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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 10-K/A
(AMENDMENT NO. 1)
(MARK ONE)
/X/ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
FOR THE FISCAL YEAR ENDED JUNE 30, 1998.
OR
/ / TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
FOR THE TRANSITION PERIOD FROM TO .
COMMISSION FILE NUMBER: 0-19024
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SYMIX SYSTEMS, INC.
(Exact name of registrant as specified in its charter)
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OHIO 31-1083175
(State or other jurisdiction of incorporation or (I.R.S. Employer Identification
organization) No.)
2800 CORPORATE EXCHANGE DRIVE
COLUMBUS, OHIO 43231
(Address of principal executive offices) (Zip Code)
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Registrant's telephone number, including area code: (614) 523-7000
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Securities registered pursuant to Section 12(b) of the Act:
NONE
Securities registered pursuant to Section 12(g) of the Act:
COMMON SHARES NO-PAR VALUE
Title of Class
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Indicate by check mark whether the registrant: (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to such
filing requirements for the past 90 days. Yes _X_ No ____
Indicate by check mark if disclosure of delinquent filers pursuant to Item
405 of Regulation S-K (Section 229.405 of this chapter) is not contained herein,
and will not be contained, to the best of registrant's knowledge, in definitive
proxy or information statements incorporated by reference in Part III of this
Form 10-K or any amendment to this Form 10-K. [ ]
The aggregate market value of the voting and non-voting common equity held
by non-affiliates of the registrant at September 22, 1998 was $75,335,545.
The number of common shares outstanding at September 22, 1998 was 6,507,054.
DOCUMENTS INCORPORATED BY REFERENCE:
(1) The Registrant's Definitive Proxy Statement for its Annual Meeting of
Shareholders to be held on November 11, 1998 is incorporated by reference
into Part III of this Annual Report on Form 10-K.
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PART IV
ITEM 14. EXHIBITS, FINANCIAL STATEMENT SCHEDULES, AND REPORTS ON FORM 8-K.
(a) DOCUMENTS FILED AS PART OF THIS REPORT:
1 Financial Statements
See Item 8 of the Annual Report on Form 10-K.--Index to Financial
Statements and Financial Statement Schedules
2 Financial Statement Schedules
See Item 8 of the Annual Report on Form 10-K.--Index to Financial
Statements and Financial Statement Schedules
3 Exhibits:
See Exhibit Index of this Annual Report on Form 10-K/A.
(b) REPORTS ON FORM 8-K:
None.
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SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly authorized, on the 14th day of
October, 1998.
SYMIX SYSTEMS, INC.
By: /s/ LAWRENCE W. DELEON
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Lawrence W. DeLeon
VICE PRESIDENT, CHIEF FINANCIAL OFFICER
AND SECRETARY
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INDEX TO EXHIBITS
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EXHIBIT NO. DESCRIPTION PAGE
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3(a)(1) Amended Articles of Incorporation of Symix Incorporated by reference to Exhibit 3(a)(1) to
Systems, Inc. (as filed on February 8, 1991) Registrant's Annual Report on Form 10-K for the
fiscal year ended June 30, 1997
3(a)(2) Certificate of Amendment to the Amended Articles Incorporated by reference to Exhibit 3(a)(2) to
of Incorporation of Symix Systems, Inc. (as filed Registrant's Annual Report on Form 10-K for the
on July 16, 1996) fiscal year ended June 30, 1997
3(a)(3) Amended Articles of Incorporation of Symix Incorporated herein by reference to Exhibit
Systems, Inc. (reflecting amendments through July 3(a)(3) to Registrant's Annual Report on Form
16, 1996, for purposes of SEC reporting 10-K for the fiscal year ended June 30, 1997
compliance only)
3(b) Amended Regulations of Symix Systems, Inc. Incorporated herein by reference to Exhibit 3(b)
