UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2000
-----------------
Check here if Amendment [ ]; Amendment Number:
-----
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: James Morgan Rutman
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Address: c/o Harvest Management, L.L.C.
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600 Madison Avenue, 11th Floor
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New York, New York 10022
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Form 13F File Number: 28-2854
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The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: James Morgan Rutman
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Title:
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Phone: 212-644-2202
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Signature, Place, and Date of Signing:
/s/ James Morgan Rutman New York, New York 5/15/00
- -----------------------------------------------------------------
<PAGE>
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this
reporting manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this
report, and all holdings are reported by other reporting
manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the
holdings for this reporting manager are reported in this report
and a portion are reported by other reporting manager(s).)
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 4
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Form 13F Information Table Entry Total: 250
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Form 13F Information Table Value Total: $860,377
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(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
1 28-6362 Laurence D. Belfer
--- ----------- ----------------------------
2 28-7384 Nathaniel Bohrer
--- ----------- ----------------------------
3 28-7750 Marjorie Gochberg Kellner
--- ----------- ----------------------------
4 28-7748 Harvest Advisors, L.L.C.
--- ----------- ----------------------------
Mr. Rutman shares investment discretion with and is reporting on behalf of
Mr. Belfer, Mr. Nathaniel Bohrer and Ms. Gochberg Kellner with respect to
the accounts holding the securities reported herein. With respect to
certain of the accounts holding the securities reported herein, Mr. Rutman,
Mr. Belfer, Mr. Nathaniel Bohrer and Ms. Gochberg Kellner exercise
investment discretion through one or more institutional investment
managers, including Harvest Management, L.L.C. and Harvest Advisors, L.L.C.
Harvest Advisors, L.L.C. is filing a Form 13-F simultaneously herewith.
Harvest Management, L.L.C. is not required to report investment discretion
over $100 million or more in Section 13(f) securities for purposes of this
Form 13-F.
<PAGE
<TABLE>
<CAPTION>
Form 13F INFORMATION TABLE
<C> <C> <C> <C> <C> <C> <C> <C>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- --------------------------------- -------------- --------- -------- ----------------- ---------- -------- -------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- --------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- -------
AERIAL COMMUNICATIONS INC COMMON STOCK 007655103 4,145 72,965 SH OTHER 01 02 03 72,965
- ---------------------------------------------------------------------------------------------------------------------------
AERIAL COMMUNICATIONS INC COMMON STOCK 007655103 9,609 169,129 SH OTHER 01 02 03 04 169,129
- ---------------------------------------------------------------------------------------------------------------------------
AERIAL COMMUNICATIONS INC COMMON STOCK 007655103 688 12,106 SH SOLE 12,106
- ---------------------------------------------------------------------------------------------------------------------------
AETNA INC COMMON STOCK 008117103 1,836 33,084 SH OTHER 01 02 03 33,084
- ---------------------------------------------------------------------------------------------------------------------------
AETNA INC COMMON STOCK 008117103 4,160 74,954 SH OTHER 01 02 03 04 74,954
- ---------------------------------------------------------------------------------------------------------------------------
AETNA INC COM COMMON STOCK 008117103 664 11,962 SH SOLE 11,962
- ---------------------------------------------------------------------------------------------------------------------------
ALLSTATE CORP COMMON STOCK 020002101 211 8,862 SH OTHER 01 02 03 8,862
- ---------------------------------------------------------------------------------------------------------------------------
ALLSTATE CORP COMMON STOCK 020002101 3,929 164,998 SH OTHER 01 02 03 04 164,998
