----------------------------
OMB APPROVAL
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OMB Number: 3235-0006
Expires: February 28, 1997
Estimated average burden
hours per response...24.60
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SEC USE ONLY
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13f Cover Page
INFORMATION REQUIRED OF INSTITUTIONAL IINVESTMENT MANAGERS PURSUANT TO
SECTION 13(f) OF THE SECUTITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended September 30, 1999
If amended report check here: |_|
Clover Capital Management, Inc.
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
11 Tobey Village Office Park Pittsford NY 14534
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
Geoffrey Rosenberger, Managing Director (716) 385-6090
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
- -----------------------------------ATTENTION------------------------------------
Intentional mistatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a)
- --------------------------------------------------------------------------------
The institutional investment manager submitting this form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements, schedules, are considered integral parts of
this form and that the submission of any amendment represents that all unamended
items, statements and schedules remain true, correct and complete as previously
submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of Pittsford and the State of New York on the 29 day
of October, 1999.
Clover Capital Management, Inc.
------------------------------------------
(Name of Institutional Investment Manager)
/s/ Geoffrey Rosenberger
------------------------------------------
(Manual Signature of Person Duly
Authorized to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name: 13F File No.:
-------------------- ------------- -------------------- -------------
1. 6.
-------------------- ------------- -------------------- -------------
2. 7.
-------------------- ------------- -------------------- -------------
3. 8.
-------------------- ------------- -------------------- -------------
4. 9.
-------------------- ------------- -------------------- -------------
5. 10.
-------------------- ------------- -------------------- -------------
<PAGE>
FORM 13F
Name of Reporting Manager Clover Capital Management, Inc.
Page 1 of 11 --------------
(SEC USE ONLY)
--------------
<TABLE>
<CAPTION>
- -----------------------------------------------------------------------------------------------------------------------------------
Item 6:
Investment Discretion
Item 4: Item 5: -------------------------------------------
Item 1: Item 2: Item 3: Fair Market Shares or
Name of Issuer Title of Class CUSIP Value Principal (a) Sole (b) Shared- (c) Shared-
Number (000) Amount As Defined Other
in Instr.V
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
GLOBAL CROSSING LTD COM G3921A100 12164 459004 X
- ------------------------------------------------------------------------------------------------------------------------------------
SANTA FE INTL CORP ORD G7805C108 2487 115350 X
- ------------------------------------------------------------------------------------------------------------------------------------
AGL RES INC COM 001204106 11408 702035 X
- ------------------------------------------------------------------------------------------------------------------------------------
AGRIUM INC COM 008916108 23754 2390175 X
- ------------------------------------------------------------------------------------------------------------------------------------
ALLOU HEALTH & BEAUTY CARE CL A 019782101 92 17100 X
INC
- ------------------------------------------------------------------------------------------------------------------------------------
ANDOVER BANCORP INC DEL COM 034258103 385 12800 X
- ------------------------------------------------------------------------------------------------------------------------------------
ARCTIC CAT INC COM 039670104 210 22000 X
- ------------------------------------------------------------------------------------------------------------------------------------
ASCENT ENTMT GROUP INC COM 043628106 11911 866280 X
- ------------------------------------------------------------------------------------------------------------------------------------
AZTAR CORP COM 054802103 205 20000 X
- ------------------------------------------------------------------------------------------------------------------------------------
BECTON DICKINSON & CO COM 075887109 14141 503895 X
- ------------------------------------------------------------------------------------------------------------------------------------
BROWN & SHARPE MFG CO CL A 115223109 80 33800 X
- ------------------------------------------------------------------------------------------------------------------------------------
BURLINGTON RES INC COM 122014103 5348 145525 X
- ------------------------------------------------------------------------------------------------------------------------------------
CBRL CORP COM 12489V106 13469 868975 X
- ------------------------------------------------------------------------------------------------------------------------------------
CTG RES INC COM 125957100 7525 212725 X
- ------------------------------------------------------------------------------------------------------------------------------------
COLUMN TOTALS 103179
- ------------------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ----------------------------------------------------------------------------------
Item 8
Voting Authority (Shares)
--------------------------------------
Item 1: Item 7:
Name of Issuer Managers (a) Sole (b) Shared (c) None
See Instr.V
- ----------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
GLOBAL CROSSING LTD 459004
- ----------------------------------------------------------------------------------
SANTA FE INTL CORP 115350
- ----------------------------------------------------------------------------------
AGL RES INC 702035
- ----------------------------------------------------------------------------------
AGRIUM INC 2390175
- ----------------------------------------------------------------------------------
ALLOU HEALTH & BEAUTY CARE 17100
INC
- ----------------------------------------------------------------------------------
ANDOVER BANCORP INC DEL 12800
- ----------------------------------------------------------------------------------
ARCTIC CAT INC 22000
- ----------------------------------------------------------------------------------
ASCENT ENTMT GROUP INC 866280
- ----------------------------------------------------------------------------------
AZTAR CORP 20000
- ----------------------------------------------------------------------------------
BECTON DICKINSON & CO 503895
- ----------------------------------------------------------------------------------
BROWN & SHARPE MFG CO 33800
- ----------------------------------------------------------------------------------
BURLINGTON RES INC 145525
- ----------------------------------------------------------------------------------
CBRL CORP 868975
- ----------------------------------------------------------------------------------
CTG RES INC 212725
- ----------------------------------------------------------------------------------
COLUMN TOTALS
- ----------------------------------------------------------------------------------
</TABLE>
<PAGE>
FORM 13F
Name of Reporting Manager Clover Capital Management, Inc.
