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Previous: PUTNAM UTILITIES GROWTH & INCOME FUND, 497J, 2000-03-03 |
Next: SCHWAB INVESTMENTS, 497J, 2000-03-03 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 12/31/99
Check here if Amendment [ ]; Amendment Number: ____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: Princeton Capital Management, Inc.
Address: 47 Hulfish Street, Suite 500
Princeton, New Jersey 08540
Form 13F File Number: 28-7092
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Ann W. Elmes
Title: Director
Phone: (609) 924-6867
Signature, Place, and Date of Signing:
Ann W. Elmes Princeton, New Jersey 8/11/99
[Signature] [City, State] [Date]
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT. (Check here if all holdings of this
reporting manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this
report, and all holdings are reported by other reporting
managers(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the
holdings for this reporting manager are reported in this
report and a portion are reported by other reporting
managers(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-____________ ________________________________
[Repeat as necessary.]
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Manager: -0-
Form 13F Information Table Entry Total: 127
Form 13F Information Table Value Total: $ 155,121
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file
number(s) of all institutional investment managers with respect
to which this report is filed, other than the manager filing this
report.
[If there are no entries in this list, state "NONE" and omit the
column headings and list entries.]
No. Form 13F File Number Name
____ 28-____________ ___________________
[Repeat as necessary.]
NONE
<TABLE>
<S> <C> <C> <C> <S> <C>
PRINCETON CAPITAL MANAGEMENT
FORM 13F
December 31, 1999
Voting Authority
Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Title CUSIP (x$1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None
- ------------------------------ --------------- -------- -------- --- ---- ------- --------------- -------- --------
AFLAC Inc COM 001055102 645 13675SH Sole 13675
ATT COM 001957109 3429 67486SH Sole 6094 10500 50892
Abbott Laboratories COM 002824100 2225 61267SH Sole 400 14900 45967
Adobe Systems COM 00724F101 2260 33600SH Sole 1000 4300 28300
American Intl Group COM 026874107 431 3990SH Sole 3990
Anadarko Petroleum COM 032511107 524 15350SH Sole 15350
Andrew Corp COM 034425108 468 24700SH Sole 24700
Aspect Communications COM 04523Q102 2418 61800SH Sole 500 61300
Atlantic Richfield COM 048825103 259 3000SH Sole 1600 200 1200
BP Amoco COM 055622104 3014 50813SH Sole 15085 12320 23408
Banc One COM 06423A103 421 13148SH Sole 5864 1000 6284
Bell Atlantic COM 077853109 747 12140SH Sole 3400 8740
BellSouth COM 079860102 1060 22644SH Sole 2800 7200 12644
Bergen Brunswig COM 083739102 861 103550SH Sole 2000 4100 97450
Billing Concepts COM 090063108 340 52300SH Sole 1000 51300
Biochem Pharma COM 09058T108 281 12900SH Sole 12900
Boeing COM 097023105 912 22000SH Sole 22000
Bristol Myers Squibb COM 110122108 558 8700SH Sole 4800 3900
Catalina Marketing COM 148867104 909 7850SH Sole 7850
Catalytica COM 148885106 136 10000SH Sole 10000
Caterpillar COM 149123101 396 8416SH Sole 8416
Celgene Corp. COM 151020104 2352 33600SH Sole 1000 32600
Cerner COM 156782104 600 30500SH Sole 30500
Chevron COM 166751107 1813 20928SH Sole 6775 1325 12828
Chiron COM 170040109 729 17199SH Sole 950 1600 14649
Cigna COM 125509109 1402 17402SH Sole 5100 1600 10702
Cisco Systems COM 17275R102 244 2274SH Sole 1050 1224
Citigroup COM 172967101 1403 25196SH Sole 1338 3600 20258
Coca Cola COM 191216100 361 6200SH Sole 600 1700 3900
Coherent COM 192479103 535 20000SH Sole 20000
Comcast Corp-CL A COM 200300101 220 4600SH Sole 4600
Comcast Corp-Special Cl A COM 200300200 345 6832SH Sole 6832
Comverse Technology COM 205862402 434 3000SH Sole 3000
Concord EFS COM 206197105 606 23549SH Sole 23549
Convergys COM 212485106 886 28800SH Sole 28800
Corning Inc COM 219350105 387 3000SH Sole 3000
Coulter Pharmaceutical COM 222116105 291 12810SH Sole 2570 2200 8040
Dell Computer COM 247025109 541 10600SH Sole 10600
Eastman Kodak COM 277461109 650 9810SH Sole 1535 3350 4925
Emerson Electric COM 291011104 218 3800SH Sole 1600 2200
Enron Corp COM 293561106 1202 27096SH Sole 10312 400 16384
Ericsson Cl B ADR COM 294821400 263 4000SH Sole 4000
Exxon Mobil COM 30231G102 3109 38590SH Sole 8000 5932 24658
Ford Motor COM 345370100 1056 19816SH Sole 2300 4900 12616
Frontier Oil Corp COM 35914P105 68 10100SH Sole 5500 4600
GTE Corp COM 362320103 764 10834SH Sole 200 700 9934
Geltex Pharmaceuticals COM 368538104 256 20000SH Sole 20000
