 D000003      1111
022 A000004 NOMURA SECURITIES INTERNATIONAL, INC.
022 B000004 13-2642206
022 C000004       993
022 D000004      1077
022 A000005 MORGAN STANLEY, DEAN WITTER & CO.
022 B000005 13-2655998
022 C000005      1000
022 D000005       425
022 A000006 CITICORP SECURITIES SERVICES, INC.
022 B000006 13-3214963
022 C000006         0
022 D000006      1084
022 A000007 PAINEWEBBER INCORPORATED
022 B000007 13-2638166
022 C000007         0
022 D000007      1008
022 A000008 BEAR, STEARNS & CO. INC.
022 B000008 13-3299429
022 C000008       232
022 D000008       694
022 A000009 JEFFERIES & COMPANY, INC.
022 B000009 95-2622900
022 C000009       443
022 D000009       470
<PAGE>      PAGE  4
022 A000010 SMITH BARNEY INC.
022 B000010 13-1912900
022 C000010       380
022 D000010         0
023 C000000      10801
023 D000000       8043
026 A000000 N
026 B000000 Y
026 C000000 N
026 D000000 Y
026 E000000 N
026 F000000 N
026 G010000 N
026 G020000 N
026 H000000 N
027  000000 Y
029  00AA00 N
030 A00AA00      0
030 B00AA00  0.00
030 C00AA00  0.00
031 A00AA00      0
031 B00AA00      0
032  00AA00      0
033  00AA00      0
034  00AA00 N
035  00AA00      0
036 B00AA00      0
037  00AA00 N
038  00AA00      0
039  00AA00 N
040  00AA00 Y
041  00AA00 Y
055 A00AA00 N
055 B00AA00 N
056  00AA00 Y
057  00AA00 N
058 A00AA00 N
059  00AA00 Y
060 A00AA00 Y
060 B00AA00 Y
061  00AA00     1000
077 A000000 Y
077 B000000 N
077 C000000 N
077 D000000 Y
077 E000000 N
077 F000000 N
077 G000000 N
077 H000000 N
077 I000000 N
077 J000000 N
<PAGE>      PAGE  5
077 K000000 N
077 L000000 N
077 M000000 N
077 N000000 N
077 O000000 N
077 P000000 N
077 Q010000 N
077 Q020000 N
077 Q030000 N
078  000000 N
024  000100 N
028 A010100       500
028 A020100      3522
028 A030100         0
028 A040100       174
028 B010100       747
028 B020100         0
028 B030100         0
028 B040100       473
028 C010100       126
028 C020100         0
028 C030100         0
028 C040100         9
028 D010100       529
028 D020100        20
028 D030100         0
028 D040100       242
028 E010100       207
028 E020100         0
028 E030100         0
028 E040100       444
028 F010100       163
028 F020100         0
028 F030100         0
028 F040100        86
028 G010100      2272
028 G020100      3542
028 G030100         0
028 G040100      1428
028 H000100         0
042 A000100   0
042 B000100 100
042 C000100   0
042 D000100   0
042 E000100   0
042 F000100   0
042 G000100   0
042 H000100   0
043  000100      1
044  000100      0
045  000100 Y
<PAGE>      PAGE  6
046  000100 N
047  000100 Y
048  000100  0.650
048 A010100        0
048 A020100 0.000
048 B010100        0
048 B020100 0.000
048 C010100        0
048 C020100 0.000
048 D010100        0
048 D020100 0.000
048 E010100        0
048 E020100 0.000
048 F010100        0
048 F020100 0.000
048 G010100        0
048 G020100 0.000
048 H010100        0
048 H020100 0.000
048 I010100        0
048 I020100 0.000
048 J010100        0
048 J020100 0.000
048 K010100        0
048 K020100 0.000
049  000100 N
050  000100 N
051  000100 N
052  000100 N
053 A000100 N
054 A000100 Y
054 B000100 N
054 C000100 N
054 D000100 N
054 E000100 N
054 F000100 N
054 G000100 N
054 H000100 Y
054 I000100 N
054 J000100 Y
054 K000100 N
054 L000100 N
054 M000100 Y
054 N000100 N
054 O000100 Y
062 A000100 N
062 B000100   0.0
062 C000100   0.0
062 D000100   0.0
062 E000100   0.0
062 F000100   0.0
<PAGE>      PAGE  7
062 G000100   0.0
062 H000100   0.0
062 I000100   0.0
062 J000100   0.0
062 K000100   0.0
