<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
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Check here if Amendment [ ]; Amendment Number:
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This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Jundt Associates, Inc.
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Address: 1550 Utica Avenue South, Suite 950
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Minneapolis, Minnesota 55416
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Form 13F File Number: 28- 2786
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The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: James R. Jundt
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Title: Chairman and Chief Executive Officer
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Phone: (612) 541-0677
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Signature, Place, and Date of Signing:
/s/ James R. Jundt Minneapolis, Minnesota November 8,1999
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[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
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Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
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Form 13F Information Table Entry Total: 90
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Form 13F Information Table Value Total: $ 344,126
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(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
None.
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<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5
-------------------- ---------------- ----------- ---------- ----------------------
VALUE SHRS OR SH/ PUT/
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL
-------------------- ---------------- ----------- ---------- ------- --- ----
<S> <C> <C> <C> <C> <C> <C>
A D C TELECOMMUNICATIONS COMMON 000886101 $ 2,273 54,200 SH
AHL SVCS INC COMMON 001296102 $ 628 24,100 SH
ABODE SYS INC COMMON 00724F101 $ 1,135 10,000 SH
AMAZON COM INC COMMON 023135106 $ 799 10,000 SH
AMERICA ONLINE INC DEL COMMON 02364J104 $ 8,637 83,000 SH
AMGEN INC COMMON 031162100 $ 5,346 65,600 SH
AT HOME CORP COMMON 045919107 $ 1,985 47,900 SH
AUTOBYTEL COM INC COMMON 05275N106 $ 721 61,400 SH
AUTOZONE INC COMMON 053332102 $ 2,554 91,000 SH
BED BATH & BEYOND INC COMMON 075896100 $ 1,516 43,400 SH
BEST SOFTWARE INC COMMON 086579109 $ 644 32,600 SH
BIOGEN INC COMMON 090597105 $ 2,821 35,800 SH
BIOMATRIX INC COMMON 09060P102 $ 6,657 296,700 SH
CSG SYS INTL INC COMMON 126349109 $ 543 19,800 SH
CV THERAPEUTICS INC COMMON 126667104 $ 1,097 75,000 SH
CABLEVISION SYS CORP COMMON 12686C109 $ 16,260 223,500 SH
CISCO SYS INC COMMON 17275R102 $ 12,105 176,550 SH
CITRIX SYS INC COMMON 177376100 $ 1,703 27,500 SH
CLARIFY INC COMMON 180492100 $ 1,308 26,000 SH
COMPUWARE CORP COMMON 205638109 $ 1,217 46,700 SH
CONCUR TECHNOLOGIES INC COMMON 206708109 $ 485 17,000 SH
CORNING INC COMMON 219350105 $ 1,920 28,000 SH
DELL COMPUTER CORP COMMON 247025109 $ 9,571 228,900 SH
DIGITAL INSIGHT CORP COMMON 25385P106 $ 386 12,000 SH
DSET CORP COMMON 262504103 $ 1,062 72,300 SH
ESPS INC COMMON 269129102 $ 214 25,000 SH
ECHOSTAR COMMUNICATNS COMMON 278762109 $ 12,977 142,900 SH
ECLIPSE SURGICAL TECHNOL COMMON 278849104 $ 743 45,000 SH
ENZON INC COMMON 293904108 $ 634 20,800 SH
<CAPTION>
COLUMN 6 COLUMN 7 COLUMN 8
------------ ---------- ------------------
INVESTMENT OTHER VOTING AUTHORITY
DISCRETION MANAGERS SOLE SHARED NONE
------------ ---------- ------ ------ ------
<S> <C> <C> <C> <C> <C>
