UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2000
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Check here if Amendment [ ]; Amendment Number:
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This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: James Morgan Rutman
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Address: c/o Harvest Management, L.L.C.
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600 Madison Avenue, 11th Floor
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New York, New York 10022
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Form 13F File Number: 28-2854
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The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: James Morgan Rutman
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Title:
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Phone: 212-644-2202
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Signature, Place, and Date of Signing:
/s/ James Morgan Rutman New York, New York 08/14/00
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<PAGE>
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this
reporting manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this
report, and all holdings are reported by other reporting
manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the
holdings for this reporting manager are reported in this report
and a portion are reported by other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 4
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Form 13F Information Table Entry Total: 329
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Form 13F Information Table Value Total: $851,898
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(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
1 28-6362 Laurence D. Belfer
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2 28-7384 Nathaniel Bohrer
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3 28-7750 Marjorie Gochberg Kellner
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4 28-7748 Harvest Advisors, L.L.C.
--- ----------- ----------------------------
Mr. Rutman shares investment discretion with and is reporting on behalf of
Mr. Belfer, Mr. Nathaniel Bohrer and Ms. Gochberg Kellner with respect to
the accounts holding the securities reported herein. With respect to
certain of the accounts holding the securities reported herein, Mr. Rutman,
Mr. Belfer, Mr. Nathaniel Bohrer and Ms. Gochberg Kellner exercise
investment discretion through one or more institutional investment
managers, including Harvest Management, L.L.C. and Harvest Advisors, L.L.C.
Harvest Advisors, L.L.C. is filing a Form 13-F simultaneously herewith.
Harvest Management, L.L.C. is not required to report investment discretion
over $100 million or more in Section 13(f) securities for purposes of this
Form 13-F.
<PAGE
<TABLE>
<CAPTION>
Form 13F REPORT: (06/30/00) HARVEST MANAGEMENT
<C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
FORM 13F INFORMATION TABLE
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
----------------------------- ---------------- --------- -------- -------- --- ---- ---------- ----------- -------- -------- ----
24/7 MEDIA INC COMMON STOCK 901314104 265 16953 SH OTHER 01 02 03 04 16953
-----------------------------------------------------------------------------------------------------------------------------------
3COM CORP COMMON STOCK 885535104 4457 77350 SH OTHER 01 02 03 77350
-----------------------------------------------------------------------------------------------------------------------------------
3COM CORP COMMON STOCK 885535104 24004 416551 SH OTHER 01 02 03 04 416551
-----------------------------------------------------------------------------------------------------------------------------------
3COM CORP COM COMMON STOCK 885535104 1603 27826 SH SOLE 27826
-----------------------------------------------------------------------------------------------------------------------------------
A T & T CORP COM COMMON STOCK 001957109 265 8379 SH SOLE 8379
-----------------------------------------------------------------------------------------------------------------------------------
ADC TELECOMMUNICATIONS INC COMMON STOCK 000886101 1969 23476 SH OTHER 01 02 03 23476
-----------------------------------------------------------------------------------------------------------------------------------
ADC TELECOMMUNICATIONS INC COMMON STOCK 000886101 4710 56155 SH OTHER 01 02 03 04 56155
-----------------------------------------------------------------------------------------------------------------------------------
AETNA INC COMMON STOCK 008117103 799 12447 SH OTHER 01 02 03 12447
-----------------------------------------------------------------------------------------------------------------------------------
AETNA INC COMMON STOCK 008117103 1152 17941 SH OTHER 01 02 03 04 17941
-----------------------------------------------------------------------------------------------------------------------------------
AETNA INC COM COMMON STOCK 008117103 296 4612 SH SOLE 4612
-----------------------------------------------------------------------------------------------------------------------------------
ALLSTATE CORP COMMON STOCK 020002101 3388 152253 SH OTHER 01 02 03 04 152253
-----------------------------------------------------------------------------------------------------------------------------------
AMER INTERNATIONAL GROUP INC COMMON STOCK 026874107 16186 137755 SH OTHER 01 02 03 04 137755
-----------------------------------------------------------------------------------------------------------------------------------
AMERICA ONLINE INC-DEL COMMON STOCK 02364J104 7576 143962 SH OTHER 01 02 03 04 143962
-----------------------------------------------------------------------------------------------------------------------------------
AMERICAN HOME PRODUCTS CORP COMMON STOCK 026609107 316 5376 SH OTHER 01 02 03 5376
-----------------------------------------------------------------------------------------------------------------------------------
AMERICAN HOME PRODUCTS CORP COMMON STOCK 026609107 452 7691 SH OTHER 01 02 03 04 7691
-----------------------------------------------------------------------------------------------------------------------------------
AMERICAN SOFTWARE INC-CL A COMMON STOCK 029683109 56 10873 SH OTHER 01 02 03 10873
-----------------------------------------------------------------------------------------------------------------------------------
AMERICAN SOFTWARE INC-CL A COMMON STOCK 029683109 82 15947 SH OTHER 01 02 03 04 15947
-----------------------------------------------------------------------------------------------------------------------------------
AMFM INC COMMON STOCK 001693100 3347 48501 SH OTHER 01 02 03 48501
-----------------------------------------------------------------------------------------------------------------------------------
AMFM INC COMMON STOCK 001693100 8016 116174 SH OTHER 01 02 03 04 116174
-----------------------------------------------------------------------------------------------------------------------------------
AMFM INC COM COMMON STOCK 001693100 1202 17425 SH SOLE 17425
-----------------------------------------------------------------------------------------------------------------------------------
APPLIED POWER INC-CL A COMMON STOCK 038225108 300 8958 SH OTHER 01 02 03 8958
-----------------------------------------------------------------------------------------------------------------------------------
APPLIED POWER INC-CL A COMMON STOCK 038225108 429 12819 SH OTHER 01 02 03 04 12819
-----------------------------------------------------------------------------------------------------------------------------------
