UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 1999
Check here if Amendment [ ] ; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Marcus Schloss & Co., Inc.
Address: One Whitehall Street
New York, NY 10004
Form 13F File Number: 28-6350
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Douglas Schloss
Title: Chairman
Phone: 212-483-1500
Signature, Place, and Date of Signing:
/s/ Douglas Schloss New York, New York May 12, 1999
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 43
Form 13F Information Table Value Total: $174,529 (thousands)
List of Other Included Managers:
No. Form 13F File Number Name
--- -------------------- ----
01 28-6788 Rexford Management, Inc.
<PAGE>
<TABLE>
<CAPTION>
Form 13F Information Table
Column 1 Column 2 Column 3 Column 4 Column 5
-------- -------- -------- -------- --------
Value Shrs or Sh/ Put/
Name of Issuer Title of Class Cusip (x$1000) Prn Amt Prn Call
-------------- -------------- ----- -------- ------- --- ----
<S> <C> <C> <C> <C> <C> <C>
American Stores Co. Com 030096101 330 10,000 Sh
Ameritech Corp. Com 030954101 723 12,500 Sh
Aquila Biopharmaceuticals Inc. Com 03839F107 1,202 582,870 Sh
Ascend Communications Inc. Com 043491109 2,260 27,000 Sh
Aspect Telecommunications Corp. Com 045237104 331 50,000 Sh
Ballard Medical Products Com 058566100 488 20,000 Sh
Cendant Corp. Com 151313103 236 15,000 Sh
Ciena Corp. Com 171779101 1,238 55,000 Sh
Cytec Industries Corp. Com 232820100 1,227 55,000 Sh
Delta and Pine Land Co. Com 247357106 1,052 34,200 Sh
Eagle Hardware & Garden Inc. Com 26959B101 2,586 67,712 Sh
United States Filter Corp. Com 911843209 1,531 50,000 Sh
Xylan Corp. Com 984151100 920 25,000 Sh
Airtouch Communications, Inc. Com 00949T100 7,778 80,500 Sh
American Stores Co. Com 030096101 9,537 289,000 Sh
Ameritech Corp. Com 030954101 6,714 116,000 Sh
AMP Inc. Com 031897101 15,215 283,400 Sh
Aquila Biopharmaceuticals Inc. Com 03839F107 103 50,000 Sh
Ascend Communications Inc. Com 043491109 15,022 179,500 Sh
Aspect Telecommunications Corp. Sb Db Cv Zero 18 045237AE4 3,615 19,150,000 Prn
Ballard Medical Products Com 058566100 7,003 287,300 Sh
Bankers Trust New York Corp. Com 066365107 3,530 40,000 Sh
Coltec Industries, Inc. Com 196879100 764 42,000 Sh
Delta and Pine Land Co. Com 247357106 7,343 238,800 Sh
Eagle Hardware & Garden Inc. Com 26959B101 1,455 38,100 Sh
Morton International, Inc. Com 619335102 7,243 197,100 Sh
United States Filter Corp. Com 911843209 12,945 422,700 Sh
Xylan Corp. Com 984151100 6,707 182,200 Sh
Airtouch Communications, Inc. Com 00949T100 4,126 42,700 Sh
American Stores Co. Com 030096101 5,059 153,300 Sh
Ameritech Corp. Com 030954101 3,571 61,700 Sh
AMP Inc. Com 031897101 8,026 149,500 Sh
Aquila Biopharmaceuticals Inc. Com 03839F107 45 22,000 Sh
Ascend Communications Inc. Com 043491109 7,992 95,500 Sh
Aspect Telecommunications Corp. Sb Db Cv Zero 18 045237AE4 1,812 9,600,000 Prn
Ballard Medical Products Com 058566100 3,710 152,200 Sh
Bankers Trust New York Corp. Com 066365107 1,853 21,000 Sh
Coltec Industries, Inc. Com 196879100 382 21,000 Sh
Delta and Pine Land Co. Com 247357106 3,810 123,900 Sh
Eagle Hardware & Garden Inc. Com 26959B101 760 19,900 Sh
Morton International, Inc. Com 619335102 3,848 104,700 Sh
United States Filter Corp. Com 911843209 6,885 224,800 Sh
Xylan Corp. Com 984151100 3,552 96,500 Sh
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Form 13F Information Table (continued)
Column 1 Column 6 Column 7 Column 8
-------- -------- -------- --------
Investment Other Voting Authority
Name of Issuer Discretion Managers Sole Shared None
-------------- ---------- -------- ---- ------ ----
<S> <C> <C> <C> <C> <C>
American Stores Co. Sole 10,000 0 0
Ameritech Corp. Sole 12,500 0 0
Aquila Biopharmaceuticals Inc. Sole 582,870 0 0
Ascend Communications Inc. Sole 27,000 0 0
Aspect Telecommunications Corp. Sole 50,000 0 0
Ballard Medical Products Sole 20,000 0 0
Cendant Corp. Sole 15,000 0 0
Ciena Corp. Sole 55,000 0 0
Cytec Industries Corp. Sole 55,000 0 0
Delta and Pine Land Co. Sole 34,200 0 0
Eagle Hardware & Garden Inc. Sole 67,712 0 0
United States Filter Corp. Sole 50,000 0 0
Xylan Corp. Sole 25,000 0 0
Airtouch Communications, Inc. Defined 01 80,500 0 0
American Stores Co. Defined 01 289,000 0 0
Ameritech Corp. Defined 01 116,000 0 0
AMP Inc. Defined 01 283,400 0 0
Aquila Biopharmaceuticals Inc. Defined 01 50,000 0 0
Ascend Communications Inc. Defined 01 179,500 0 0
Aspect Telecommunications Corp. Defined 01 19,150,000 0 0
Ballard Medical Products Defined 01 287,300 0 0
Bankers Trust New York Corp. Defined 01 40,000 0 0
Coltec Industries, Inc. Defined 01 42,000 0 0
Delta and Pine Land Co. Defined 01 238,800 0 0
Eagle Hardware & Garden Inc. Defined 01 38,100 0 0
Morton International, Inc. Defined 01 197,100 0 0
United States Filter Corp. Defined 01 422,700 0 0
Xylan Corp. Defined 01 182,200 0 0
Airtouch Communications, Inc. Defined 42,700 0 0
American Stores Co. Defined 153,300 0 0
Ameritech Corp. Defined 61,700 0 0
AMP Inc. Defined 149,500 0 0
Aquila Biopharmaceuticals Inc. Defined 22,000 0 0
Ascend Communications Inc. Defined 95,500 0 0
Aspect Telecommunications Corp. Defined 9,600,000 0 0
Ballard Medical Products Defined 152,200 0 0
Bankers Trust New York Corp. Defined 21,000 0 0
Coltec Industries, Inc. Defined 21,000 0 0
Delta and Pine Land Co. Defined 123,900 0 0
Eagle Hardware & Garden Inc. Defined 19,900 0 0
Morton International, Inc. Defined 104,700 0 0
United States Filter Corp. Defined 224,800 0 0
Xylan Corp. Defined 96,500 0 0
</TABLE>