Page 2 of 11 --------------
(SEC USE ONLY)
--------------
<TABLE>
<CAPTION>
- -----------------------------------------------------------------------------------------------------------------------------------
Item 6:
Investment Discretion
Item 4: Item 5: -------------------------------------------
Item 1: Item 2: Item 3: Fair Market Shares or
Name of Issuer Title of Class CUSIP Value Principal (a) Sole (b) Shared- (c) Shared-
Number (000) Amount As Defined Other
in Instr.V
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
CPAC INC COM 126145101 194 33000 X
- ------------------------------------------------------------------------------------------------------------------------------------
CABLETRON SYS INC COM 126920107 549 35000 X
- ------------------------------------------------------------------------------------------------------------------------------------
CABOT OIL & GAS CORP CL A 127097103 216 12500 X
- ------------------------------------------------------------------------------------------------------------------------------------
CACHE INC NEW COM 127150308 83 23800 X
- ------------------------------------------------------------------------------------------------------------------------------------
CALGON CARBON CORP COM 129603106 503 73900 X
- ------------------------------------------------------------------------------------------------------------------------------------
CALPINE CORP COM 131347106 340 4000 X
- ------------------------------------------------------------------------------------------------------------------------------------
CAREMARK RX INC COM 141705103 197 34179 X
- ------------------------------------------------------------------------------------------------------------------------------------
CELADON GROUP INC COM 150838100 121 15900 X
- ------------------------------------------------------------------------------------------------------------------------------------
CHATEAU CMNTYS INC COM 161726104 11741 451575 X
- ------------------------------------------------------------------------------------------------------------------------------------
CHECKPOINT SYS INC COM 162825103 146 15700 X
- ------------------------------------------------------------------------------------------------------------------------------------
CITIZENS UTILS CO DEL CL B 177342201 24417 2158297 X
- ------------------------------------------------------------------------------------------------------------------------------------
CLAYTON HOMES INC COM 184190106 705 81136 X
- ------------------------------------------------------------------------------------------------------------------------------------
COBRA ELECTRS CORP COM 191042100 112 35000 X
- ------------------------------------------------------------------------------------------------------------------------------------
COMMERCIAL FED CORP COM 201647104 349 17800 X
- ------------------------------------------------------------------------------------------------------------------------------------
COLUMN TOTALS 39673
- ------------------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ----------------------------------------------------------------------------------
Item 8
Voting Authority (Shares)
--------------------------------------
Item 1: Item 7:
Name of Issuer Managers (a) Sole (b) Shared (c) None
See Instr.V
- ----------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
CPAC INC 33000
- ----------------------------------------------------------------------------------
CABLETRON SYS INC 35000
- ----------------------------------------------------------------------------------
CABOT OIL & GAS CORP 12500
- ----------------------------------------------------------------------------------
CACHE INC NEW 23800
- ----------------------------------------------------------------------------------
CALGON CARBON CORP 73900
- ----------------------------------------------------------------------------------
CALPINE CORP 4000
- ----------------------------------------------------------------------------------
CAREMARK RX INC 34179
- ----------------------------------------------------------------------------------
CELADON GROUP INC 15900
- ----------------------------------------------------------------------------------
CHATEAU CMNTYS INC 451575
- ----------------------------------------------------------------------------------
CHECKPOINT SYS INC 15700
- ----------------------------------------------------------------------------------
CITIZENS UTILS CO DEL 2158297
- ----------------------------------------------------------------------------------
CLAYTON HOMES INC 81136
- ----------------------------------------------------------------------------------
COBRA ELECTRS CORP 35000
- ----------------------------------------------------------------------------------
COMMERCIAL FED CORP 17800
- ----------------------------------------------------------------------------------
COLUMN TOTALS
- ----------------------------------------------------------------------------------
</TABLE>
<PAGE>
FORM 13F
Name of Reporting Manager Clover Capital Management, Inc.