062 L000100   0.0
062 M000100   0.0
062 N000100   0.0
062 O000100   0.0
062 P000100   0.0
062 Q000100   0.0
062 R000100   0.0
066 A000100 Y
066 B000100 N
066 C000100 N
066 D000100 Y
066 E000100 N
066 F000100 N
066 G000100 N
067  000100 N
068 A000100 N
068 B000100 N
069  000100 N
070 A010100 Y
070 A020100 Y
070 B010100 N
070 B020100 N
070 C010100 N
070 C020100 N
070 D010100 N
070 D020100 N
070 E010100 N
070 E020100 N
070 F010100 N
070 F020100 N
070 G010100 N
070 G020100 N
070 H010100 N
070 H020100 N
070 I010100 N
070 I020100 N
070 J010100 Y
070 J020100 N
070 K010100 Y
070 K020100 N
070 L010100 Y
070 L020100 Y
070 M010100 N
070 M020100 N
070 N010100 Y
070 N020100 N
<PAGE>      PAGE  8
070 O010100 Y
070 O020100 Y
070 P010100 N
070 P020100 N
070 Q010100 N
070 Q020100 N
070 R010100 N
070 R020100 N
071 A000100      8705
071 B000100      8526
071 C000100     36584
071 D000100   23
072 A000100  6
072 B000100       53
072 C000100      215
072 D000100        0
072 E000100        0
072 F000100      125
072 G000100       39
072 H000100        0
072 I000100        7
072 J000100        2
072 K000100        5
072 L000100        6
072 M000100        7
072 N000100        1
072 O000100        0
072 P000100        0
072 Q000100       16
072 R000100        6
072 S000100        1
072 T000100        1
072 U000100        0
072 V000100        0
072 W000100        6
072 X000100      222
072 Y000100        0
072 Z000100       46
072AA000100     2734
072BB000100      686
072CC010100     1807
072CC020100        0
072DD010100       50
072DD020100        0
072EE000100     3535
073 A010100   0.0240
073 A020100   0.0000
073 B000100   1.9357
073 C000100   0.0000
074 A000100        1
074 B000100     1894
<PAGE>      PAGE  9
074 C000100        0
074 D000100        0
074 E000100        0
074 F000100    37915
074 G000100        0
074 H000100        0
074 I000100        0
074 J000100      808
074 K000100        0
074 L000100       48
074 M000100       13
074 N000100    40679
074 O000100      569
074 P000100       33
074 Q000100        0
074 R010100        0
074 R020100        0
074 R030100        0
074 R040100       33
074 S000100        0
074 T000100    40044
074 U010100     2075
074 U020100        0
074 V010100    19.30
074 V020100     0.00
074 W000100   0.0000
074 X000100      546
074 Y000100        0
075 A000100        0
075 B000100    38723
076  000100     0.00
024  000200 Y
025 A000201 BEAR, STEARNS & CO. INC.
025 B000201 13-3299429
025 C000201 D
025 D000201     998
025 A000202 SALOMON SMITH BARNEY HOLDINGS, INC.
025 B000202 13-1912900
025 C000202 D
025 D000202    1020
025 D000203       0
025 D000204       0
025 D000205       0
025 D000206       0
025 D000207       0
025 D000208       0
028 A010200       564
028 A020200       149
028 A030200         0
028 A040200       252
028 B010200       176
<PAGE>      PAGE  10
028 B020200       143
028 B030200         0
028 B040200       197
028 C010200       156
028 C020200       136
028 C030200         0
028 C040200        49
028 D010200       385
028 D020200       142
028 D030200         0
028 D040200       138
028 E010200       472
028 E020200       143
028 E030200         0
028 E040200       234
028 F010200       849
028 F020200       148
028 F030200         0
028 F040200      1070
028 G010200      2602
028 G020200       861
028 G030200         0
028 G040200      1940
028 H000200         0
042 A000200   0
042 B000200 100
042 C000200   0
042 D000200   0
042 E000200   0
042 F000200   0
042 G000200   0
042 H000200   0
043  000200      1