ARROWPOINT COMM COM STK COMMON STOCK 042810101 483 3633 SH SOLE 3633
-----------------------------------------------------------------------------------------------------------------------------------
AT&T CORP COMMON STOCK 001957109 741 23291 SH OTHER 01 02 03 23291
-----------------------------------------------------------------------------------------------------------------------------------
AT&T CORP COMMON STOCK 001957109 1060 33330 SH OTHER 01 02 03 04 33330
-----------------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC WARRANT OR RIGHT 071813125 32 202863 SH OTHER 01 02 03 202863
-----------------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC WARRANT OR RIGHT 071813125 47 297813 SH OTHER 01 02 03 04 297813
-----------------------------------------------------------------------------------------------------------------------------------
***BCE INC COMMON STOCK 05534B109 299 12541 SH OTHER 01 02 03 12541
-----------------------------------------------------------------------------------------------------------------------------------
***BCE INC COMMON STOCK 05534B109 427 17947 SH OTHER 01 02 03 04 17947
-----------------------------------------------------------------------------------------------------------------------------------
BESTFOODS COMMON STOCK 08658U101 10789 155796 SH OTHER 01 02 03 155796
-----------------------------------------------------------------------------------------------------------------------------------
BESTFOODS COMMON STOCK 08658U101 25841 373159 SH OTHER 01 02 03 04 373159
-----------------------------------------------------------------------------------------------------------------------------------
BESTFOODS PUT 08658U9SJ 900 13000 SH PUT OTHER 01 02 03 13000
-----------------------------------------------------------------------------------------------------------------------------------
BESTFOODS PUT 08658U9SJ 2223 32100 SH PUT OTHER 01 02 03 04 32100
-----------------------------------------------------------------------------------------------------------------------------------
BESTFOODS INC COM COMMON STOCK 08658U101 3881 56045 SH SOLE 56045
-----------------------------------------------------------------------------------------------------------------------------------
BESTFOODS INC COM OPTIONS-PUTS 08658U0SJ 229 4900 SH PUT SOLE 4900
-----------------------------------------------------------------------------------------------------------------------------------
BURR BROWN CORP COM COMMON STOCK 122574106 329 3794 SH SOLE 3794
-----------------------------------------------------------------------------------------------------------------------------------
BURR-BROWN CORP COMMON STOCK 122574106 914 10545 SH OTHER 01 02 03 10545
-----------------------------------------------------------------------------------------------------------------------------------
BURR-BROWN CORP COMMON STOCK 122574106 2190 25261 SH OTHER 01 02 03 04 25261
-----------------------------------------------------------------------------------------------------------------------------------
BUSH BOAKE ALLEN INC COMMON STOCK 123162109 780 17821 SH OTHER 01 02 03 17821
-----------------------------------------------------------------------------------------------------------------------------------
BUSH BOAKE ALLEN INC COMMON STOCK 123162109 1123 25674 SH OTHER 01 02 03 04 25674
-----------------------------------------------------------------------------------------------------------------------------------
BUSH BOAKE ALLEN INC COM COMMON STOCK 123162109 329 6505 SH SOLE 6505
-----------------------------------------------------------------------------------------------------------------------------------
CABLETRON SYS INC COM COMMON STOCK 126920107 244 9667 SH SOLE 9667
-----------------------------------------------------------------------------------------------------------------------------------
CABLETRON SYSTEMS INC COMMON STOCK 126920107 679 26873 SH OTHER 01 02 03 26873
-----------------------------------------------------------------------------------------------------------------------------------
CABLETRON SYSTEMS INC COMMON STOCK 126920107 971 38460 SH OTHER 01 02 03 04 38460
-----------------------------------------------------------------------------------------------------------------------------------
CAREMARK RX COMMON STOCK COMMON STOCK 126920107 181 26607 SH SOLE 26607
-----------------------------------------------------------------------------------------------------------------------------------
CAREMARK RX INC COMMON STOCK 141705103 484 71022 SH OTHER 01 02 03 71022
-----------------------------------------------------------------------------------------------------------------------------------
CAREMARK RX INC COMMON STOCK 141705103 697 102371 SH OTHER 01 02 03 04 102371
-----------------------------------------------------------------------------------------------------------------------------------
CCB FINANCIAL CORP COMMON STOCK 124875105 368 9951 SH OTHER 01 02 03 04 9951
-----------------------------------------------------------------------------------------------------------------------------------
C-CUBE MICROSYSTEMS INC COMMON STOCK 12501N108 281 14293 SH OTHER 01 02 03 14293
-----------------------------------------------------------------------------------------------------------------------------------
C-CUBE MICROSYSTEMS INC COMMON STOCK 12501N108 403 20549 SH OTHER 01 02 03 04 20549
-----------------------------------------------------------------------------------------------------------------------------------
CENTRAL NEWSPAPERS INC COMMON STOCK 154647101 1737 27470 SH SOLE 27470
-----------------------------------------------------------------------------------------------------------------------------------
CENTRAL NEWSPAPERS INC-CL A COMMON STOCK 154647101 4851 76695 SH OTHER 01 02 03 76695
-----------------------------------------------------------------------------------------------------------------------------------
CENTRAL NEWSPAPERS INC-CL A COMMON STOCK 154647101 8592 135835 SH OTHER 01 02 03 04 135835
-----------------------------------------------------------------------------------------------------------------------------------
CHARLES SCHWAB CORP NEW COMMON STOCK 808513105 2452 72912 SH DEFINED 01 02 03 04 72912
-----------------------------------------------------------------------------------------------------------------------------------
CHARLES SCHWAB CORP NEW COMMON STOCK 808513105 4094 121762 SH OTHER 01 02 03 04 121762
-----------------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS INC COMMON STOCK 17275R102 1322 20795 SH OTHER 01 02 03 20795
-----------------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS INC COMMON STOCK 17275R102 3219 50636 SH OTHER 01 02 03 04 50636
-----------------------------------------------------------------------------------------------------------------------------------
CITRIX SYSTEMS INC COMMON STOCK 177376100 1521 80340 SH OTHER 01 02 03 04 80340
-----------------------------------------------------------------------------------------------------------------------------------
CMGI INC COMMON STOCK 125750109 1168 25503 SH DEFINED 01 02 03 04 25503
-----------------------------------------------------------------------------------------------------------------------------------
CMGI INC COMMON STOCK 125750109 2635 57508 SH OTHER 01 02 03 04 57508
-----------------------------------------------------------------------------------------------------------------------------------
COLUMBIA ENERGY GROUP CALL 1976489HL 978 14900 SH CALL OTHER 01 02 03 14900
-----------------------------------------------------------------------------------------------------------------------------------
COLUMBIA ENERGY GROUP CALL 1976489HL 2271 34600 SH CALL OTHER 01 02 03 04 34600
-----------------------------------------------------------------------------------------------------------------------------------
COLUMBIA ENERGY GROUP COMMON STOCK 197648108 1867 28454 SH SOLE 28454
-----------------------------------------------------------------------------------------------------------------------------------
COLUMBIA ENERGY GROUP COMMON STOCK 197648108 5191 79095 SH OTHER 01 02 03 79095
-----------------------------------------------------------------------------------------------------------------------------------
COLUMBIA ENERGY GROUP COMMON STOCK 197648108 12433 189451 SH OTHER 01 02 03 04 189451
-----------------------------------------------------------------------------------------------------------------------------------
COLUMBIA ENERGY GROUP OPTIONS-CALLS 1976480HL 326 5500 SH CALL SOLE 5500
-----------------------------------------------------------------------------------------------------------------------------------
COLUMBIA ENERGY GROUP OPTIONS-PUTS 1976480TK 278 4700 SH PUT SOLE 4700
-----------------------------------------------------------------------------------------------------------------------------------
COLUMBIA ENERGY GROUP PUT 1976489TK 820 12500 SH PUT OTHER 01 02 03 12500
-----------------------------------------------------------------------------------------------------------------------------------
COLUMBIA ENERGY GROUP PUT 1976489TK 1956 29800 SH PUT OTHER 01 02 03 04 29800
-----------------------------------------------------------------------------------------------------------------------------------
COLUMBIA ENERGY GROUP PUT 1976489TL 518 7900 SH PUT OTHER 01 02 03 7900
-----------------------------------------------------------------------------------------------------------------------------------
COLUMBIA ENERGY GROUP PUT 1976489TL 1253 19100 SH PUT OTHER 01 02 03 04 19100
-----------------------------------------------------------------------------------------------------------------------------------
COMCAST CORP CL A-SPL COMMON STOCK 200300200 2321 57303 SH DEFINED 01 02 03 04 57303
-----------------------------------------------------------------------------------------------------------------------------------
COMCAST CORP CL A-SPL COMMON STOCK 200300200 4347 107345 SH OTHER 01 02 03 04 107345
-----------------------------------------------------------------------------------------------------------------------------------
COMPUTER ASSOCIATES INTL INC COMMON STOCK 204912109 262 5123 SH OTHER 01 02 03 04 5123
-----------------------------------------------------------------------------------------------------------------------------------
COMSAT CORP COM STK SERIES 1 COMMON STOCK 20564D107 251 10699 SH SOLE 10699
-----------------------------------------------------------------------------------------------------------------------------------
COMSAT CORP-SERIES 1 COMMON STOCK 20564D107 670 28506 SH OTHER 01 02 03 28506
-----------------------------------------------------------------------------------------------------------------------------------
COMSAT CORP-SERIES 1 COMMON STOCK 20564D107 1650 70195 SH OTHER 01 02 03 04 70195
-----------------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED PAPERS INC COMMON STOCK 209759109 974 26634 SH OTHER 01 02 03 26634
-----------------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED PAPERS INC COMMON STOCK 209759109 2332 63786 SH OTHER 01 02 03 04 63786
-----------------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED PAPERS INC COM COMMON STOCK 209759109 350 9580 SH SOLE 9580
-----------------------------------------------------------------------------------------------------------------------------------
CORNING INC COMMON STOCK 219350105 2575 9540 SH DEFINED 01 02 03 04 9540
-----------------------------------------------------------------------------------------------------------------------------------
CORNING INC COMMON STOCK 219350105 4301 15937 SH OTHER 01 02 03 04 15937
-----------------------------------------------------------------------------------------------------------------------------------
COUNTRYWIDE CREDIT INDS INC COMMON STOCK 222372104 326 10750 SH OTHER 01 02 03 10750
-----------------------------------------------------------------------------------------------------------------------------------
COUNTRYWIDE CREDIT INDS INC COMMON STOCK 222372104 466 15382 SH OTHER 01 02 03 04 15382
-----------------------------------------------------------------------------------------------------------------------------------
D R HORTON INC COMMON STOCK 23331A109 392 28890 SH OTHER 01 02 03 04 28890
-----------------------------------------------------------------------------------------------------------------------------------
DAISYTEK INTERNATIONAL CORP COMMON STOCK 234053106 618 65465 SH OTHER 01 02 03 65465
-----------------------------------------------------------------------------------------------------------------------------------
DAISYTEK INTERNATIONAL CORP COMMON STOCK 234053106 884 93685 SH OTHER 01 02 03 04 93685
-----------------------------------------------------------------------------------------------------------------------------------
DAISYTEK INTL CORP COM COMMON STOCK 234053106 222 23550 SH SOLE 23550
-----------------------------------------------------------------------------------------------------------------------------------
DELTA & PINE LAND CO COMMON STOCK 247357106 910 36328 SH OTHER 01 02 03 36328
-----------------------------------------------------------------------------------------------------------------------------------
DELTA & PINE LAND CO COMMON STOCK 247357106 1267 50569 SH OTHER 01 02 03 04 50569
-----------------------------------------------------------------------------------------------------------------------------------
DELTA & PINE LAND CO LTD COM COMMON STOCK 247357106 328 13103 SH SOLE 13103
-----------------------------------------------------------------------------------------------------------------------------------
DELUXE CORP COMMON STOCK 248019101 591 25083 SH OTHER 01 02 03 25083
-----------------------------------------------------------------------------------------------------------------------------------
DELUXE CORP COMMON STOCK 248019101 846 35894 SH OTHER 01 02 03 04 35894
-----------------------------------------------------------------------------------------------------------------------------------
DELUXE CORP USD COM COMMON STOCK 248019101 213 9023 SH SOLE 9023
-----------------------------------------------------------------------------------------------------------------------------------
DEXTER CORP COMMON STOCK 252165105 342 7117 SH OTHER 01 02 03 7117
-----------------------------------------------------------------------------------------------------------------------------------
DEXTER CORP COMMON STOCK 252165105 735 15322 SH OTHER 01 02 03 04 15322
-----------------------------------------------------------------------------------------------------------------------------------
DIME BANCORP INC NEW COMMON STOCK 25429Q102 3379 214519 SH OTHER 01 02 03 214519
-----------------------------------------------------------------------------------------------------------------------------------
DIME BANCORP INC NEW COMMON STOCK 25429Q102 8093 513811 SH OTHER 01 02 03 04 513811
-----------------------------------------------------------------------------------------------------------------------------------
DIME BANCORP INC NEW COM COMMON STOCK 25429Q102 1215 77170 SH SOLE 77170
-----------------------------------------------------------------------------------------------------------------------------------
DOUBLECLICK INC COMMON STOCK 258609304 465 12200 SH OTHER 01 02 03 04 12200
-----------------------------------------------------------------------------------------------------------------------------------
E W SCRIPPS CO NEW-CL A COMMON STOCK 811054204 920 18684 SH OTHER 01 02 03 04 18684
-----------------------------------------------------------------------------------------------------------------------------------
ELAN PLC RIGHTS RIGHTS G29539148 25 50832 SH SOLE 50832
-----------------------------------------------------------------------------------------------------------------------------------
EQUITY OFFICE PROPERTIES TRUST COMMON STOCK 294741103 224 8148 SH OTHER 01 02 03 04 8148
-----------------------------------------------------------------------------------------------------------------------------------
E-TEK DYNAMICS INC COMMON STOCK 269240107 2100 7959 SH OTHER 01 02 03 7959
-----------------------------------------------------------------------------------------------------------------------------------
E-TEK DYNAMICS INC COMMON STOCK 269240107 5033 19077 SH OTHER 01 02 03 04 19077
-----------------------------------------------------------------------------------------------------------------------------------
E-TEK DYNAMICS INC COM COMMON STOCK 269240107 756 2864 SH SOLE 2864
-----------------------------------------------------------------------------------------------------------------------------------
EXCITE@HOME SERIES A COMMON STOCK 045919107 682 32872 SH OTHER 01 02 03 04 32872
-----------------------------------------------------------------------------------------------------------------------------------
FIRST SECURITY CORP-DEL COMMON STOCK 336294103 368 27162 SH OTHER 01 02 03 27162
-----------------------------------------------------------------------------------------------------------------------------------
FIRST SECURITY CORP-DEL COMMON STOCK 336294103 882 65066 SH OTHER 01 02 03 04 65066
-----------------------------------------------------------------------------------------------------------------------------------
FISCHER SCIENTIFIC INTL INC COMMON STOCK 338032204 266 10750 SH OTHER 01 02 03 10750
-----------------------------------------------------------------------------------------------------------------------------------
FISCHER SCIENTIFIC INTL INC COMMON STOCK 338032204 381 15383 SH OTHER 01 02 03 04 15383
-----------------------------------------------------------------------------------------------------------------------------------
GANNETT CO INC COMMON STOCK 364730101 214 3583 SH OTHER 01 02 03 3583
-----------------------------------------------------------------------------------------------------------------------------------
GANNETT CO INC COMMON STOCK 364730101 307 5128 SH OTHER 01 02 03 04 5128
-----------------------------------------------------------------------------------------------------------------------------------
GLOBAL CROSSING LTD CALL G3921A9GF 463 17600 SH CALL OTHER 01 02 03 17600
-----------------------------------------------------------------------------------------------------------------------------------
GLOBAL CROSSING LTD CALL G3921A9GF 679 25800 SH CALL OTHER 01 02 03 04 25800
-----------------------------------------------------------------------------------------------------------------------------------
GLOBAL CROSSING LTD COMMON STOCK G3921A100 282 10704 SH OTHER 01 02 03 10704
-----------------------------------------------------------------------------------------------------------------------------------
GLOBAL CROSSING LTD COMMON STOCK G3921A100 404 15359 SH OTHER 01 02 03 04 15359
-----------------------------------------------------------------------------------------------------------------------------------
GLOBAL CROSSING LTD COM OPTIONS-CALLS G3921A0GF 270 6600 SH CALL SOLE 6600
-----------------------------------------------------------------------------------------------------------------------------------
GLOBAL TELESYSTEMS INC COMMON STOCK 37936U104 247 20453 SH OTHER 01 02 03 20453
-----------------------------------------------------------------------------------------------------------------------------------
GLOBAL TELESYSTEMS INC COMMON STOCK 37936U104 356 29547 SH OTHER 01 02 03 04 29547
-----------------------------------------------------------------------------------------------------------------------------------
GTE CORP COMMON STOCK 362320103 1619 26002 SH OTHER 01 02 03 26002
-----------------------------------------------------------------------------------------------------------------------------------
GTE CORP COMMON STOCK 362320103 3876 62272 SH OTHER 01 02 03 04 62272
-----------------------------------------------------------------------------------------------------------------------------------
GTE CORP COM COMMON STOCK 362320103 581 9326 SH SOLE 9326
-----------------------------------------------------------------------------------------------------------------------------------
HANNAFORD BROS CO COMMON STOCK 410550107 2297 31959 SH OTHER 01 02 03 31959
-----------------------------------------------------------------------------------------------------------------------------------
HANNAFORD BROS CO COMMON STOCK 410550107 5502 76544 SH OTHER 01 02 03 04 76544
-----------------------------------------------------------------------------------------------------------------------------------
HANNAFORD BROS CO COM COMMON STOCK 410550107 826 11497 SH SOLE 11497
-----------------------------------------------------------------------------------------------------------------------------------
HARCOURT GENERAL INC COMMON STOCK 41163G101 484 8900 SH OTHER 01 02 03 8900
-----------------------------------------------------------------------------------------------------------------------------------
HARCOURT GENERAL INC COMMON STOCK 41163G101 685 12605 SH OTHER 01 02 03 04 12605
-----------------------------------------------------------------------------------------------------------------------------------
HARMONIC INC COMMON STOCK 413160102 344 13891 SH DEFINED 01 02 03 04 13891
-----------------------------------------------------------------------------------------------------------------------------------
HARMONIC INC COMMON STOCK 413160102 561 22658 SH OTHER 01 02 03 04 22658
-----------------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTL INC COMMON STOCK 438516106 2694 79962 SH OTHER 01 02 03 04 79962
-----------------------------------------------------------------------------------------------------------------------------------
I2 TECHNOLOGIES INC COMMON STOCK 465754109 3238 31053 SH DEFINED 01 02 03 04 31053
-----------------------------------------------------------------------------------------------------------------------------------
I2 TECHNOLOGIES INC COMMON STOCK 465754109 14507 139133 SH OTHER 01 02 03 04 139133
-----------------------------------------------------------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC COMMON STOCK 452308109 1783 31274 SH OTHER 01 02 03 04 31274
-----------------------------------------------------------------------------------------------------------------------------------
IMS HEALTH INC COMMON STOCK 449934108 959 53265 SH OTHER 01 02 03 53265
-----------------------------------------------------------------------------------------------------------------------------------
IMS HEALTH INC COMMON STOCK 449934108 2296 127574 SH OTHER 01 02 03 04 127574
-----------------------------------------------------------------------------------------------------------------------------------
IMS HEALTH INC COM STK COMMON STOCK 449934108 345 19161 SH SOLE 19161
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INCO LTD CAD NPV VBN CL SHS COMMON STOCK 453258709 94 21382 SH SOLE 21382
-----------------------------------------------------------------------------------------------------------------------------------
***INCO LTD-CL VBN FOREIGN COMMON S 453258709 175 39968 SH OTHER 01 02 03 39968
-----------------------------------------------------------------------------------------------------------------------------------
INTEGRA LIFESCIENCES HOLDING C COMMON STOCK 457985208 111 11126 SH SOLE 11126
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INTERNATIONAL HOME FOODS INC COMMON STOCK 459655106 279 13317 SH OTHER 01 02 03 13317
-----------------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL HOME FOODS INC COMMON STOCK 459655106 668 31893 SH OTHER 01 02 03 04 31893
-----------------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL PAPER CO COMMON STOCK 460146103 609 20433 SH OTHER 01 02 03 20433
-----------------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL PAPER CO COMMON STOCK 460146103 1574 52786 SH DEFINED 01 02 03 04 52786
-----------------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL PAPER CO COMMON STOCK 460146103 9726 326225 SH OTHER 01 02 03 04 326225
-----------------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL PAPER CO PUT 4601469SF 1169 39200 SH PUT OTHER 01 02 03 39200
-----------------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL PAPER CO PUT 4601469SF 2865 96100 SH PUT OTHER 01 02 03 04 96100
-----------------------------------------------------------------------------------------------------------------------------------
INTL PAPER CO COM COMMON STOCK 460146103 1676 56208 SH SOLE 56208
-----------------------------------------------------------------------------------------------------------------------------------
INTL PAPER CO COM OPTIONS-PUTS 4601460SF 628 14700 SH PUT SOLE 14700
-----------------------------------------------------------------------------------------------------------------------------------
J C PENNEY CO INC CALL 7081609GW 197 10700 SH CALL OTHER 01 02 03 10700
-----------------------------------------------------------------------------------------------------------------------------------
J C PENNEY CO INC CALL 7081609GW 284 15400 SH CALL OTHER 01 02 03 04 15400
-----------------------------------------------------------------------------------------------------------------------------------
J C PENNEY CO INC COMMON STOCK 708160106 661 35832 SH OTHER 01 02 03 35832
-----------------------------------------------------------------------------------------------------------------------------------
J C PENNEY CO INC COMMON STOCK 708160106 945 51277 SH OTHER 01 02 03 04 51277
-----------------------------------------------------------------------------------------------------------------------------------
JDS UNIPHASE CORP COMMON STOCK 46612J101 11687 97490 SH OTHER 01 02 03 04 97490
-----------------------------------------------------------------------------------------------------------------------------------
JUPITER COMMUNICATIONS INC COMMON STOCK 482050101 306 13317 SH OTHER 01 02 03 13317
-----------------------------------------------------------------------------------------------------------------------------------
JUPITER COMMUNICATIONS INC COMMON STOCK 482050101 734 31893 SH OTHER 01 02 03 04 31893
-----------------------------------------------------------------------------------------------------------------------------------
KROGER CO COMMON STOCK 501044101 2233 101200 SH OTHER 01 02 03 04 101200
-----------------------------------------------------------------------------------------------------------------------------------
LAMAR ADVERTISING CO-CL A COMMON STOCK 512815101 310 7166 SH OTHER 01 02 03 7166
-----------------------------------------------------------------------------------------------------------------------------------
LAMAR ADVERTISING CO-CL A COMMON STOCK 512815101 444 10256 SH OTHER 01 02 03 04 10256
-----------------------------------------------------------------------------------------------------------------------------------
LUCENT TECHNOLOGIES INC COMMON STOCK 549463107 7419 126280 SH OTHER 01 02 03 04 126280
-----------------------------------------------------------------------------------------------------------------------------------
LYCOS INC COMMON STOCK 550818108 431 7988 SH OTHER 01 02 03 7988
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LYCOS INC COMMON STOCK 550818108 1033 19138 SH OTHER 01 02 03 04 19138
-----------------------------------------------------------------------------------------------------------------------------------
MALLINCKRODT INC NEW COMMON STOCK 561232109 636 14646 SH OTHER 01 02 03 14646
-----------------------------------------------------------------------------------------------------------------------------------
MALLINCKRODT INC NEW COMMON STOCK 561232109 1523 35085 SH OTHER 01 02 03 04 35085
-----------------------------------------------------------------------------------------------------------------------------------
MALLINCKRODT INC NEW PUT 5612329VG 256 5900 SH PUT OTHER 01 02 03 5900
-----------------------------------------------------------------------------------------------------------------------------------
MALLINCKRODT INC NEW PUT 5612329VG 625 14400 SH PUT OTHER 01 02 03 04 14400
-----------------------------------------------------------------------------------------------------------------------------------
MALLINCKRODT INC COM COMMON STOCK 561232109 229 5269 SH SOLE 5269
-----------------------------------------------------------------------------------------------------------------------------------
MARVEL ENTERPRISES INC COMMON STOCK 57383M108 263 42104 SH OTHER 01 02 03 42104
-----------------------------------------------------------------------------------------------------------------------------------
MARVEL ENTERPRISES INC COMMON STOCK 57383M108 377 60250 SH OTHER 01 02 03 04 60250
-----------------------------------------------------------------------------------------------------------------------------------
MARVEL ENTERPRISES INC COMMON STOCK 57383M108 103 16435 SH SOLE 16435
-----------------------------------------------------------------------------------------------------------------------------------
MATTEL INC COMMON STOCK 577081102 1169 88640 SH OTHER 01 02 03 04 88640
-----------------------------------------------------------------------------------------------------------------------------------
MEDIAONE GROUP INC COMMON STOCK 58440J104 66824 1005000 SH OTHER 01 02 03 04 1005000
-----------------------------------------------------------------------------------------------------------------------------------
MEDIMMUNE INC COMMON STOCK 584699102 2030 27438 SH OTHER 01 02 03 04 27438
-----------------------------------------------------------------------------------------------------------------------------------
MEDQUIST INC COMMON STOCK 584949101 951 27963 SH OTHER 01 02 03 27963
-----------------------------------------------------------------------------------------------------------------------------------
MEDQUIST INC COMMON STOCK 584949101 2277 66978 SH OTHER 01 02 03 04 66978
-----------------------------------------------------------------------------------------------------------------------------------
MEDQUIST INC PUT 5849499SG 214 6300 SH PUT OTHER 01 02 03 04 6300
-----------------------------------------------------------------------------------------------------------------------------------