- ---------------------------------------------------------------------------------------------------------------------------
ALLTEL CORP COMMON STOCK 020039103 335 5,317 SH OTHER 01 02 03 5,317
- ---------------------------------------------------------------------------------------------------------------------------
ALLTEL CORP COMMON STOCK 020039103 482 7,647 SH OTHER 01 02 03 04 7,647
- ---------------------------------------------------------------------------------------------------------------------------
ALZA CORP DEL COMMON STOCK 022615108 304 8,106 SH OTHER 01 02 03 04 8,106
- ---------------------------------------------------------------------------------------------------------------------------
AMERICAN SOFTWARE INC CL A 029683109 159 11,330 SH OTHER 01 02 03 04 11,330
- ---------------------------------------------------------------------------------------------------------------------------
AMER INTL GROUP INC COMMON STOCK 026874107 15,084 137,755 SH OTHER 01 02 03 04 137,755
- ---------------------------------------------------------------------------------------------------------------------------
ASPECT INC COMMON STOCK 045234101 2,411 37,459 SH OTHER 01 02 03 37,459
- ---------------------------------------------------------------------------------------------------------------------------
ASPECT INC COMMON STOCK 045234101 5,960 92,587 SH OTHER 01 02 03 04 92,587
- ---------------------------------------------------------------------------------------------------------------------------
ASPECT INC COMMON STOCK 045234101 930 14,454 SH SOLE 14,454
- ---------------------------------------------------------------------------------------------------------------------------
ATLANTIC RICHFIELD CO PUT 0488259PL 1,165 13,700 SH PUT OTHER 01 02 03 13,700
- ---------------------------------------------------------------------------------------------------------------------------
ATLANTIC RICHFIELD CO PUT 0488259PL 2,669 31,400 SH PUT OTHER 01 02 03 04 31,400
- ---------------------------------------------------------------------------------------------------------------------------
ATLANTIC RICHFIELD CO PUT 0488250PL 417 4,900 SH PUT SOLE 4,900
- ---------------------------------------------------------------------------------------------------------------------------
A T & T CDA INC DEP RCPT CL B 00207Q202 471 7,718 SH OTHER 01 02 03 7,718
- ---------------------------------------------------------------------------------------------------------------------------
A T & T CDA INC DEP RCPT CL B 00207Q202 274 4,490 SH OTHER 01 02 03 04 4,490
- ---------------------------------------------------------------------------------------------------------------------------
AT&T CORP CALL 0019579DJ 377 6,700 SH CALL OTHER 01 02 03 6,700
- ---------------------------------------------------------------------------------------------------------------------------
AT&T CORP CALL 0019579DJ 890 15,800 SH CALL OTHER 01 02 03 04 15,800
- ---------------------------------------------------------------------------------------------------------------------------
AT&T CORP PUT 0019579PJ 3,413 60,600 SH PUT OTHER 01 02 03 60,600
- ---------------------------------------------------------------------------------------------------------------------------
AT&T CORP PUT 0019579PJ 8,002 142,100 SH PUT OTHER 01 02 03 04 142,100
- ---------------------------------------------------------------------------------------------------------------------------
AT&T CORP PUT 0019579PK 1,903 33,800 SH PUT OTHER 01 02 03 33,800
- ---------------------------------------------------------------------------------------------------------------------------
AT&T CORP PUT 0019579PK 4,432 78,700 SH PUT OTHER 01 02 03 04 78,700
- ---------------------------------------------------------------------------------------------------------------------------
AT&T CORP PUT 0019579PL 760 13,500 SH PUT OTHER 01 02 03 13,500
- ---------------------------------------------------------------------------------------------------------------------------
AT&T CORP PUT 0019579PL 1,774 31,500 SH PUT OTHER 01 02 03 04 31,500
- ---------------------------------------------------------------------------------------------------------------------------
AT&T CORP PUT 0019570PJ 1,256 22,300 SH PUT SOLE 22,300
- ---------------------------------------------------------------------------------------------------------------------------
AT&T CORP PUT 0019570PK 704 12,500 SH PUT SOLE 12,500
- ---------------------------------------------------------------------------------------------------------------------------
AT&T CORP PUT 0019570PL 282 5,000 SH PUT SOLE 5,000
- ---------------------------------------------------------------------------------------------------------------------------
BAUSCH & LOMB INC PUT 0717079QJ 282 5,400 SH PUT OTHER 01 02 03 5,400
- ---------------------------------------------------------------------------------------------------------------------------
BAUSCH & LOMB INC PUT 0717079QJ 658 12,600 SH PUT OTHER 01 02 03 04 12,600
- ---------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC WARRANT OR RIG 071813125 41 202,863 SH OTHER 01 02 03 202,863
- ---------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC WARRANT OR RIG 071813125 60 297,813 SH OTHER 01 02 03 04 297,813
- ---------------------------------------------------------------------------------------------------------------------------
BOISE CASCADE OFFICE PRODS COMMON STOCK 097403109 495 30,223 SH OTHER 01 02 03 30,223
- ---------------------------------------------------------------------------------------------------------------------------
BOISE CASCADE OFFICE PRODS COMMON STOCK 097403109 990 60,452 SH OTHER 01 02 03 04 60,452
- ---------------------------------------------------------------------------------------------------------------------------
BOISE CASCADE OFFICE PRODS COMMON STOCK 097403109 179 10,925 SH SOLE 10,925
- ---------------------------------------------------------------------------------------------------------------------------
CABOT CORP COMMON STOCK 127055101 1,090 35,746 SH OTHER 01 02 03 35,746
- ---------------------------------------------------------------------------------------------------------------------------
CABOT CORP COMMON STOCK 127055101 1,413 46,331 SH OTHER 01 02 03 04 46,331
- ---------------------------------------------------------------------------------------------------------------------------
CABOT CORP COMMON STOCK 127055101 394 12,923 SH SOLE 12,923
- ---------------------------------------------------------------------------------------------------------------------------
CAREINSITE INC COMMON STOCK 14170M106 448 19,186 SH OTHER 01 02 03 04 19,186
- ---------------------------------------------------------------------------------------------------------------------------
CAREMARK RX INC COMMON STOCK 141705103 102 24,416 SH SOLE 24,416
- ---------------------------------------------------------------------------------------------------------------------------
CAREMARK RX INC COMMON STOCK 141705103 267 63,788 SH OTHER 01 02 03 63,788
- ---------------------------------------------------------------------------------------------------------------------------
CAREMARK RX INC COMMON STOCK 141705103 384 91,796 SH OTHER 01 02 03 04 91,796
- ---------------------------------------------------------------------------------------------------------------------------
CBS CORP COMMON STOCK 12490K107 1,255 22,157 SH OTHER 01 02 03 22,157
- ---------------------------------------------------------------------------------------------------------------------------
CBS CORP COMMON STOCK 12490K107 2,844 50,232 SH OTHER 01 02 03 04 50,232
- ---------------------------------------------------------------------------------------------------------------------------
CBS CORP COMMON STOCK 12490K107 454 8,011 SH SOLE 8,011
- ---------------------------------------------------------------------------------------------------------------------------
CCB FINL CORP COMMON STOCK 124875105 462 10,431 SH OTHER 01 02 03 10,431
- ---------------------------------------------------------------------------------------------------------------------------
CCB FINL CORP COMMON STOCK 124875105 1,132 25,576 SH OTHER 01 02 03 04 25,576
- ---------------------------------------------------------------------------------------------------------------------------
C-CUBE MICROSYSTEMS INC COMMON STOCK 125015107 4,964 68,180 SH OTHER 01 02 03 68,180
- ---------------------------------------------------------------------------------------------------------------------------
C-CUBE MICROSYSTEMS INC COMMON STOCK 125015107 11,571 158,920 SH OTHER 01 02 03 04 158,920
- ---------------------------------------------------------------------------------------------------------------------------
C-CUBE MICROSYSTEMS INC COMMON STOCK 125015107 1,806 24,800 SH SOLE 24,800
- ---------------------------------------------------------------------------------------------------------------------------
CHAMPION INTL CORP COMMON STOCK 158525105 997 18,718 SH SOLE 18,718
- ---------------------------------------------------------------------------------------------------------------------------
CHAMPION INTL CORP PUT 1585250PI 261 4,900 SH PUT SOLE 4,900
- ---------------------------------------------------------------------------------------------------------------------------
