UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
GLOBAL WATER TECHNOLOGIES, INC.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
378939 30 0
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(CUSIP Number)
D. Elizabeth Wills, Esq.
Rothgerber Johnson & Lyons LLP
1200 17th Street
Suite 3000
Denver, CO 80202
(303) 628-9525
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(Name, Address and Telephone Number of Person Authorized to Receive
Notices and Communications)
August 28, 2000
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition that is the subject of this Schedule 13D, and is
filing this schedule because os ss.ss.240.13d-1(e), 240.13f-1(f) or
240.13d-1(g), check the following box: [ ]
NOTE: Schedules filed in paper format shall include a signed original and
five copies of the schedule, including all exhibits. See ss.240.13d-7(b)
for other parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required in the remainder of this cover page (except any
items to which the form provides a cross-reference) shall not be deemed to
be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the
Act but shall be subject to all other provisions of the Act (however, see
the Notes).
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CUSIP NO. 378939 30 0
1. Name of Reporting Person: Michael A. Kast
SS or IRS Identification No. of Above Person:
2. Check the Appropriate Box if a Member of a Group: (a)
(b)
3. SEC Use Only
4. Source of Funds: PF
5. Check if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d) or 2(e)
6. Citizenship or Place of Organization US
Number of Shares Beneficially Owned by each Reporting Person with
7. Sole Voting Power 460,028
8 Shared Voting Power -0-
9. Sole Dispositive Power 460,028
10. Shared Dispositive Power -0-
11. Aggregate Amount Beneficially Owned by Each Reporting Person: 460,028
12. Check if the Aggregate Amount in Row (9) Excludes Certain Shares: N/A
13. Percent of Class Represented by Amount in Row (9): 7.7%
14. Type of Reporting Person: IN
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<PAGE>
CUSIP NO. 378939 30 0
Item 1. Security and Issuer.
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The title of the class of equity securities of Global Water
Technologies, Inc. (the "Company") to which this statement relates is the
Company's Common Stock. The address of the principal executive office of
the Company is 1767 Denver West Boulevard, Golden, Colorado 80401.
Item 2. Identity and Background.
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This statement is being filed by Michael A. Kast (the "Reporting
Person"), who's address is 1767 Denver West Boulevard, Golden, Colorado
80401. The Reporting Person is a Director of the Company.
The Reporting Person has not, during the last five years, been
(i) convicted in a criminal proceeding (excluding traffic violations or
similar misdemeanors) or (ii) a party to a civil proceeding of a judicial
or administrative body of competent jurisdiction or subject to any
judgment, decree or final order finding any violation of federal or state
securities laws or enjoining future violations of, or prohibiting or
mandating activities subject to, such laws.
Item 3. Source and Amount of Funds or Other Consideration.
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The Reporting Person acquired the shares of the Company's Common
Stock on September 25, 1997, pursuant to an Agreement and Plan of
Reorganization whereby the Company acquired all of the issued and
outstanding common shares of Psychrometric Systems, Inc. in exchange for
the issuance of shares of the Company's Common Stock and Series A non-voting
preferred stock.
Item 4. Purpose of Transaction.
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The Reporting Person acquired the shares of the Company's Common
Stock for investment purposes. From time to time, the Reporting Person may
acquire additional shares of Common Stock or dispose of some or all of the
shares of Common Stock owned by him. At this time, the Reporting Person
does not have any plans which relate to or would result in any of the items
listed in paragraphs (a) through (j) of Item 4.
Item 5. Interest in Securities of the Issuer.
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As of August 28, 2000, the Reporting Person beneficially owned
460,028 shares of Common Stock, or 7.7% of the Company's issued and
outstanding shares of Common Stock.
During the 60 days prior to August 28, 2000, the Reporting Person
effected no transactions in the Company's Common Stock.
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<PAGE>
No person other than the persons listed is known to have the
right to receive or the power to direct the receipt of dividends from, or
the proceeds from the sale of, any securities owned by any member of the group.
Item 6. Contracts, Arrangements, Understandings or Relationships with
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Respect to the Issuer.
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None.
Item 7. Material to be Filed as Exhibits.
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None.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: August 28, 2000 /s/ MICHAEL A. KAST
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Michael A. Kast
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