File No. 811-6268
As filed with the Securities and Exchange Commission on July 14, 2000.
-----------------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Amendment No. 1 to
FORM N-8A
NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a)
OF THE INVESTMENT COMPANY ACT OF 1940
The undersigned investment company hereby notifies the Securities and
Exchange Commission that it expressly adopts as its own the registration of
its predecessor, SBM Certificate Company, a Minnesota corporation, under and
pursuant to the provisions of Section 8(a) of the Investment Company Act of
1940 and in connection therewith submits the following information:
Name: SBM CERTIFICATE COMPANY
Address of Principal Business Office (No. & Street, City, State, Zip Code):
2 Wisconsin Circle, Suite 700, Chevy Chase, Maryland 20815
Telephone Number (including area code): (301) 961-1513
Name and Address of Agent for Service of Process:
JOHN J. LAWBAUGH, 2 Wisconsin Circle, Suite 700, Chevy Chase, Maryland 20815
Check Appropriate Box:
Registrant is filing a Registration Statement pursuant to Section 8(b)
of the Investment Company Act of 1940 concurrently with the filing of
Form N-8A:
YES [X]* NO [ ]
*Previously filed. Registrant intends to expressly adopt the registration
statements of its predecessor for all purposes under the Securities Act of
1933 and the Securities Exchange Act of 1934, at the appropriate time.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has caused this amended notification of registration to be duly
signed on its behalf in the City of Chevy Chase and the State of Maryland on
this 14th day of July, 2000.
BY: SBM Certificate Company
BY: /s/JOHN J. LAWBAUGH
-------------------
John J. Lawbaugh
President
Attest: /s/BRIAN P. MURPHY
------------------
Brian P. Murphy
Director