to the Registration Statement on Form S-1 of
Registrant, filed February 12, 1991 (Registration
No. 33-38878)
4(a)(1) Amended Articles of Incorporation of Symix Incorporated by reference to Exhibit 3(a)(1) to
Systems, Inc. (as filed on February 8, 1991) Registrant's Annual Report on Form 10-K for the
fiscal year ended June 30, 1997
4(a)(2) Certificate of Amendment to the Amended Articles Incorporated by reference to Exhibit 3(a)(2) to
of Incorporation of Symix Systems, Inc. (as filed Registrant's Annual Report on Form 10-K for the
on July 16, 1996) fiscal year ended June 30, 1997
4(a)(3) Amended Articles of Incorporation of Symix Incorporated herein by reference to Exhibit
Systems, Inc. (reflecting amendments through July 3(a)(3) to Registrant's Annual Report on Form
16, 1996, for purposes of SEC reporting 10-K for the fiscal year ended June 30, 1997
compliance only)
4(b) Amended Regulations of Symix Systems, Inc. Incorporated herein by reference to Exhibit 3(b)
to the Registration Statement on Form S-1 of
Registrant, filed February 12, 1991 (Registration
No. 33-38878)
4(c) Share Exchange Agreement dated January 9, 1997 Incorporated herein by reference to Exhibit 99 to
Registrant's Current Report on Form 8-K dated
January 9, 1997
10(a) Lease Agreement dated April 3, 1991 for office Incorporated herein by reference to Exhibit 10(c)
located at 2800 Corporate Exchange Drive, to Registrant's Annual Report on Form 10-K for
Columbus, Ohio the fiscal year ended June 30, 1991
10(b) Lease Amendment to office located at 2800 Incorporated herein by reference to Exhibit 10(b)
Corporate Exchange Drive, Columbus, Ohio to Registrant's Annual Report on Form 10-K for
the fiscal year ended June 30, 1998
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EXHIBIT NO. DESCRIPTION PAGE
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10(c) Second Lease Amendment to office located at 2800 Incorporated herein by reference to Exhibit 10(c)
Corporate Exchange Drive, Columbus, Ohio to Registrant's Annual Report on Form 10-K for
the fiscal year ended June 30, 1998
10(d) Third Lease Amendment to office located at 2800 Incorporated herein by reference to Exhibit 10(c)
Corporate Exchange Drive, Columbus, Ohio to Registrant's Annual Report on Form 10-K for
the fiscal year ended June 30, 1994
10(e) Fourth Lease Amendment to office located at 2800 Incorporated herein by reference to Exhibit 10(e)
Corporate Exchange Drive, Columbus, Ohio to Registrant's Annual Report on Form 10-K for
the fiscal year ended June 30, 1998
10(f) Fifth Lease Amendment to office located at 2800 Incorporated herein by reference to Exhibit 10(f)
Corporate Exchange Drive, Columbus, Ohio to Registrant's Annual Report on Form 10-K for
the fiscal year ended June 30, 1998
10(g) Progress Software Application Partner Agreement Incorporated herein by reference to Exhibit 10(e)
dated February 8, 1995 to Registrant's Quarterly Report on Form 10-Q for
fiscal quarter ended March 31, 1995
10(h) Amendment to Progress Software Application Incorporated herein by reference to Exhibit 10(h)
Partner Agreement dated July 1, 1997 to Registrant's Annual Report on Form 10-K for
the fiscal year ended June 30, 1998
10(i) Second Amendment to Progress Software Application Incorporated herein by reference to Exhibit 10(i)
Partner Agreement dated July 1, 1998 to Registrant's Annual Report on Form 10-K for
the fiscal year ended June 30, 1998
10(j)* Summary of Bonus Plan Incorporated herein by reference to Exhibit 10(j)
to Registrant's Annual Report on Form 10-K for
the fiscal year ended June 30, 1998
10(k)* Symix Systems, Inc. Stock Option Plan for Outside Incorporated herein by reference to Exhibit 10(i)
Directors of Registrant's Annual Report on Form 10-K for
fiscal year ended June 30, 1993
10(l)* Symix Systems, Inc. Non-Qualified Stock Option Incorporated herein by reference to Exhibit 10(a)
Plan for Key Executives to Registrant's Quarterly Report on Form 10-Q for
fiscal quarter ended March 31, 1996
10(m)* Symix Systems, Inc. Non-Qualified Stock Option Incorporated herein by reference to Exhibit 10(a)
Plan for Key Employees, as amended to Registrant's Annual Report on Form 10-K for
the fiscal year ended June 30, 1993
10(n)* Symix Systems, Inc. Non-Qualified Stock Option Incorporated herein by reference to Exhibit 10(a)
Plan for Key Executives to Registrant's Quarterly Report on Form 10-Q for
the fiscal quarter ended March 31, 1996
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EXHIBIT NO. DESCRIPTION PAGE
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10(o)* Symix Systems, Inc. Stock Option Plan for Outside Incorporated herein by reference to Exhibit 10(i)
Directors to Registrant's Annual Report on Form 10-K for
fiscal year ended June 30, 1993
10(p)* Sasser Employment Agreement Incorporated herein by reference to Exhibit 10(b)
to Registrant's Quarterly Report on Form 10-Q for
fiscal quarter ended March 31, 1996
10(q)* Stock Option Agreement between the Company and Incorporated herein by reference to Exhibit 10(c)
Stephen A. Sasser dated January 17, 1996 to Registrant's Quarterly Report on Form 10-Q for
fiscal quarter ended March 31, 1996
10(r) Loan Agreement among Symix Systems, Inc., Symix Incorporated herein by reference to Exhibit
Computer Systems, Inc. and Bank One, Columbus, 10(a)(1) to Registrant's Form 10-Q for fiscal
N.A. dated May 20, 1996 quarter ended September 30, 1997
10(s) First Amendment to Loan Agreement among Symix Incorporated herein by reference to Exhibit 10(b)
Systems, Inc., Symix Computer Systems, Inc. and to Registrant's Form 10-Q for fiscal quarter
Bank One, Columbus, N.A. ended September 30, 1997
10(t) Second Amendment to Loan Agreement Among Symix Incorporated herein by reference to Exhibit 10(b)
Systems, Inc., Symix Computer Systems, Inc. and to Registrant's Form 10-Q for fiscal quarter
Bank One, NA ended March 31, 1998
10(u) Third Amendment to Loan Agreement Among Symix Incorporated herein by reference to Exhibit 10(u)
Systems, Inc., Symix Computer Systems, Inc. and to Registrant's Annual Report on Form 10-K for
Bank One, NA the fiscal year ended June 30, 1998
21 Subsidiaries of the Registrant Filed herein
23 Consent of Independent Auditors Incorporated herein by reference to Exhibit 23 to
Registrant's Annual Report on Form 10-K for the
fiscal year ended June 30, 1998
24 Powers of Attorney Incorporated herein by reference to Exhibit 24 to
Registrant's Annual Report on Form 10-K for the
fiscal year ended June 30, 1998
27 Financial Data Schedule Incorporated herein by reference to Exhibit 27 to
Registrant's Annual Report on Form 10-K for the
fiscal year ended June 30, 1998
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*Indicates management contracts or compensatory plans or arrangements that are
required to be filed as an exhibit for the fiscal year ended June 30, 1998
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EXHIBIT 21 TO SYMIX SYSTEMS, INC. 1998 FORM 10-K
SUBSIDIARIES OF REGISTRANT
SUBSIDIARIES OF REGISTRANT
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NAME JURISDICTION % OWNERSHIP
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Symix Computer Systems, Inc. Ohio 100
Symix Systems, B.V. The Netherlands 100
Symix France, SA France 100
Pritsker Corporation Ohio 100
SUBSIDIARIES OF SYMIX COMPUTER SYSTEMS, INC.
Symix Systems (Ontario) Inc. Canada 100
Symix Computer Systems (Canada) Inc. Canada 100
Symix Computer Systems (UK) Ltd. The United Kingdom 100
Symix Computer Systems (Singapore) Pte. Ltd. Singapore 86.7
Symix Computer Systems (Mexico) S. De R.L. De C.V. Mexico 100
SUBSIDIARIES OF SYMIX SYSTEMS, B.V.
Symix (U.K.) Ltd. The United Kingdom 100
Symix Systems GmbH Germany 100
Symix Italia S.r.1. Italy 95*
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*Remaining 5% owned by Symix Systems, Inc.
SUBSIDIARIES OF SYMIX SYSTEMS (ONTARIO) INC.
Visual Applications Software, Inc. Canada 100
SUBSIDIARIES OF SYMIX SYSTEMS (SINGAPORE) PTE. LTD.
Symix Asia Company Ltd. Thailand 100
Symix Computer Systems (Hong Kong) Ltd. Hong Kong 100
Symix Computer Systems (Australia) Pty. Ltd. Australia 100
Symix New Zealand Ltd. New Zealand 100
Symix Computer Systems (Malaysia) Sdn Bhd. Malaysia 100
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