044  000200      0
045  000200 Y
046  000200 N
047  000200 Y
048  000200  0.500
048 A010200        0
048 A020200 0.000
048 B010200        0
048 B020200 0.000
048 C010200        0
048 C020200 0.000
048 D010200        0
048 D020200 0.000
048 E010200        0
048 E020200 0.000
048 F010200        0
048 F020200 0.000
048 G010200        0
<PAGE>      PAGE  11
048 G020200 0.000
048 H010200        0
048 H020200 0.000
048 I010200        0
048 I020200 0.000
048 J010200        0
048 J020200 0.000
048 K010200        0
048 K020200 0.000
049  000200 N
050  000200 N
051  000200 N
052  000200 N
053 A000200 Y
053 B000200 Y
053 C000200 N
054 A000200 Y
054 B000200 N
054 C000200 N
054 D000200 N
054 E000200 N
054 F000200 N
054 G000200 N
054 H000200 Y
054 I000200 N
054 J000200 Y
054 K000200 N
054 L000200 N
054 M000200 Y
054 N000200 N
054 O000200 Y
062 A000200 Y
062 B000200   0.0
062 C000200   0.0
062 D000200   2.5
062 E000200   0.0
062 F000200   0.0
062 G000200   0.0
062 H000200   0.0
062 I000200   0.0
062 J000200   0.0
062 K000200   0.0
062 L000200   0.0
062 M000200  27.0
062 N000200  23.9
062 O000200   0.0
062 P000200  29.9
062 Q000200  15.6
062 R000200   0.0
063 A000200   0
063 B000200  8.1
<PAGE>      PAGE  12
064 A000200 Y
064 B000200 N
066 A000200 N
067  000200 N
068 A000200 N
068 B000200 N
069  000200 N
070 A010200 Y
070 A020200 Y
070 B010200 N
070 B020200 N
070 C010200 Y
070 C020200 N
070 D010200 N
070 D020200 N
070 E010200 Y
070 E020200 N
070 F010200 N
070 F020200 N
070 G010200 N
070 G020200 N
070 H010200 N
070 H020200 N
070 I010200 N
070 I020200 N
070 J010200 Y
070 J020200 N
070 K010200 Y
070 K020200 N
070 L010200 Y
070 L020200 Y
070 M010200 N
070 M020200 N
070 N010200 Y
070 N020200 N
070 O010200 Y
070 O020200 Y
070 P010200 N
070 P020200 N
070 Q010200 N
070 Q020200 N
070 R010200 N
070 R020200 N
071 A000200      9645
071 B000200      8437
071 C000200     36384
071 D000200   23
072 A000200  6
072 B000200     1198
072 C000200        0
072 D000200        0
<PAGE>      PAGE  13
072 E000200        0
072 F000200       94
072 G000200       38
072 H000200        0
072 I000200        7
072 J000200        2
072 K000200        5
072 L000200        5
072 M000200        7
072 N000200        1
072 O000200        0
072 P000200        0
072 Q000200       18
072 R000200        6
072 S000200        1
072 T000200        1
072 U000200        0
072 V000200        0
072 W000200       11
072 X000200      196
072 Y000200       74
072 Z000200     1076
072AA000200      206
072BB000200        0
072CC010200      127
072CC020200        0
072DD010200     1075
072DD020200        0
072EE000200        0
073 A010200   0.3074
073 A020200   0.0000
073 B000200   0.0000
073 C000200   0.0000
074 A000200        1
074 B000200      965
074 C000200        0
074 D000200    37125
074 E000200        0
074 F000200        0
074 G000200        0
074 H000200        0
074 I000200        0
074 J000200        0
074 K000200        0
074 L000200      479
074 M000200       14
074 N000200    38584
074 O000200        0
074 P000200       12
074 Q000200        0
074 R010200        0
<PAGE>      PAGE  14
074 R020200        0
074 R030200        0
074 R040200       63
074 S000200        0
074 T000200    38509
074 U010200     3570
074 U020200        0
074 V010200    10.79
074 V020200     0.00
074 W000200   0.0000
074 X000200      341
074 Y000200        0
075 A000200        0
075 B000200    37690
076  000200     0.00
SIGNATURE   JOHN F. SPLAIN                               
TITLE       SECRETARY           
 


