UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Marcus Schloss & Co., Inc.
Address: One Whitehall Street
New York, NY 10004
Form 13F File Number: 28-6350
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Douglas Schloss
Title: Chairman
Phone: 212-483-1500
Signature, Place, and Date of Signing:
Douglas Schloss New York, New York February 10, 2000
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
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Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 26
Form 13F Information Table Value Total: $210,703
List of Other Included Managers:
No. Form 13F File Number Name
01 28-6788 Rexford Management, Inc.
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<TABLE>
<CAPTION>
Form 13F Information Table
Column 1 Column 2 Column 3 Column 4 Column 5
-------- -------- -------- -------- --------
Value Shrs or Sh/ Put/
Name of Issuer Title of Class Cusip (x$1000) Prn Amt Prn Call
-------------- -------------- ----- -------- ------- --- ----
<S> <C> <C> <C> <C> <C
Aquila Biopharmaceuticals Inc. Com 03839F107 1,388 584,515 Sh
Clarify Inc. Com 180492100 4,711 37,200 Sh
Cytec Industries Corp. Com 232820100 1,734 75,000 Sh
Harris Corp. Com 413875105 534 20,000 Sh
Mattel Inc. Com 577081102 656 50,000 Sh
Visio Corp. Com 927914101 760 16,000 Sh
Alza Corp. Com 022615108 10,900 314,800 Sh
Aquila Biopharmaceuticals Inc. Com 03839F107 119 50,000 Sh
Aspect Telecommunications Corp. Sb Db Cv Zero 18 045237AE4 7,660 19,150,000 Prn
Clarify Inc. Com 180492100 44,699 353,000 Sh
Delta and Pine Land Co. Com 247357106 2,118 121,900 Sh
MediaOne Group Inc. Com 58440J104 7,766 101,100 Sh
New England Electric System Com 644001109 1,625 31,400 Sh
Oak Industries Inc. Com 671400505 30,224 284,800 Sh
Union Carbide Corp. Com 905581104 9,445 141,500 Sh
Visio Corp. Com 927914101 6,892 145,100 Sh
Alza Corp. Com 022615108 7,251 209,400 Sh
Aquila Biopharmaceuticals Inc. Com 03839F107 52 22,000 Sh
Aspect Telecommunications Corp. Sb Db Cv Zero 18 045237AE4 4,976 12,440,000 Prn
Clarify Inc. Com 180492100 29,263 231,100 Sh
Delta and Pine Land Co. Com 247357106 1,440 82,900 Sh
MediaOne Group Inc. Com 58440J104 5,047 65,700 Sh
New England Electric System Com 644001109 1,066 20,600 Sh
Oak Industries Inc. Com 671400505 19,782 186,400 Sh
Union Carbide Corp. Com 905581104 6,154 92,200 Sh
Visio Corp. Com 927914101 4,441 93,500 Sh
</TABLE>
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<TABLE>
<CAPTION>
Column 1 Column 6 Column 7 Column 8
-------- -------- -------- --------
Investment Other Voting Authority
Name of Issuer Discretion Managers Sole Shared None
-------------- ---------- -------- ---- ------ ----
<S> <C> <C> <C> <C> <C
Aquila Biopharmaceuticals Inc. Sole 584,515 0 0
Clarify Inc. Sole 37,200 0 0
Cytec Industries Corp. Sole 75,000 0 0
Harris Corp. Sole 20,000 0 0
Mattel Inc. Sole 50,000 0 0
Visio Corp. Sole 16,000 0 0
Alza Corp. Defined 01 314,800 0 0
Aquila Biopharmaceuticals Inc. Defined 01 50,000 0 0
Aspect Telecommunications Corp. Defined 01 19,150,000 0 0
Clarify Inc. Defined 01 353,000 0 0
Delta and Pine Land Co. Defined 01 121,900 0 0
MediaOne Group Inc. Defined 01 101,100 0 0
New England Electric System Defined 01 31,400 0 0
Oak Industries Inc. Defined 01 284,800 0 0
Union Carbide Corp. Defined 01 141,500 0 0
Visio Corp. Defined 01 145,100 0 0
Alza Corp. Defined 209,400 0 0
Aquila Biopharmaceuticals Inc. Defined 22,000 0 0
Aspect Telecommunications Corp. Defined 12,440,000 0 0
Clarify Inc. Defined 231,100 0 0
Delta and Pine Land Co. Defined 82,900 0 0
MediaOne Group Inc. Defined 65,700 0 0
New England Electric System Defined 20,600 0 0
Oak Industries Inc. Defined 186,400 0 0
Union Carbide Corp. Defined 92,200 0 0
Visio Corp. Defined 93,500 0 0
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