Page 3 of 11 --------------
(SEC USE ONLY)
--------------
<TABLE>
<CAPTION>
- -----------------------------------------------------------------------------------------------------------------------------------
Item 6:
Investment Discretion
Item 4: Item 5: -------------------------------------------
Item 1: Item 2: Item 3: Fair Market Shares or
Name of Issuer Title of Class CUSIP Value Principal (a) Sole (b) Shared- (c) Shared-
Number (000) Amount As Defined Other
in Instr.V
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
COMPUTER HORIZONS CORP COM 205908106 592 50900 X
- ------------------------------------------------------------------------------------------------------------------------------------
CONVERGYS CORP COM 212485106 17567 886635 X
- ------------------------------------------------------------------------------------------------------------------------------------
CORDANT TECHNOLOGIES INC COM 218412104 9780 321315 X
- ------------------------------------------------------------------------------------------------------------------------------------
CRESTLINE CAP CORP COM 226153104 652 31700 X
- ------------------------------------------------------------------------------------------------------------------------------------
DAMARK INTL INC CL A 235691102 302 30000 X
- ------------------------------------------------------------------------------------------------------------------------------------
DATA GEN CORP COM 237688106 284 13500 X
- ------------------------------------------------------------------------------------------------------------------------------------
DATUM INC COM 238208102 81 12000 X
- ------------------------------------------------------------------------------------------------------------------------------------
DAW TECHNOLOGIES INC COM 239220106 25 35000 X
- ------------------------------------------------------------------------------------------------------------------------------------
DEBEERS CONSOL MINES LTD ADR 240253302 4045 149810 X
- ------------------------------------------------------------------------------------------------------------------------------------
DEPARTMENT 56 INC COM 249509100 11765 491485 X
- ------------------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORP COM 251799102 866 20900 X
- ------------------------------------------------------------------------------------------------------------------------------------
DUCKWALL-ALTO STORES INC NEW COM 264142100 91 11000 X
- ------------------------------------------------------------------------------------------------------------------------------------
DURA PHARMACEUTICALS INC COM 266325109 390 28000 X
- ------------------------------------------------------------------------------------------------------------------------------------
DYNEGY INC COM 26816L102 6332 306075 X
- ------------------------------------------------------------------------------------------------------------------------------------
COLUMN TOTALS 52772
- ------------------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------------------------------------
Item 8
Voting Authority (Shares)
-------------------------------------
Item 1: Item 7:
Name of Issuer Managers (a) Sole (b) Shared (c) None
See Instr.V
- ---------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
COMPUTER HORIZONS CORP 50900
- ---------------------------------------------------------------------------------
CONVERGYS CORP 886635
- ---------------------------------------------------------------------------------
CORDANT TECHNOLOGIES INC 321315
- ---------------------------------------------------------------------------------
CRESTLINE CAP CORP 31700
- ---------------------------------------------------------------------------------
DAMARK INTL INC 30000
- ---------------------------------------------------------------------------------
DATA GEN CORP 13500
- ---------------------------------------------------------------------------------
DATUM INC 12000
- ---------------------------------------------------------------------------------
DAW TECHNOLOGIES INC 35000
- ---------------------------------------------------------------------------------
DEBEERS CONSOL MINES LTD 149810
- ---------------------------------------------------------------------------------
DEPARTMENT 56 INC 491485
- ---------------------------------------------------------------------------------
DEVON ENERGY CORP 20900
- ---------------------------------------------------------------------------------
DUCKWALL-ALTO STORES INC NEW 11000
- ---------------------------------------------------------------------------------
DURA PHARMACEUTICALS INC 28000
- ---------------------------------------------------------------------------------
DYNEGY INC 306075
- ---------------------------------------------------------------------------------
COLUMN TOTALS
- ---------------------------------------------------------------------------------
</TABLE>
<PAGE>
FORM 13F
Name of Reporting Manager Clover Capital Management, Inc.
Page 4 of 11 --------------
(SEC USE ONLY)
--------------
<TABLE>
<CAPTION>
- -----------------------------------------------------------------------------------------------------------------------------------
Item 6:
Investment Discretion
Item 4: Item 5: -------------------------------------------
Item 1: Item 2: Item 3: Fair Market Shares or
Name of Issuer Title of Class CUSIP Value Principal (a) Sole (b) Shared- (c) Shared-
Number (000) Amount As Defined Other
in Instr.V
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
EASTERN ENTERPRISES COM 27637F100 8667 186635 X
- ------------------------------------------------------------------------------------------------------------------------------------
ELDER BEERMAN STORES CORP NEW COM 284470101 163 25500 X
- ------------------------------------------------------------------------------------------------------------------------------------
ENTERTAINMENT PPTYS TR COM 29380T105 146 10000 X
- ------------------------------------------------------------------------------------------------------------------------------------
EVEREST REINS HLDGS INC COM 299808105 519 21775 X
- ------------------------------------------------------------------------------------------------------------------------------------
FLAGSTAR BANCORP INC COM 337930101 238 15500 X
- ------------------------------------------------------------------------------------------------------------------------------------
FOREST LABS INC CL A 345838106 2584 61340 X
- ------------------------------------------------------------------------------------------------------------------------------------
FOUR MEDIA CO COM 350872107 160 30500 X
- ------------------------------------------------------------------------------------------------------------------------------------
GT INTERACTIVE SOFTWARE CORP COM 36236E109 93 32000 X
- ------------------------------------------------------------------------------------------------------------------------------------
GENCORP INC COM 368682100 11466 626135 X
- ------------------------------------------------------------------------------------------------------------------------------------
GENERAL ELEC CO COM 369604103 323 2725 X
- ------------------------------------------------------------------------------------------------------------------------------------
GOLDEN STAR RES LTD CDA COM 38119T104 33 48000 X
- ------------------------------------------------------------------------------------------------------------------------------------
GREY WOLF INC COM 397888108 270 90000 X
- ------------------------------------------------------------------------------------------------------------------------------------
HANNAFORD BROS CO COM 410550107 1356 19250 X
- ------------------------------------------------------------------------------------------------------------------------------------
HARMAN INTL INDS INC NEW COM 413086109 18475 439230 X
- ------------------------------------------------------------------------------------------------------------------------------------
COLUMN TOTALS 44493
- ------------------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------------------------------------
Item 8
Voting Authority (Shares)
-------------------------------------
Item 1: Item 7:
Name of Issuer Managers (a) Sole (b) Shared (c) None
See Instr.V
- ---------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
EASTERN ENTERPRISES 186635
- ---------------------------------------------------------------------------------
ELDER BEERMAN STORES CORP NEW 25500
- ---------------------------------------------------------------------------------
ENTERTAINMENT PPTYS TR 10000
- ---------------------------------------------------------------------------------
EVEREST REINS HLDGS INC 21775
- ---------------------------------------------------------------------------------
FLAGSTAR BANCORP INC 15500
- ---------------------------------------------------------------------------------
FOREST LABS INC 61340
- ---------------------------------------------------------------------------------
FOUR MEDIA CO 30500
- ---------------------------------------------------------------------------------
GT INTERACTIVE SOFTWARE CORP 32000
- ---------------------------------------------------------------------------------
GENCORP INC 626135
- ---------------------------------------------------------------------------------
GENERAL ELEC CO 2725
- ---------------------------------------------------------------------------------
GOLDEN STAR RES LTD CDA 48000
- ---------------------------------------------------------------------------------
GREY WOLF INC 90000
- ---------------------------------------------------------------------------------
HANNAFORD BROS CO 19250
- ---------------------------------------------------------------------------------
HARMAN INTL INDS INC NEW 439230
- ---------------------------------------------------------------------------------
COLUMN TOTALS
- ---------------------------------------------------------------------------------
</TABLE>
<PAGE>
FORM 13F
Name of Reporting Manager Clover Capital Management, Inc.
Page 5 of 11 --------------
(SEC USE ONLY)
--------------
<TABLE>
<CAPTION>
- -----------------------------------------------------------------------------------------------------------------------------------
Item 6:
Investment Discretion
Item 4: Item 5: -------------------------------------------
Item 1: Item 2: Item 3: Fair Market Shares or
Name of Issuer Title of Class CUSIP Value Principal (a) Sole (b) Shared- (c) Shared-
Number (000) Amount As Defined Other
in Instr.V
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
HEALTHSOUTH CORP COM 421924101 5164 843095 X
- ------------------------------------------------------------------------------------------------------------------------------------
HOME PPTYS NY INC COM 437306103 374 14000 X
- ------------------------------------------------------------------------------------------------------------------------------------
HOMEBASE INC COM 43738E108 55 14000 X
- ------------------------------------------------------------------------------------------------------------------------------------
ICT GROUP INC COM 44929Y101 328 45200 X
- ------------------------------------------------------------------------------------------------------------------------------------
IEC ELECTRS CORP NEW COM 44949L105 39 15000 X
- ------------------------------------------------------------------------------------------------------------------------------------
IMC GLOBAL INC COM 449669100 9366 643125 X
- ------------------------------------------------------------------------------------------------------------------------------------
IMPERIAL SUGAR CO NEW COM 453096109 67 11000 X
- ------------------------------------------------------------------------------------------------------------------------------------
INFORMIX CORP COM 456779107 7681 967625 X
- ------------------------------------------------------------------------------------------------------------------------------------
INTELLIGROUP INC COM 45816A106 205 28000 X
- ------------------------------------------------------------------------------------------------------------------------------------
INTER PARFUMS INC COM 458334109 185 19500 X
- ------------------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHS COM 459200101 623 5150 X
CORP
- ------------------------------------------------------------------------------------------------------------------------------------
INTERVOICE-BRITE INC COM 461142101 134 12100 X
- ------------------------------------------------------------------------------------------------------------------------------------
IOMEGA CORP SB NT CV 462030AA5 452 500000 X
6.75% 01
- ------------------------------------------------------------------------------------------------------------------------------------
IOMEGA CORP COM 462030107 2196 662850 X
- ------------------------------------------------------------------------------------------------------------------------------------
COLUMN TOTALS 26869
- ------------------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------------------------------------
Item 8
Voting Authority (Shares)
-------------------------------------
Item 1: Item 7:
Name of Issuer Managers (a) Sole (b) Shared (c) None
See Instr.V
- ---------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
HEALTHSOUTH CORP 843095
- ---------------------------------------------------------------------------------
HOME PPTYS NY INC 14000
- ---------------------------------------------------------------------------------
HOMEBASE INC 14000
- ---------------------------------------------------------------------------------
ICT GROUP INC 45200
- ---------------------------------------------------------------------------------
IEC ELECTRS CORP NEW 15000
- ---------------------------------------------------------------------------------
IMC GLOBAL INC 643125
- ---------------------------------------------------------------------------------
IMPERIAL SUGAR CO NEW 11000
- ---------------------------------------------------------------------------------
INFORMIX CORP 967625
- ---------------------------------------------------------------------------------
INTELLIGROUP INC 28000
- ---------------------------------------------------------------------------------
INTER PARFUMS INC 19500
- ---------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHS 5150
CORP
- ---------------------------------------------------------------------------------
INTERVOICE-BRITE INC 12100
- ---------------------------------------------------------------------------------
IOMEGA CORP 500000
- ---------------------------------------------------------------------------------
IOMEGA CORP 662850
- ---------------------------------------------------------------------------------
COLUMN TOTALS
- ---------------------------------------------------------------------------------
</TABLE>
<PAGE>
FORM 13F
Name of Reporting Manager Clover Capital Management, Inc.
Page 6 of 11 --------------
(SEC USE ONLY)
--------------
<TABLE>
<CAPTION>
- -----------------------------------------------------------------------------------------------------------------------------------
Item 6:
Investment Discretion
Item 4: Item 5: -------------------------------------------
Item 1: Item 2: Item 3: Fair Market Shares or
Name of Issuer Title of Class CUSIP Value Principal (a) Sole (b) Shared- (c) Shared-
Number (000) Amount As Defined Other
in Instr.V
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
JACOBSON STORES INC COM 469834105 323 67200 X
- ------------------------------------------------------------------------------------------------------------------------------------
JASON INC COM 471171108 110 14000 X
- ------------------------------------------------------------------------------------------------------------------------------------
JONES APPAREL GROUP INC COM 480074103 8276 287864 X
- ------------------------------------------------------------------------------------------------------------------------------------
KEY ENERGY SVCS INC COM 492914106 741 150000 X
- ------------------------------------------------------------------------------------------------------------------------------------
KEYSTONE AUTOMOTIVE INDS INC COM 49338N109 145 13220 X
- ------------------------------------------------------------------------------------------------------------------------------------
KINROSS GOLD CORP COM 496902107 72 25000 X
- ------------------------------------------------------------------------------------------------------------------------------------
KROGER CO COM 501044101 7248 328512 X
- ------------------------------------------------------------------------------------------------------------------------------------
LACLEDE GAS CO COM 505588103 3478 152885 X
- ------------------------------------------------------------------------------------------------------------------------------------
LASERSCOPE COM 518081104 26 25000 X
- ------------------------------------------------------------------------------------------------------------------------------------
LINCOLN ELEC HLDGS INC COM 533900106 11372 544750 X
- ------------------------------------------------------------------------------------------------------------------------------------
LITTON INDS INC COM 538021106 9957 181855 X
- ------------------------------------------------------------------------------------------------------------------------------------
LOUIS DREYFUS NAT GAS CORP COM 546011107 5133 239450 X
- ------------------------------------------------------------------------------------------------------------------------------------
M&F WORLDWIDE CORP COM 552541104 152 19000 X
- ------------------------------------------------------------------------------------------------------------------------------------
MCN ENERGY GROUP INC COM 55267J100 11581 673805 X
- ------------------------------------------------------------------------------------------------------------------------------------
COLUMN TOTALS 58614
- ------------------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ---------------------------------------------------------------------------------
Item 8
Voting Authority (Shares)
-------------------------------------
Item 1: Item 7:
Name of Issuer Managers (a) Sole (b) Shared (c) None
See Instr.V
- ---------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
JACOBSON STORES INC 67200
- ---------------------------------------------------------------------------------
JASON INC 14000
- ---------------------------------------------------------------------------------
JONES APPAREL GROUP INC 287864
- ---------------------------------------------------------------------------------
KEY ENERGY SVCS INC 150000
- ---------------------------------------------------------------------------------
KEYSTONE AUTOMOTIVE INDS INC 13220
- ---------------------------------------------------------------------------------
KINROSS GOLD CORP 25000
- ---------------------------------------------------------------------------------
KROGER CO 328512
- ---------------------------------------------------------------------------------
LACLEDE GAS CO 152885
- ---------------------------------------------------------------------------------
LASERSCOPE 25000
- ---------------------------------------------------------------------------------
LINCOLN ELEC HLDGS INC 544750
- ---------------------------------------------------------------------------------
LITTON INDS INC 181855
- ---------------------------------------------------------------------------------
LOUIS DREYFUS NAT GAS CORP 239450
- ---------------------------------------------------------------------------------
M&F WORLDWIDE CORP 19000
- ---------------------------------------------------------------------------------
MCN ENERGY GROUP INC 673805
- ---------------------------------------------------------------------------------
COLUMN TOTALS
- ---------------------------------------------------------------------------------
</TABLE>
<PAGE>
FORM 13F
Name of Reporting Manager Clover Capital Management, Inc.
Page 7 of 11 --------------
(SEC USE ONLY)
--------------
<TABLE>
<CAPTION>
- -----------------------------------------------------------------------------------------------------------------------------------
Item 6:
Investment Discretion
Item 4: Item 5: -------------------------------------------
Item 1: Item 2: Item 3: Fair Market Shares or
Name of Issuer Title of Class CUSIP Value Principal (a) Sole (b) Shared- (c) Shared-
Number (000) Amount As Defined Other
in Instr.V
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
MGIC INVT CORP WIS COM 552848103 13620 285235 X
- ------------------------------------------------------------------------------------------------------------------------------------
MANUFACTURED HOME COM 564682102 11180 478308 X
COMMUNITIES INC
- ------------------------------------------------------------------------------------------------------------------------------------
MAPICS INC COM 564910107 9951 1145420 X
- ------------------------------------------------------------------------------------------------------------------------------------
MATRIA HEALTHCARE INC COM 576817100 206 35000 X
- ------------------------------------------------------------------------------------------------------------------------------------
MEDITRUST CORP DEB CV 7.5% 01 58501TAC2 8390 8925000 X
- ------------------------------------------------------------------------------------------------------------------------------------
MEDITRUST CORP PAIRED CTF 58501T306 18111 2130654 X
- ------------------------------------------------------------------------------------------------------------------------------------
MESA AIR GROUP INC COM 590479101 190 31000 X
- ------------------------------------------------------------------------------------------------------------------------------------
METATEC CORP COM 591398102 32 10000 X
- ------------------------------------------------------------------------------------------------------------------------------------
MURPHY OIL CORP COM 626717102 714 13200 X
- ------------------------------------------------------------------------------------------------------------------------------------
NETWORKS ASSOCS INC COM 640938106 3565 186410 X
- ------------------------------------------------------------------------------------------------------------------------------------
NORTH FACE INC COM 659317101 134 22500 X
- ------------------------------------------------------------------------------------------------------------------------------------
NORTHWEST NAT GAS CO COM 667655104 12975 502645 X
- ------------------------------------------------------------------------------------------------------------------------------------
OIL DRI CORP AMER COM 677864100 293 20100 X
- ------------------------------------------------------------------------------------------------------------------------------------
OM GROUP INC COM 670872100 11815 307895 X
- ------------------------------------------------------------------------------------------------------------------------------------
COLUMN TOTALS 91176
- ------------------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ----------------------------------------------------------------------------------
Item 8
Voting Authority (Shares)
--------------------------------------
Item 1: Item 7:
Name of Issuer Managers (a) Sole (b) Shared (c) None
See Instr.V
- ----------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
MGIC INVT CORP WIS 285235
- ----------------------------------------------------------------------------------
MANUFACTURED HOME 478308
COMMUNITIES INC
- ----------------------------------------------------------------------------------
MAPICS INC 1145420
- ----------------------------------------------------------------------------------
MATRIA HEALTHCARE INC 35000
- ----------------------------------------------------------------------------------
MEDITRUST CORP 8925000
- ----------------------------------------------------------------------------------
MEDITRUST CORP 2130654
- ----------------------------------------------------------------------------------
MESA AIR GROUP INC 31000
- ----------------------------------------------------------------------------------
METATEC CORP 10000
- ----------------------------------------------------------------------------------
MURPHY OIL CORP 13200
- ----------------------------------------------------------------------------------
NETWORKS ASSOCS INC 186410
- ----------------------------------------------------------------------------------
NORTH FACE INC 22500
- ----------------------------------------------------------------------------------
NORTHWEST NAT GAS CO 502645
- ----------------------------------------------------------------------------------
OIL DRI CORP AMER 20100
- ----------------------------------------------------------------------------------
OM GROUP INC 307895
- ----------------------------------------------------------------------------------
COLUMN TOTALS
- ----------------------------------------------------------------------------------
</TABLE>
<PAGE>
FORM 13F
Name of Reporting Manager Clover Capital Management, Inc.
Page 8 of 11 --------------
(SEC USE ONLY)
--------------
<TABLE>
<CAPTION>
- -----------------------------------------------------------------------------------------------------------------------------------
Item 6:
Investment Discretion
Item 4: Item 5: -------------------------------------------
Item 1: Item 2: Item 3: Fair Market Shares or
Name of Issuer Title of Class CUSIP Value Principal (a) Sole (b) Shared- (c) Shared-
Number (000) Amount As Defined Other
in Instr.V
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
ORACLE CORP COM 68389X105 15231 334746 X
- ------------------------------------------------------------------------------------------------------------------------------------
PMI GROUP INC COM 69344M101 25396 621314 X
- ------------------------------------------------------------------------------------------------------------------------------------
PEOPLES HERITAGE FINL GROUP COM 711147108 5670 341025 X
INC
- ------------------------------------------------------------------------------------------------------------------------------------
PERFORMANCE TECHNOLOGIES INC COM 71376K102 284 12600 X
- ------------------------------------------------------------------------------------------------------------------------------------
PERSONNEL GROUP OF AMER INC COM 715338109 63 10000 X
- ------------------------------------------------------------------------------------------------------------------------------------
PIONEER NAT RES CO COM 723787107 19674 1851625 X
- ------------------------------------------------------------------------------------------------------------------------------------
POLICY MGMT SYS CORP COM 731108106 9711 307060 X
- ------------------------------------------------------------------------------------------------------------------------------------
POTLATCH CORP COM 737628107 12470 302755 X
- ------------------------------------------------------------------------------------------------------------------------------------
PRIMESOURCE CORP COM 741593107 70 12000 X
- ------------------------------------------------------------------------------------------------------------------------------------
RAINBOW TECHNOLOGIES INC COM 750862104 197 15000 X
- ------------------------------------------------------------------------------------------------------------------------------------
RAYTEL MED CORP COM 755107109 76 28000 X
- ------------------------------------------------------------------------------------------------------------------------------------
RENAISSANCE ENERGY LTD COM 759666103 11564 814175 X
- ------------------------------------------------------------------------------------------------------------------------------------
REYNOLDS & REYNOLDS CO CL A 761695105 11951 586560 X
- ------------------------------------------------------------------------------------------------------------------------------------
RIDDELL SPORTS INC COM 765670104 63 21500 X
- ------------------------------------------------------------------------------------------------------------------------------------
COLUMN TOTALS 112420
- ------------------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ----------------------------------------------------------------------------------
Item 8
Voting Authority (Shares)
--------------------------------------
Item 1: Item 7:
Name of Issuer Managers (a) Sole (b) Shared (c) None
See Instr.V
- ----------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
ORACLE CORP 334746
- ----------------------------------------------------------------------------------
PMI GROUP INC 621314
- ----------------------------------------------------------------------------------
PEOPLES HERITAGE FINL GROUP 341025
INC
- ----------------------------------------------------------------------------------
PERFORMANCE TECHNOLOGIES INC 12600
- ----------------------------------------------------------------------------------
PERSONNEL GROUP OF AMER INC 10000
- ----------------------------------------------------------------------------------
PIONEER NAT RES CO 1851625
- ----------------------------------------------------------------------------------
POLICY MGMT SYS CORP 307060
- ----------------------------------------------------------------------------------
POTLATCH CORP 302755
- ----------------------------------------------------------------------------------
PRIMESOURCE CORP 12000
- ----------------------------------------------------------------------------------
RAINBOW TECHNOLOGIES INC 15000
- ----------------------------------------------------------------------------------
RAYTEL MED CORP 28000
- ----------------------------------------------------------------------------------
RENAISSANCE ENERGY LTD 814175
- ----------------------------------------------------------------------------------
REYNOLDS & REYNOLDS CO 586560
- ----------------------------------------------------------------------------------
RIDDELL SPORTS INC 21500
- ----------------------------------------------------------------------------------
COLUMN TOTALS
- ----------------------------------------------------------------------------------
</TABLE>
<PAGE>
FORM 13F
Name of Reporting Manager Clover Capital Management, Inc.
Page 9 of 11 --------------
(SEC USE ONLY)
--------------
<TABLE>
<CAPTION>
- -----------------------------------------------------------------------------------------------------------------------------------
Item 6:
Investment Discretion
Item 4: Item 5: -------------------------------------------
Item 1: Item 2: Item 3: Fair Market Shares or
Name of Issuer Title of Class CUSIP Value Principal (a) Sole (b) Shared- (c) Shared-
Number (000) Amount As Defined Other
in Instr.V
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
RIGHT MGMT CONSULTANTS INC COM 766573109 191 17000 X
- ------------------------------------------------------------------------------------------------------------------------------------
ROCK-TENN CO CL A 772739207 173 12000 X
- ------------------------------------------------------------------------------------------------------------------------------------
SANTA FE SNYDER CORP COM 802012104 25971 2885775 X
- ------------------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LTD COM 806857108 11816 189620 X
- ------------------------------------------------------------------------------------------------------------------------------------
SEARS ROEBUCK & CO COM 812387108 907 28900 X
- ------------------------------------------------------------------------------------------------------------------------------------
SIERRA PACIFIC RES COM 826425100 17046 766103 X
- ------------------------------------------------------------------------------------------------------------------------------------
SPECTRIAN CORP COM 847608106 261 12000 X
- ------------------------------------------------------------------------------------------------------------------------------------
STANDARD MGMT CORP COM 853612109 59 10000 X
- ------------------------------------------------------------------------------------------------------------------------------------
SYNTEL INC COM 87162H103 93 10500 X
- ------------------------------------------------------------------------------------------------------------------------------------
TBC CORP COM 872180104 152 22000 X
- ------------------------------------------------------------------------------------------------------------------------------------
TII INDS INC NEW COM 872479209 32 21500 X
- ------------------------------------------------------------------------------------------------------------------------------------
TACO CABANA INC COM 873425102 1688 174200 X
- ------------------------------------------------------------------------------------------------------------------------------------
TANDYCRAFTS INC COM 875386104 327 104700 X
- ------------------------------------------------------------------------------------------------------------------------------------
TECHNOLOGY SOLUTIONS CO COM 87872T108 170 12000 X
- ------------------------------------------------------------------------------------------------------------------------------------
COLUMN TOTALS 58886
- ------------------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- ----------------------------------------------------------------------------------
Item 8
Voting Authority (Shares)
--------------------------------------
Item 1: Item 7:
Name of Issuer Managers (a) Sole (b) Shared (c) None
See Instr.V
- ----------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
RIGHT MGMT CONSULTANTS INC 17000
- ----------------------------------------------------------------------------------
ROCK-TENN CO 12000
- ----------------------------------------------------------------------------------
SANTA FE SNYDER CORP 2885775
- ----------------------------------------------------------------------------------
SCHLUMBERGER LTD 189620
- ----------------------------------------------------------------------------------
SEARS ROEBUCK & CO 28900
- ----------------------------------------------------------------------------------
SIERRA PACIFIC RES 766103
- ----------------------------------------------------------------------------------
SPECTRIAN CORP 12000
- ----------------------------------------------------------------------------------
STANDARD MGMT CORP 10000
- ----------------------------------------------------------------------------------
SYNTEL INC 10500
- ----------------------------------------------------------------------------------
TBC CORP 22000
- ----------------------------------------------------------------------------------
TII INDS INC NEW 21500
- ----------------------------------------------------------------------------------
TACO CABANA INC 174200
- ----------------------------------------------------------------------------------
TANDYCRAFTS INC 104700
- ----------------------------------------------------------------------------------
TECHNOLOGY SOLUTIONS CO 12000
- ----------------------------------------------------------------------------------
COLUMN TOTALS
- ----------------------------------------------------------------------------------
</TABLE>
<PAGE>
FORM 13F
Name of Reporting Manager Clover Capital Management, Inc.
Page 10 of 11 --------------
(SEC USE ONLY)
--------------
<TABLE>
<CAPTION>
- -----------------------------------------------------------------------------------------------------------------------------------
Item 6:
Investment Discretion
Item 4: Item 5: -------------------------------------------
Item 1: Item 2: Item 3: Fair Market Shares or
Name of Issuer Title of Class CUSIP Value Principal (a) Sole (b) Shared- (c) Shared-
Number (000) Amount As Defined Other
in Instr.V
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
TEGAL CORP COM 879008100 37 12700 X
- ------------------------------------------------------------------------------------------------------------------------------------
TRANSPRO INC COM 893885103 96 19500 X
- ------------------------------------------------------------------------------------------------------------------------------------
UCAR INTL INC COM 90262K109 26565 1164475 X
- ------------------------------------------------------------------------------------------------------------------------------------
UNION PAC RES GROUP INC COM 907834105 12183 749700 X
- ------------------------------------------------------------------------------------------------------------------------------------
U S WEST INC NEW COM 91273H101 10010 175421 X
- ------------------------------------------------------------------------------------------------------------------------------------
UNIVERSAL CORP VA COM 913456109 11512 440650 X
- ------------------------------------------------------------------------------------------------------------------------------------
VALUEVISION INTL INC CL A 92047K107 520 20000 X
- ------------------------------------------------------------------------------------------------------------------------------------
VANS INC COM 921930103 1020 85000 X
- ------------------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & CO NEW COM 949746101 11604 292855 X
- ------------------------------------------------------------------------------------------------------------------------------------
WEST MARINE INC COM 954235107 120 15000 X
- ------------------------------------------------------------------------------------------------------------------------------------
YANKEE ENERGY SYS INC COM 984779108 2760 64650 X
- ------------------------------------------------------------------------------------------------------------------------------------
YELLOW CORP COM 985509108 16539 998525 X
- ------------------------------------------------------------------------------------------------------------------------------------
YORK INTL CORP NEW COM 986670107 12674 352665 X
- ------------------------------------------------------------------------------------------------------------------------------------
X
- ------------------------------------------------------------------------------------------------------------------------------------
COLUMN TOTALS 105640
- ------------------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- -----------------------------------------------------------------------------------
Item 8
Voting Authority (Shares)
---------------------------------------
Item 1: Item 7:
Name of Issuer Managers (a) Sole (b) Shared (c) None
See Instr.V
- -----------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
TEGAL CORP 12700
- ----------------------------------------------------------------------------------
TRANSPRO INC 19500
- ----------------------------------------------------------------------------------
UCAR INTL INC 1164475
- ----------------------------------------------------------------------------------
UNION PAC RES GROUP INC 749700
- ----------------------------------------------------------------------------------
U S WEST INC NEW 175421
- ----------------------------------------------------------------------------------
UNIVERSAL CORP VA 440650
- ----------------------------------------------------------------------------------
VALUEVISION INTL INC 20000
- ----------------------------------------------------------------------------------
VANS INC 85000
- ----------------------------------------------------------------------------------
WELLS FARGO & CO NEW 292855
- ----------------------------------------------------------------------------------
WEST MARINE INC 15000
- ----------------------------------------------------------------------------------
YANKEE ENERGY SYS INC 64650
- ----------------------------------------------------------------------------------
YELLOW CORP 998525
- ----------------------------------------------------------------------------------
YORK INTL CORP NEW 352665
- ----------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------
COLUMN TOTALS
- ----------------------------------------------------------------------------------
</TABLE>
<PAGE>
FORM 13F
Name of Reporting Manager Clover Capital Management, Inc.
Page 11 of 11 --------------
(SEC USE ONLY)
--------------
<TABLE>
<CAPTION>
- -----------------------------------------------------------------------------------------------------------------------------------
Item 6:
Investment Discretion
Item 4: Item 5: -------------------------------------------
Item 1: Item 2: Item 3: Fair Market Shares or
Name of Issuer Title of Class CUSIP Value Principal (a) Sole (b) Shared- (c) Shared-
Number (000) Amount As Defined Other
in Instr.V
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
X
- ------------------------------------------------------------------------------------------------------------------------------------
X
- ------------------------------------------------------------------------------------------------------------------------------------
X
- ------------------------------------------------------------------------------------------------------------------------------------
X
- ------------------------------------------------------------------------------------------------------------------------------------
X
- ------------------------------------------------------------------------------------------------------------------------------------
X
- ------------------------------------------------------------------------------------------------------------------------------------
X
- ------------------------------------------------------------------------------------------------------------------------------------
X
- ------------------------------------------------------------------------------------------------------------------------------------
X
- ------------------------------------------------------------------------------------------------------------------------------------
X
- ------------------------------------------------------------------------------------------------------------------------------------
X
- ------------------------------------------------------------------------------------------------------------------------------------
X
- ------------------------------------------------------------------------------------------------------------------------------------
X
- ------------------------------------------------------------------------------------------------------------------------------------
X
- ------------------------------------------------------------------------------------------------------------------------------------
COLUMN TOTALS 693722
- ------------------------------------------------------------------------------------------------------------------------------------
<CAPTION>
- -----------------------------------------------------------------------------------
Item 8
Voting Authority (Shares)
---------------------------------------
Item 1: Item 7:
Name of Issuer Managers (a) Sole (b) Shared (c) None
See Instr.V
- -----------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
- -----------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------
COLUMN TOTALS
- -----------------------------------------------------------------------------------
</TABLE>