A D C TELECOMMUNICATIONS SOLE 54,200 0
AHL SVCS INC SOLE 24,100 0
ABODE SYS INC SOLE 10,000 0
AMAZON COM INC SOLE 10,000 0
AMERICA ONLINE INC DEL SOLE 83,000 0
AMGEN INC SOLE 65,600 0
AT HOME CORP SOLE 47,900 0
AUTOBYTEL COM INC SOLE 61,400 0
AUTOZONE INC SOLE 91,000 0
BED BATH & BEYOND INC SOLE 43,400 0
BEST SOFTWARE INC SOLE 32,600 0
BIOGEN INC SOLE 35,800 0
BIOMATRIX INC SOLE 296,700 0
CSG SYS INTL INC SOLE 19,800 0
CV THERAPEUTICS INC SOLE 75,000 0
CABLEVISION SYS CORP SOLE 223,500 0
CISCO SYS INC SOLE 176,550 0
CITRIX SYS INC SOLE 27,500 0
CLARIFY INC SOLE 26,000 0
COMPUWARE CORP SOLE 46,700 0
CONCUR TECHNOLOGIES INC SOLE 17,000 0
CORNING INC SOLE 28,000 0
DELL COMPUTER CORP SOLE 228,900 0
DIGITAL INSIGHT CORP SOLE 12,000 0
DSET CORP SOLE 72,300 0
ESPS INC SOLE 25,000 0
ECHOSTAR COMMUNICATNS SOLE 142,900 0
ECLIPSE SURGICAL TECHNOL SOLE 45,000 0
ENZON INC SOLE 20,800 0
</TABLE>
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<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5
-------------------- ---------------- ----------- ---------- ----------------------
VALUE SHRS OR SH/ PUT/
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL
-------------------- ---------------- ----------- ---------- ------- --- ----
<S> <C> <C> <C> <C> <C> <C>
ETOYS INC COMMON 297862104 $ 666 10,000 SH
EXCHANGE APPLICATIONS COMMON 300867108 $ 930 32,000 SH
FACTSET RESH SYS INC COMMON 303075105 $ 751 13,200 SH
FAMOUS DAVES AMER INC COMMON 307068106 $ 924 462,000 SH
GREAT PLAINS SOFTWARE COMMON 39119E105 $ 515 10,000 SH
HEARTPORT INC COMMON 421969106 $ 1,827 400,500 SH
HOME DEPOT INC COMMON 437076102 $ 10,674 155,546 SH
IMMUNEX CORP NEW COMMON 452528102 $ 3,843 88,600 SH
INAMED CORP COMMON 453235103 $ 856 29,000 SH
INFORMIX CORP COMMON 456779107 $ 1,687 212,500 SH
INSWEB CORP COMMON 45809K103 $ 245 12,500 SH
INTEL CORP COMMON 458140100 $ 11,139 149,900 SH
INTUIT COMMON 461202103 $ 2,489 28,400 SH
JDS UNIPHASE CORP COMMON 46612J101 $ 1,616 14,200 SH
LEGATO SYS INC COMMON 524651106 $ 1,561 35,800 SH
LILLY ELI & CO COMMON 532457108 $ 4,949 77,100 SH
LINENS N THINGS INC COMMON 535679104 $ 709 21,000 SH
LUCENT TECHNOLOGIES INC COMMON 549463107 $ 1,382 21,300 SH
MCI WORLDCOM INC COMMON 55268B106 $ 4,780 66,500 SH
MACROVISION CORP COMMON 555904101 $ 666 15,000 SH
MEDTRONIC INC COMMON 585055106 $ 1,209 34,000 SH
MERCK & CO INC COMMON 589331107 $ 2,709 41,800 SH
MICROSOFT CORP COMMON 594918104 $ 14,037 155,000 SH
MISSION CRITICAL SOFTWAR COMMON 605047109 $ 223 5,000 SH
MONSANTO CO COMMON 611662107 $ 19,667 551,100 SH
NETWORK APPLIANCE INC COMMON 64120L104 $ 3,288 45,900 SH
NEXTEL COMMUNICATIONS IN COMMON 65332V103 $ 3,913 57,700 SH
NFRONT INC COMMON 65334N109 $ 556 50,000 SH
NOKIA CORP COMMON 654902204 $ 10,605 118,000 SH
NOVELL INC COMMON 670006105 $ 10,602 512,500 SH
P F CHANGS CHINA BISTRO COMMON 69333Y108 $ 504 23,300 SH
PEREGRINE SYSTEMS INC COMMON 71366Q101 $ 856 21,000 SH
PETSMART INC COMMON 716768106 $ 1,548 416,400 SH
PINNACLE HLDGS INC COMMON 72346N101 $ 4,049 155,000 SH
PREVIEW TRAVEL INC COMMON 74137R101 $ 1,051 64,700 SH
<CAPTION>
COLUMN 6 COLUMN 7 COLUMN 8
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INVESTMENT OTHER VOTING AUTHORITY
DISCRETION MANAGERS SOLE SHARED NONE
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<S> <C> <C> <C> <C> <C>
ETOYS INC SOLE 10,000 0
EXCHANGE APPLICATIONS SOLE 32,000 0
FACTSET RESH SYS INC SOLE 13,200 0
FAMOUS DAVES AMER INC SOLE 462,000 0
GREAT PLAINS SOFTWARE SOLE 10,000 0
HEARTPORT INC SOLE 400,500 0
HOME DEPOT INC SOLE 155,546 0
IMMUNEX CORP NEW SOLE 88,600 0
INAMED CORP SOLE 29,000 0
INFORMIX CORP SOLE 212,500 0
INSWEB CORP SOLE 12,500 0