<TABLE> <S> <C>

<ARTICLE> 6
<SERIES>
   <NUMBER> 1
   <NAME> EQUITY FUND
       
<S>                             <C>
<PERIOD-TYPE>                  6-MOS
<FISCAL-YEAR-END>                          NOV-30-1998
<PERIOD-END>                               MAY-31-1998
<INVESTMENTS-AT-COST>                       27,391,713
<INVESTMENTS-AT-VALUE>                      39,809,346
<RECEIVABLES>                                  856,272
<ASSETS-OTHER>                                     766
<OTHER-ITEMS-ASSETS>                            12,818
<TOTAL-ASSETS>                              40,679,202
<PAYABLE-FOR-SECURITIES>                       569,387
<SENIOR-LONG-TERM-DEBT>                              0
<OTHER-ITEMS-LIABILITIES>                       66,155
<TOTAL-LIABILITIES>                            635,542
<SENIOR-EQUITY>                                      0
<PAID-IN-CAPITAL-COMMON>                    25,568,779
<SHARES-COMMON-STOCK>                        2,074,618
<SHARES-COMMON-PRIOR>                        1,821,584
<ACCUMULATED-NII-CURRENT>                        9,508
<OVERDISTRIBUTION-NII>                               0
<ACCUMULATED-NET-GAINS>                      2,047,740
<OVERDISTRIBUTION-GAINS>                             0
<ACCUM-APPREC-OR-DEPREC>                    12,417,633
<NET-ASSETS>                                40,043,660
<DIVIDEND-INCOME>                              214,801
<INTEREST-INCOME>                               52,611
<OTHER-INCOME>                                       0
<EXPENSES-NET>                                 221,763
<NET-INVESTMENT-INCOME>                         45,649
<REALIZED-GAINS-CURRENT>                     2,047,740
<APPREC-INCREASE-CURRENT>                    1,806,509
<NET-CHANGE-FROM-OPS>                        3,899,898
<EQUALIZATION>                                       0
<DISTRIBUTIONS-OF-INCOME>                       49,509
<DISTRIBUTIONS-OF-GAINS>                     3,535,218
<DISTRIBUTIONS-OTHER>                                0
<NUMBER-OF-SHARES-SOLD>                        123,347
<NUMBER-OF-SHARES-REDEEMED>                     76,733
<SHARES-REINVESTED>                            206,420
<NET-CHANGE-IN-ASSETS>                       4,700,647
<ACCUMULATED-NII-PRIOR>                         13,368
<ACCUMULATED-GAINS-PRIOR>                    3,535,218
<OVERDISTRIB-NII-PRIOR>                              0
<OVERDIST-NET-GAINS-PRIOR>                           0
<GROSS-ADVISORY-FEES>                          125,421
<INTEREST-EXPENSE>                                   0
<GROSS-EXPENSE>                                221,763
<AVERAGE-NET-ASSETS>                        38,722,856
<PER-SHARE-NAV-BEGIN>                            19.40
<PER-SHARE-NII>                                    .02
<PER-SHARE-GAIN-APPREC>                           1.84
<PER-SHARE-DIVIDEND>                               .02
<PER-SHARE-DISTRIBUTIONS>                         1.94
<RETURNS-OF-CAPITAL>                                 0
<PER-SHARE-NAV-END>                              19.30
<EXPENSE-RATIO>                                   1.15
<AVG-DEBT-OUTSTANDING>                               0
<AVG-DEBT-PER-SHARE>                                 0
        