General Electric COM 369604103 13416 86693SH Sole 21380 26900 38413
General Instruments COM 370120107 1519 17866SH Sole 900 3600 13366
Genzyme COM 372917104 925 20550SH Sole 20550
Georgia Pacific COM 373298108 416 8200SH Sole 6000 2200
Gillette COM 375766102 220 5338SH Sole 900 4438
Guidant COM 401698105 677 14400SH Sole 14400
Hadco COM 404681108 541 10600SH Sole 10600
Harbinger COM 41145C103 3849 121000SH Sole 2600 13700 104700
Hewlett Packard COM 428236103 1840 16174SH Sole 960 3800 11414
Highwoods Properties COM 431284108 400 16925SH Sole 16925
Indigo COM N44495104 1165 365500SH Sole 39000 326500
Informix COM 456779107 1893 165500SH Sole 14300 13000 138200
Intel COM 458140100 1505 18290SH Sole 1000 796 16494
Interpublic Group COM 460690100 1401 24280SH Sole 21614 2666
J P Morgan & Co. COM 616880100 1483 11708SH Sole 6650 5058
Jefferson-Pilot COM 475070108 524 7675SH Sole 7675
Johnson & Johnson COM 478160104 1778 19066SH Sole 4800 800 13466
Keane COM 486665102 736 22900SH Sole 5000 17900
Lilly (Eli) COM 532457108 1109 16675SH Sole 2000 14675
Lucent Technologies COM 549463107 3369 44922SH Sole 1736 10808 32378
Martek COM 572901106 5575 464557SH Sole 109942 13000 341615
McGraw Hill COM 580645109 738 11980SH Sole 400 6400 5180
MediaOne Group COM 58440J104 1110 14450SH Sole 300 1200 12950
Medtronic COM 585055106 510 14000SH Sole 14000
Mentor Graphics COM 587200106 1205 91400SH Sole 1500 89900
Mercantile Bankshares COM 587405101 329 10290SH Sole 4945 5345
Merck COM 589331107 3806 56645SH Sole 6700 15850 34095
Mercury Interactive COM 589405109 392 3630SH Sole 3630
Microsoft COM 594918104 419 3588SH Sole 1500 488 1600
Microware COM 595150103 1328 279500SH Sole 65100 17000 197400
Motorola COM 620076109 3244 22033SH Sole 1110 5200 15723
National Data Corp COM 635621105 940 27700SH Sole 27700
Norfolk Southern COM 655844108 558 27200SH Sole 3000 10500 13700
Oracle COM 68389X105 3588 32019SH Sole 900 3800 27319
PSS World Medical COM 69366A100 766 81182SH Sole 2700 7500 70982
Paxar COM 704227107 243 28750SH Sole 28750
Paychex COM 704326107 514 12850SH Sole 12850
Pfizer COM 717081103 425 13093SH Sole 1600 11493
Pharmacyclics COM 716933106 837 20300SH Sole 20300
Policy Mgmt Sys COM 731108106 202 7900SH Sole 7900
Procter & Gamble COM 742718109 876 8000SH Sole 8000
Qualcomm COM 747525103 352 2000SH Sole 2000
Quintiles Transnational COM 748767100 1018 54500SH Sole 54500
SBC Communications COM 78387G103 888 18217SH Sole 2758 15459
Sangstat Medical Corp COM 801003104 1859 62500SH Sole 800 61700
Santa Cruz Operation COM 801833104 3952 130100SH Sole 4000 126100
Sap AG COM 803054204 573 11000SH Sole 11000
Schering Plough COM 806605101 4785 112920SH Sole 14000 28850 70070
Scientific-Atlanta COM 808655104 2193 39249SH Sole 1100 3800 34349
Scitex Corp COM 809090103 3540 243100SH Sole 3000 240100
Sepracor COM 817315104 2725 27471SH Sole 4400 4900 18171
Shared Medical Sys COM 819486101 2022 39691SH Sole 675 6400 32616
Shaw Industries COM 820286102 4929 317978SH Sole 73420 110000 134558
Southern Company COM 842587107 257 10950SH Sole 4200 550 6200
SpectRx COM 847635109 418 35000SH Sole 35000
Sterling Software COM 859547101 314 9980SH Sole 2800 7180
Summit Bancorp COM 866005101 711 23225SH Sole 9050 9700 4475
Sun Microsystems COM 866810104 4057 52386SH Sole 3600 9800 38986
Synovus Financial COM 87161C105 551 27737SH Sole 27737
Tel Offhsore Trust COM 872382106 94 25000SH Sole 25000
Tellabs COM 879664100 223 3475SH Sole 1125 2350
Texaco COM 881694103 294 5416SH Sole 1200 250 3966
Transkaryotic Therapies COM 893735100 231 6000SH Sole 6000
Trimble Navigation LTD COM 896239100 787 36400SH Sole 36400
Union Pacific COM 907818108 1051 24058SH Sole 3674 4700 15684
Union Pacific Resources COM 907834105 460 36071SH Sole 2680 8000 25391
United Technologies COM 913017109 650 10000SH Sole 10000
Universal Display COM 91347P105 1357 81000SH Sole 81000
Viragen COM 927638106 25 20500SH Sole 20500
Wachovia Bank COM 929771103 635 9342SH Sole 200 9142
Warner Lambert COM 934488107 220 2685SH Sole 950 1735
Wind River Systems COM 973149107 293 8000SH Sole 8000
World Access COM 98141A101 787 40900SH Sole 800 40100
XEIKON NV COM 984003103 1064 59100SH Sole 1000 58100
Xerox COM 984121103 589 25950SH Sole 2650 2200 21100
duPont COM 263534109 1263 19175SH Sole 6900 12275
Pacific Telesis Fin Pfd 8.50% PFD 694889205 246 10000SH Sole 10000
Royal Bank of Scotland 8.50% S PFD 780097853 220 10000SH Sole 10000
National Data Corp CONV 635621AA3 90 100000PRN Sole 100000
Universal Display Warrants 0 14000SH Sole 14000
REPORT SUMMARY 127 DATA RECORDS 155121 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
</TABLE>
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