MEDQUIST INC COM COMMON STOCK 584949101 342 10059 SH SOLE 10059
-----------------------------------------------------------------------------------------------------------------------------------
MOTOROLA INC COMMON STOCK 620076109 5142 169629 SH OTHER 01 02 03 04 169629
-----------------------------------------------------------------------------------------------------------------------------------
NABISCO HLDG CORP CL A COM COMMON STOCK 629526104 1778 33876 SH SOLE 33876
-----------------------------------------------------------------------------------------------------------------------------------
NABISCO HOLDINGS CORP-CL A COMMON STOCK 629526104 4942 94578 SH OTHER 01 02 03 94578
-----------------------------------------------------------------------------------------------------------------------------------
NABISCO HOLDINGS CORP-CL A COMMON STOCK 629526104 11837 226546 SH OTHER 01 02 03 04 226546
-----------------------------------------------------------------------------------------------------------------------------------
NATIONAL-OILWELL INC COMMON STOCK 637071101 350 10642 SH OTHER 01 02 03 04 10642
-----------------------------------------------------------------------------------------------------------------------------------
NAVIGANT INTL INC COMMON STOCK 63935R108 330 34298 SH OTHER 01 02 03 34298
-----------------------------------------------------------------------------------------------------------------------------------
NAVIGANT INTL INC COMMON STOCK 63935R108 365 37897 SH OTHER 01 02 03 04 37897
-----------------------------------------------------------------------------------------------------------------------------------
NAVIGANT INTL INC COM STK COMMON STOCK 63935R108 123 12805 SH SOLE 12805
-----------------------------------------------------------------------------------------------------------------------------------
NEXTLINK COMMUNICATIONS INC COMMON STOCK 65333H707 532 14029 SH OTHER 01 02 03 14029
-----------------------------------------------------------------------------------------------------------------------------------
NEXTLINK COMMUNICATIONS INC COMMON STOCK 65333H707 2969 78248 SH DEFINED 01 02 03 04 78248
-----------------------------------------------------------------------------------------------------------------------------------
NEXTLINK COMMUNICATIONS INC COMMON STOCK 65333H707 15274 402602 SH OTHER 01 02 03 04 402602
-----------------------------------------------------------------------------------------------------------------------------------
***NORTEL NETWORKS CORP FOREIGN COMMON S 656568102 5779 83908 SH DEFINED 01 02 03 04 83908
-----------------------------------------------------------------------------------------------------------------------------------
***NORTEL NETWORKS CORP FOREIGN COMMON S 656568102 10964 159192 SH OTHER 01 02 03 04 159192
-----------------------------------------------------------------------------------------------------------------------------------
ONEMAIN.COM INC COMMON STOCK 68267P109 144 12759 SH OTHER 01 02 03 04 12759
-----------------------------------------------------------------------------------------------------------------------------------
PAIRGAIN TECHNOLOGIES INC COMMON STOCK 695934109 677 19803 SH SOLE 19803
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PALM INC PUT 6966429TG 1495 44800 SH PUT OTHER 01 02 03 44800
-----------------------------------------------------------------------------------------------------------------------------------
PALM INC PUT 6966429TG 4305 129000 SH PUT OTHER 01 02 03 04 129000
-----------------------------------------------------------------------------------------------------------------------------------
PALM INC PUT 6966429TH 878 26300 SH PUT OTHER 01 02 03 26300
-----------------------------------------------------------------------------------------------------------------------------------
PALM INC PUT 6966429TH 2430 72800 SH PUT OTHER 01 02 03 04 72800
-----------------------------------------------------------------------------------------------------------------------------------
PALM INC PUT 6966429TI 1065 31900 SH PUT OTHER 01 02 03 31900
-----------------------------------------------------------------------------------------------------------------------------------
PALM INC PUT 6966429TI 3054 91500 SH PUT OTHER 01 02 03 04 91500
-----------------------------------------------------------------------------------------------------------------------------------
PALM INC COM STK OPTIONS-PUTS 6966420TG 727 16200 SH PUT SOLE 16200
-----------------------------------------------------------------------------------------------------------------------------------
PALM INC COM STK OPTIONS-PUTS 6966420TH 426 9500 SH PUT SOLE 9500
-----------------------------------------------------------------------------------------------------------------------------------
PALM INC COM STK OPTIONS-PUTS 6966420TI 521 11600 SH PUT SOLE 11600
-----------------------------------------------------------------------------------------------------------------------------------
PENNEY(J C) CO INC USD.50 COM COMMON STOCK 708160106 238 12891 SH SOLE 12891
-----------------------------------------------------------------------------------------------------------------------------------
PFIZER INC COMMON STOCK 717081103 1006 20960 SH DEFINED 01 02 03 04 20960
-----------------------------------------------------------------------------------------------------------------------------------
PFIZER INC COMMON STOCK 717081103 5037 104945 SH OTHER 01 02 03 04 104945
-----------------------------------------------------------------------------------------------------------------------------------
PFIZER INC COM COMMON STOCK 717081103 1050 21868 SH SOLE 21868
-----------------------------------------------------------------------------------------------------------------------------------
PFSWEB INC COMMON STOCK 717098107 63 13535 SH SOLE 13535
-----------------------------------------------------------------------------------------------------------------------------------
PFSWEB INC COMMON STOCK 717098107 176 37622 SH OTHER 01 02 03 37622
-----------------------------------------------------------------------------------------------------------------------------------
PFSWEB INC COMMON STOCK 717098107 252 53843 SH OTHER 01 02 03 04 53843
-----------------------------------------------------------------------------------------------------------------------------------
PHELPS DODGE CORP COMMON STOCK 717265102 848 22816 SH OTHER 01 02 03 04 22816
-----------------------------------------------------------------------------------------------------------------------------------
PIONEER GROUP INC COMMON STOCK 723684106 4119 97205 SH OTHER 01 02 03 97205
-----------------------------------------------------------------------------------------------------------------------------------
PIONEER GROUP INC COMMON STOCK 723684106 9866 232826 SH OTHER 01 02 03 04 232826
-----------------------------------------------------------------------------------------------------------------------------------
PIONEER GROUP INC COM COMMON STOCK 723684106 1482 34969 SH SOLE 34969
-----------------------------------------------------------------------------------------------------------------------------------
PSINET INC COMMON STOCK 74437C101 617 24544 SH OTHER 01 02 03 04 24544
-----------------------------------------------------------------------------------------------------------------------------------
PSS WORLD MEDICAL INC COMMON STOCK 69366A100 107 15947 SH OTHER 01 02 03 04 15947
-----------------------------------------------------------------------------------------------------------------------------------