INTEL CORP SOLE 149,900 0
INTUIT SOLE 28,400 0
JDS UNIPHASE CORP SOLE 14,200 0
LEGATO SYS INC SOLE 35,800 0
LILLY ELI & CO SOLE 77,100 0
LINENS N THINGS INC SOLE 21,000 0
LUCENT TECHNOLOGIES INC SOLE 21,300 0
MCI WORLDCOM INC SOLE 66,500 0
MACROVISION CORP SOLE 15,000 0
MEDTRONIC INC SOLE 34,000 0
MERCK & CO INC SOLE 41,800 0
MICROSOFT CORP SOLE 155,000 0
MISSION CRITICAL SOFTWAR SOLE 5,000 0
MONSANTO CO SOLE 551,100 0
NETWORK APPLIANCE INC SOLE 45,900 0
NEXTEL COMMUNICATIONS IN SOLE 57,700 0
NFRONT INC SOLE 50,000 0
NOKIA CORP SOLE 118,000 0
NOVELL INC SOLE 512,500 0
P F CHANGS CHINA BISTRO SOLE 23,300 0
PEREGRINE SYSTEMS INC SOLE 21,000 0
PETSMART INC SOLE 416,400 0
PINNACLE HLDGS INC SOLE 155,000 0
PREVIEW TRAVEL INC SOLE 64,700 0
</TABLE>
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<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5
-------------------- ---------------- ----------- ---------- ----------------------
VALUE SHRS OR SH/ PUT/
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL
-------------------- ---------------- ----------- ---------- ------- --- ----
<S> <C> <C> <C> <C> <C> <C>
QWEST COMMUNICATIONS INT COMMON 749121109 $ 10,687 361,500 SH
RSA SEC INC COMMON 749719100 $ 2,003 75,400 SH
RED HAT INC COMMON 756577102 $ 384 4,000 SH
SALESLOGIX CORP COMMON 79466P105 $ 1,054 52,700 SH
SAPIENT CORP COMMON 803062108 $ 943 10,000 SH
SCHERING PLOUGH CORP COMMON 806605101 $ 7,006 160,600 SH
SCHLUMBERGER LTD COMMON 806857108 $ 330 5,300 SH
SIEBEL SYSTEMS INC COMMON 826170102 $ 4,391 65,900 SH
STAPLES INC COMMON 855030102 $ 2,181 100,009 SH
STARMEDIA NETWORK INC COMMON 855546107 $ 5,655 154,000 SH
SUNRISE ASSISTED LIVNG COMMON 86768K106 $ 529 19,900 SH
TV GUIDE INC COMMON 87307Q109 $ 5,192 132,700 SH
TELLABS INC COMMON 879664100 $ 5,899 103,600 SH
TERAYON COMMUNICATION SY COMMON 880775101 $ 591 12,100 SH
TEXAS INSTRS INC COMMON 882508104 $ 5,938 72,200 SH
TIME WARNER INC COMMON 887315109 $ 9,665 159,100 SH
TIME WARNER TELECOM INC COMMON 887319101 $ 6,392 306,200 SH
UNIFY CORP COMMON 904743101 $ 632 28,100 SH
UNISYS CORP COMMON 909214108 $ 4,224 93,600 SH
UNITED THERAPEUTICS CORP COMMON 91307C102 $ 578 20,000 SH
VERITAS SOFTWARE CO COMMON 923436109 $ 2,703 35,600 SH
VERSATEL TELECOM INTL N COMMON 925301103 $ 3,290 306,000 SH
VIATEL INC COMMON 925529208 $ 5,366 181,500 SH
VISX INC DEL COMMON 92844S105 $ 10,140 128,200 SH
WAL MART STORES INC COMMON 931142103 $ 1,284 27,000 SH
GEMSTAR INTL GROUP LTD COMMON G3788V106 $ 22,102 282,900 SH
TOTALS $ 344,126 9,047,205
<CAPTION>
COLUMN 6 COLUMN 7 COLUMN 8
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INVESTMENT OTHER VOTING AUTHORITY
DISCRETION MANAGERS SOLE SHARED NONE
------------ ---------- ------ ------ ------
<S> <C> <C> <C> <C> <C>
QWEST COMMUNICATIONS INT SOLE 361,500 0
RSA SEC INC SOLE 75,400 0
RED HAT INC SOLE 4,000 0
SALESLOGIX CORP SOLE 52,700 0
SAPIENT CORP SOLE 10,000 0
SCHERING PLOUGH CORP SOLE 160,600 0
SCHLUMBERGER LTD SOLE 5,300 0
SIEBEL SYSTEMS INC SOLE 65,900 0
STAPLES INC SOLE 100,009 0
STARMEDIA NETWORK INC SOLE 154,000 0
SUNRISE ASSISTED LIVNG SOLE 19,900 0
TV GUIDE INC SOLE 132,700 0
TELLABS INC SOLE 103,600 0
TERAYON COMMUNICATION SY SOLE 12,100 0
TEXAS INSTRS INC SOLE 72,200 0
TIME WARNER INC SOLE 159,100 0
TIME WARNER TELECOM INC SOLE 306,200 0
UNIFY CORP SOLE 28,100 0
UNISYS CORP SOLE 93,600 0
UNITED THERAPEUTICS CORP SOLE 20,000 0
VERITAS SOFTWARE CO SOLE 35,600 0
VERSATEL TELECOM INTL N SOLE 306,000 0
VIATEL INC SOLE 181,500 0
VISX INC DEL SOLE 128,200 0
WAL MART STORES INC SOLE 27,000 0
GEMSTAR INTL GROUP LTD SOLE 282,900 0
TOTALS 9,047,205 0
</TABLE>