</TABLE>

<TABLE> <S> <C>

<ARTICLE> 6
<SERIES>
   <NUMBER> 2
   <NAME> SHORT/INTERMEDIATE TERM FIXED-INCOME FUND
       
<S>                             <C>
<PERIOD-TYPE>                   6-MOS
<FISCAL-YEAR-END>                          NOV-30-1998
<PERIOD-END>                               MAY-31-1998
<INVESTMENTS-AT-COST>                       37,492,520
<INVESTMENTS-AT-VALUE>                      38,089,703
<RECEIVABLES>                                  479,684
<ASSETS-OTHER>                                     921
<OTHER-ITEMS-ASSETS>                            13,735
<TOTAL-ASSETS>                              38,584,043
<PAYABLE-FOR-SECURITIES>                             0
<SENIOR-LONG-TERM-DEBT>                              0
<OTHER-ITEMS-LIABILITIES>                       75,087
<TOTAL-LIABILITIES>                             75,087
<SENIOR-EQUITY>                                      0
<PAID-IN-CAPITAL-COMMON>                    38,085,778
<SHARES-COMMON-STOCK>                        3,570,162
<SHARES-COMMON-PRIOR>                        3,428,580
<ACCUMULATED-NII-CURRENT>                          252
<OVERDISTRIBUTION-NII>                               0
<ACCUMULATED-NET-GAINS>                       (174,257)
<OVERDISTRIBUTION-GAINS>                             0
<ACCUM-APPREC-OR-DEPREC>                       597,183
<NET-ASSETS>                                38,508,956
<DIVIDEND-INCOME>                                    0
<INTEREST-INCOME>                            1,197,812
<OTHER-INCOME>                                       0
<EXPENSES-NET>                                 122,125
<NET-INVESTMENT-INCOME>                      1,075,687
<REALIZED-GAINS-CURRENT>                       205,668
<APPREC-INCREASE-CURRENT>                      126,599
<NET-CHANGE-FROM-OPS>                        1,407,954
<EQUALIZATION>                                       0
<DISTRIBUTIONS-OF-INCOME>                    1,075,435
<DISTRIBUTIONS-OF-GAINS>                             0
<DISTRIBUTIONS-OTHER>                                0
<NUMBER-OF-SHARES-SOLD>                        242,025
<NUMBER-OF-SHARES-REDEEMED>                    180,408
<SHARES-REINVESTED>                             79,965
<NET-CHANGE-IN-ASSETS>                       1,856,139
<ACCUMULATED-NII-PRIOR>                              0
<ACCUMULATED-GAINS-PRIOR>                     (379,925)
<OVERDISTRIB-NII-PRIOR>                              0
<OVERDIST-NET-GAINS-PRIOR>                           0
<GROSS-ADVISORY-FEES>                           93,942
<INTEREST-EXPENSE>                                   0
<GROSS-EXPENSE>                                195,750
<AVERAGE-NET-ASSETS>                        37,690,360
<PER-SHARE-NAV-BEGIN>                            10.69
<PER-SHARE-NII>                                    .31
<PER-SHARE-GAIN-APPREC>                            .10
<PER-SHARE-DIVIDEND>                               .31
<PER-SHARE-DISTRIBUTIONS>                            0
<RETURNS-OF-CAPITAL>                                 0
<PER-SHARE-NAV-END>                              10.79
<EXPENSE-RATIO>                                    .65
<AVG-DEBT-OUTSTANDING>                               0
<AVG-DEBT-PER-SHARE>                                 0
        

</TABLE>


© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission