UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 6)*
ADVANCED PHOTONIX, INC.
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(Name of Issuer)
Common Stock, par value $.001 per share
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(Title of Class of Securities)
00754E-10-7
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(CUSIP Number)
Jeffrey P. Gray Wildman, Harrold, Allen & Dixon
225 West Wacker Drive, Chicago, IL 60606
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(Name, Address and Telephone Number of Person
Authorized to Receive Notice and Communications)
November 3, 1999
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(Dates of Events which Require Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ].
Check the following box if a fee is being paid with the statement [ ]. (A fee is
not required only if the reporting person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7).
Note: Six copies of this statement, including all exhibits, should be filed with
the Commission. See Rule 13d-1(a) for other parties to whom copies are to be
sent.
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
<PAGE>
SCHEDULE 13D
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CUSIP NO. 00754E-10-7 Page 2 of 3 Pages
- --------- ----------------------------------------------------------------------
NAME OF REPORTING PERSON HAYDEN LEASON
1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ###-##-####
- --------- ----------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
2
(b) [ ]
- --------- ----------------------------------------------------------------------
SEC USE ONLY
3
- --------- ----------------------------------------------------------------------
SOURCE OF FUNDS*
4 PF
- --------- ----------------------------------------------------------------------
CHECK THE BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
- --------- ----------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
6 United States
- --------- ----------------------------------------------------------------------
SOLE VOTING POWER
NUMBER OF 7 2,404,100
SHARES ----------------------------------------------------
BENEFICIALLY SHARED VOTING POWER
OWNED BY 8
EACH ----------------------------------------------------
REPORTING SOLE DISPOSITIVE POWER
PERSONAL WITH 9 2,404,100
----------------------------------------------------
SHARED DISPOSITIVE POWER
10
- --------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11 2,404,100
- -------- -----------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES* [ ]
- -------- -----------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
22.2%
- -------- -----------------------------------------------------------------------
TYPE OF REPORTING PERSON*
14 IN
- -------- -----------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEM 1-7 (INCLUDING EXHIBITS)
OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
This amends the statement on Schedule 13D (the "Statement") filed with the
Commission by Hayden Leason ("Leason") with respect to his ownership of Class A
Common Stock, $.001 par value per share of Advanced Photonix, Inc., a Delaware
corporation (the "Company"). Unless otherwise defined herein, all capitalized
items herein shall have the meaning ascribed to them in the Statement.
Item 5. Interest in Securities of the Issuer.
(a) As of the date of this Statement, Leason beneficially owned an aggregate of
2,404,100 shares of Class A Common Stock. Such shares of Class A Common Stock
represent 22.2% of the outstanding Class A Common Stock of the Company, based on
10,849,260 shares of Class A Common Stock actually outstanding as of December 3,
1999.
(b) Leason has sole power to vote or direct the vote and sole power to dispose
or direct the disposition of all shares of Class A Common Stock that he owns.
(c) On November 3, 1999, the purchaser acquired an additional 100,000 shares for
$0.4375 per share for a total purchase price of $43,750.
(d) Not Applicable
(e) Not Applicable
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
DATE: December 3, 1999
/s/ Hayden Leason
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Hayden Leason