QWEST COMMUN INTL COM OPTIONS-PUTS 7491211SL 446 9300 SH PUT SOLE 9300
-----------------------------------------------------------------------------------------------------------------------------------
QWEST COMMUN INTL COM OPTIONS-PUTS 7491215SG 230 4800 SH PUT SOLE 4800
-----------------------------------------------------------------------------------------------------------------------------------
QWEST COMMUN INTL COM OPTIONS-PUTS 7491215SH 461 9600 SH PUT SOLE 9600
-----------------------------------------------------------------------------------------------------------------------------------
QWEST COMMUN INTL COM OPTIONS-PUTS 7491215SI 442 9200 SH PUT SOLE 9200
-----------------------------------------------------------------------------------------------------------------------------------
QWEST COMMUNICATIONS CALL 7491219GJ 308 6200 SH CALL OTHER 01 02 03 6200
-----------------------------------------------------------------------------------------------------------------------------------
QWEST COMMUNICATIONS CALL 7491219GJ 810 16300 SH CALL OTHER 01 02 03 04 16300
-----------------------------------------------------------------------------------------------------------------------------------
QWEST COMMUNICATIONS PUT 7491219SG 646 13000 SH PUT OTHER 01 02 03 13000
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QWEST COMMUNICATIONS PUT 7491219SG 1600 32200 SH PUT OTHER 01 02 03 04 32200
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QWEST COMMUNICATIONS PUT 7491219SH 1327 26700 SH PUT OTHER 01 02 03 26700
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QWEST COMMUNICATIONS PUT 7491219SH 3165 63700 SH PUT OTHER 01 02 03 04 63700
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QWEST COMMUNICATIONS PUT 7491219SI 1347 27100 SH PUT OTHER 01 02 03 27100
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QWEST COMMUNICATIONS PUT 7491219SI 3165 63700 SH PUT OTHER 01 02 03 04 63700
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QWEST COMMUNICATIONS PUT 7491219SL 1252 25200 SH PUT OTHER 01 02 03 25200
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QWEST COMMUNICATIONS PUT 7491219SL 2917 58700 SH PUT OTHER 01 02 03 04 58700
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RATIONAL SOFTWARE CORP NEW COMMON STOCK 75409P202 6449 69387 SH OTHER 01 02 03 04 69387
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RELIASTAR FINANCIAL CORP COMMON STOCK 75952U103 6564 125169 SH OTHER 01 02 03 125169
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RELIASTAR FINANCIAL CORP COMMON STOCK 75952U103 15721 299803 SH OTHER 01 02 03 04 299803
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RELIASTAR FINL CORP COM COMMON STOCK 75952U103 2361 45028 SH SOLE 45028
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***RTS ELAN CORP PLC WARRANT OR RIGHT G29539148 70 140026 SH F OTHER 01 02 03 140026
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***RTS ELAN CORP PLC WARRANT OR RIGHT G29539148 163 325142 SH F OTHER 01 02 03 04 325142
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RYDER SYSTEM INC COMMON STOCK 783549108 471 24850 SH OTHER 01 02 03 24850
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RYDER SYSTEM INC COMMON STOCK 783549108 681 35939 SH OTHER 01 02 03 04 35939
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SAGA SYS INC COMMON STOCK 786610105 160 12866 SH OTHER 01 02 03 04 12866
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SANMINA CORP COMMON STOCK 800907107 6632 77568 SH OTHER 01 02 03 77568
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SANMINA CORP COMMON STOCK 800907107 15966 186731 SH OTHER 01 02 03 04 186731
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SANMINA CORP COM COMMON STOCK 800907107 2419 28294 SH SOLE 28294
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SANTA FE SNYDER CORP COMMON STOCK 80218K105 1651 145144 SH OTHER 01 02 03 145144
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SANTA FE SNYDER CORP COMMON STOCK 80218K105 3954 347643 SH OTHER 01 02 03 04 347643
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SANTA FE SNYDER CORP COMMON STOCK 80218K105 594 52213 SH SOLE 52213
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SAVOIR TECHNOLOGY GROUP INC COMMON STOCK 80533W107 92 12969 SH OTHER 01 02 03 12969
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SAVOIR TECHNOLOGY GROUP INC COMMON STOCK 80533W107 219 31065 SH OTHER 01 02 03 04 31065
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SEAGATE TECHNOLOGY INC COMMON STOCK 811804103 10255 186448 SH OTHER 01 02 03 186448
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SEAGATE TECHNOLOGY INC COMMON STOCK 811804103 24562 446579 SH OTHER 01 02 03 04 446579
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SEAGATE TECHNOLOGY USD.01 COM COMMON STOCK 811804103 3689 67073 SH SOLE 67073
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SEAGRAM COMPANY LTD CAD COM NP COMMON STOCK 811850106 1139 19640 SH SOLE 19640
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***SEAGRAM CO LTD COMMON STOCK 811850106 3167 54596 SH OTHER 01 02 03 54596
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***SEAGRAM CO LTD COMMON STOCK 811850106 7584 130764 SH OTHER 01 02 03 04 130764
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SHARED MEDICAL SYS COMMON STOCK 819486101 475 6515 SH SOLE 6515
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SHARED MEDICAL SYSTEMS CORP COMMON STOCK 819486101 1321 18108 SH OTHER 01 02 03 18108
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SHARED MEDICAL SYSTEMS CORP COMMON STOCK 819486101 3164 43377 SH OTHER 01 02 03 04 43377
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SHARED MEDICAL SYSTEMS CORP PUT 8194869SK 496 6800 SH PUT OTHER 01 02 03 04 6800
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SILICON GRAPHICS INC COMMON STOCK 827056102 300 79946 SH OTHER 01 02 03 79946
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SILICON GRAPHICS INC COMMON STOCK 827056102 52 13820 SH DEFINED 01 02 03 04 13820
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SILICON GRAPHICS INC COMMON STOCK 827056102 529 141017 SH OTHER 01 02 03 04 141017
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SILICON GRAPHICS INC COM COMMON STOCK 827056102 60 16131 SH SOLE 16131
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SNYDER COMMUNICATIONS INC COMMON STOCK 832914105 314 13218 SH OTHER 01 02 03 13218
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SNYDER COMMUNICATIONS INC COMMON STOCK 832914105 756 31848 SH OTHER 01 02 03 04 31848
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SPRINT CORP COMMON STOCK 852061100 1044 20466 SH OTHER 01 02 03 20466
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SPRINT CORP COMMON STOCK 852061100 2150 42156 SH OTHER 01 02 03 04 42156
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SPRINT CORP PUT 8520619SK 678 13300 SH PUT OTHER 01 02 03 13300
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SPRINT CORP PUT 8520619SK 1627 31900 SH PUT OTHER 01 02 03 04 31900
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SPRINT CORP USD2.50 COM COMMON STOCK 852061100 376 7378 SH SOLE 7378
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SPRINT CORP USD2.50 COM OPTIONS-PUTS 8520610SK 304 4800 SH PUT SOLE 4800
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SUMMIT TECH. INC - W/RTS COMMON STOCK 86627E101 1030 54595 SH OTHER 01 02 03 54595
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SUMMIT TECH. INC - W/RTS COMMON STOCK 86627E101 2468 130766 SH OTHER 01 02 03 04 130766
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SUMMIT TECHNOLOGY INC COM COMMON STOCK 86627E101 371 19639 SH SOLE 19639
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***TELECOMUNICACOES DE SAO COMMON STOCK 87929A102 2746 148407 SH OTHER 01 02 03 148407
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***TELECOMUNICACOES DE SAO COMMON STOCK 87929A102 6577 355489 SH OTHER 01 02 03 04 355489
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TELECOMUNICACOES DE S.P. ADRS STOCKS 87929A102 1393 75304 SH SOLE 75304
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TELEFONICA DE ARGENTINA SA ADRS STOCKS 879378206 715 22514 SH SOLE 22514
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***TELEFONICA DE ARGENTINA SA COMMON STOCK 879378206 1987 62585 SH OTHER 01 02 03 62585
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***TELEFONICA DE ARGENTINA SA COMMON STOCK 879378206 4759 149901 SH OTHER 01 02 03 04 149901
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TELEFONICA DEL PERU S A SPONS ADRS STOCKS 879384105 169 14878 SH SOLE 14878
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***TELEFONICA DEL PERU SA COMMON STOCK 879384105 218 19180 SH OTHER 01 02 03 19180
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***TELEFONICA DEL PERU SA COMMON STOCK 879384105 523 45942 SH OTHER 01 02 03 04 45942
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TELESUDESTE CELULAR PART ADRS STOCKS 879252104 1077 35322 SH SOLE 35322
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TERADYNE INC COMMON STOCK 880770102 13042 177438 SH OTHER 01 02 03 04 177438
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***TYCO INTERNATIONAL LTD PUT 9021249VG 256 5400 SH PUT OTHER 01 02 03 5400
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***TYCO INTERNATIONAL LTD PUT 9021249VG 597 12600 SH PUT OTHER 01 02 03 04 12600
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U S WEST INC NEW COMMON STOCK 91273H101 12075 140813 SH OTHER 01 02 03 140813
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U S WEST INC NEW COMMON STOCK 91273H101 28918 337236 SH OTHER 01 02 03 04 337236
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UNION PACIFIC RESOUR CES GROUP COMMON STOCK 907834105 1377 62589 SH SOLE 62589
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UNION PACIFIC RESOURCES GROUP COMMON STOCK 907834105 3828 173982 SH OTHER 01 02 03 173982
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UNION PACIFIC RESOURCES GROUP COMMON STOCK 907834105 9168 416729 SH OTHER 01 02 03 04 416729
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US WEST INC COM STK (NEW) COMMON STOCK 91273H101 4343 50651 SH SOLE 50651
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USAIR GROUP INC CALL 9119059GI 257 6600 SH CALL OTHER 01 02 03 6600
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USAIR GROUP INC CALL 9119059GI 624 16000 SH CALL OTHER 01 02 03 04 16000
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VASTAR RESOURCES INC COMMON STOCK 922380100 609 7418 SH OTHER 01 02 03 7418
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VASTAR RESOURCES INC COMMON STOCK 922380100 1466 17848 SH OTHER 01 02 03 04 17848
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VASTAR RESOURCES INC COMMON STOCK 922380100 225 2734 SH SOLE 2734
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VERIO INC COMMON STOCK 923433106 5763 103865 SH OTHER 01 02 03 103865
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VERIO INC COMMON STOCK 923433106 13803 248771 SH OTHER 01 02 03 04 248771
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VERIO INC PUT 9234339SH 1776 32000 SH PUT OTHER 01 02 03 32000
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VERIO INC PUT 9234339SH 4245 76500 SH PUT OTHER 01 02 03 04 76500
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VERIO INC PUT 9234339TI 438 7900 SH PUT OTHER 01 02 03 7900
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VERIO INC PUT 9234339TI 1065 19200 SH PUT OTHER 01 02 03 04 19200
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VERIO INC COM STK COMMON STOCK 923433106 2073 37364 SH SOLE 37364
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VERIO INC COM STK OPTIONS-PUTS 9234330SH 518 11500 SH PUT SOLE 11500
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VLASIC FOODS INTERNATIONAL INC COMMON STOCK 928559103 21 12819 SH OTHER 01 02 03 04 12819
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***VODAFONE AIRTOUCH PLC COMMON STOCK 92857T107 983 23547 SH OTHER 01 02 03 04 23547
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VOICESTREAM WIRELESS CORP COMMON STOCK 928615103 3894 33479 SH DEFINED 01 02 03 04 33479
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VOICESTREAM WIRELESS CORP COMMON STOCK 928615103 7475 64275 SH OTHER 01 02 03 04 64275
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WARNACO GROUP INC-CL A COMMON STOCK 934390105 111 14333 SH OTHER 01 02 03 14333
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WARNACO GROUP INC-CL A COMMON STOCK 934390105 159 20510 SH OTHER 01 02 03 04 20510
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WELLS FARGO & CO-NEW COMMON STOCK 949746101 9736 251260 SH OTHER 01 02 03 04 251260
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WESLEY JESSEN VISIONCARE INC COMMON STOCK 951018100 698 18589 SH OTHER 01 02 03 18589
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WESLEY JESSEN VISIONCARE INC COMMON STOCK 951018100 1672 44524 SH OTHER 01 02 03 04 44524
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WESLEY JESSEN VISIONCARE INC COMMON STOCK 951018100 251 6687 SH SOLE 6687
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WORKFLOW MANAGEMENT INC COMMON STOCK 98137N109 294 24739 SH OTHER 01 02 03 24739
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WORKFLOW MANAGEMENT INC COMMON STOCK 98137N109 428 36026 SH OTHER 01 02 03 04 36026
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WORLDCOM INC GA NEW COMMON STOCK 98157D106 411 8958 SH OTHER 01 02 03 8958
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WORLDCOM INC GA NEW COMMON STOCK 98157D106 7455 162510 SH OTHER 01 02 03 04 162510
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WTS IMC GLOBAL INC WARRANT OR RIGHT 449669118 0 12341 SH OTHER 01 02 03 12341
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WTS IMC GLOBAL INC WARRANT OR RIGHT 449669118 0 30816 SH OTHER 01 02 03 04 30816
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WTS SUNBEAM CORP DEL NEW WARRANT OR RIGHT 867071128 15 21606 SH F OTHER 01 02 03 21606
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WYNNS INTERNATIONAL INC COMMON STOCK 983195108 1075 47401 SH OTHER 01 02 03 47401
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WYNNS INTERNATIONAL INC COMMON STOCK 983195108 2576 113545 SH OTHER 01 02 03 04 113545
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WYNNS INTL INC COMMON STOCK 983195108 387 17054 SH SOLE 17054
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YAHOO INC COMMON STOCK 984332106 4834 39022 SH OTHER 01 02 03 04 39022
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YORK INTERNATIONAL CORP NEW COMMON STOCK 986670107 271 10749 SH OTHER 01 02 03 10749
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YORK INTERNATIONAL CORP NEW COMMON STOCK 986670107 388 15384 SH OTHER 01 02 03 04 15384
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YOUNG & RUBICAM INC COMMON STOCK 987425105 2886 50467 SH OTHER 01 02 03 50467
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YOUNG & RUBICAM INC COMMON STOCK 987425105 6913 120878 SH OTHER 01 02 03 04 120878
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YOUNG & RUBICAM INC COM STK COMMON STOCK 987425105 1038 18155 SH SOLE 18155
<PAGE>
</TABLE>