CMGI INC COMMON STOCK 125750109 22,104 195,068 SH OTHER 01 02 03 04 195,068
- ---------------------------------------------------------------------------------------------------------------------------
COLUMBIA ENERGY GROUP COMMON STOCK 197648108 2,265 38,223 SH SOLE 38,223
- ---------------------------------------------------------------------------------------------------------------------------
COLUMBIA ENERGY GROUP CALL 1976480HL 326 5,500 SH CALL SOLE 5,500
- ---------------------------------------------------------------------------------------------------------------------------
COLUMBIA ENERGY GROUP PUTS 1976480TK 278 4,700 SH PUT SOLE 4,700
- ---------------------------------------------------------------------------------------------------------------------------
CELESTIAL SEASONINGS INC COMMON STOCK 151016102 300 8,734 SH OTHER 01 02 03 8,734
- ---------------------------------------------------------------------------------------------------------------------------
CELESTIAL SEASONINGS INC COMMON STOCK 151016102 693 20,166 SH OTHER 01 02 03 04 20,166
- ---------------------------------------------------------------------------------------------------------------------------
CENDANT CORP COMMON STOCK 151313103 341 18,441 SH OTHER 01 02 03 18,441
- ---------------------------------------------------------------------------------------------------------------------------
CENDANT CORP COMMON STOCK 151313103 461 24,893 SH OTHER 01 02 03 04 24,893
- ---------------------------------------------------------------------------------------------------------------------------
CHAMPION INTL CORP COMMON STOCK 158525105 2,757 51,777 SH OTHER 01 02 03 51,777
- ---------------------------------------------------------------------------------------------------------------------------
CHAMPION INTL CORP COMMON STOCK 158525105 6,364 119,505 SH OTHER 01 02 03 04 119,505
- ---------------------------------------------------------------------------------------------------------------------------
CHAMPION INTL CORP PUT 1585259PI 714 13,400 SH PUT OTHER 01 02 03 13,400
- ---------------------------------------------------------------------------------------------------------------------------
CHAMPION INTL CORP PUT 1585259PI 1,688 31,700 SH PUT OTHER 01 02 03 04 31,700
- ---------------------------------------------------------------------------------------------------------------------------
CHRIS CRAFT INDS INC COMMON STOCK 170520100 250 3,919 SH OTHER 01 02 03 04 3,919
- ---------------------------------------------------------------------------------------------------------------------------
CITRIX SYS INC COMMON STOCK 177376100 5,323 80,340 SH OTHER 01 02 03 04 80,340
- ---------------------------------------------------------------------------------------------------------------------------
COLUMBIA ENERGY GROUP COMMON STOCK 197648108 6,265 105,730 SH OTHER 01 02 03 105,730
- ---------------------------------------------------------------------------------------------------------------------------
COLUMBIA ENERGY GROUP COMMON STOCK 197648108 14,578 246,047 SH OTHER 01 02 03 04 246,047
- ---------------------------------------------------------------------------------------------------------------------------
COLUMBIA ENERGY GROUP CALL 1976489HL 883 14,900 SH CALL OTHER 01 02 03 14,900
- ---------------------------------------------------------------------------------------------------------------------------
COLUMBIA ENERGY GROUP CALL 1976489HL 2,050 34,600 SH CALL OTHER 01 02 03 04 34,600
- ---------------------------------------------------------------------------------------------------------------------------
COLUMBIA ENERGY GROUP PUT 1976489TK 741 12,500 SH PUT OTHER 01 02 03 12,500
- ---------------------------------------------------------------------------------------------------------------------------
COLUMBIA ENERGY GROUP PUT 1976489TK 1,766 29,800 SH PUT OTHER 01 02 03 04 29,800
- ---------------------------------------------------------------------------------------------------------------------------
COMCAST CORP CL A SPL 200300200 8,006 184,578 SH OTHER 01 02 03 184,578
- ---------------------------------------------------------------------------------------------------------------------------
COMCAST CORP CL A-SPL 200300200 15,923 367,109 SH OTHER 01 02 03 04 367,109
- ---------------------------------------------------------------------------------------------------------------------------
3COM CORP COMMON STOCK 885535104 10,943 196,727 SH OTHER 01 02 03 04 196,727
- ---------------------------------------------------------------------------------------------------------------------------
COMMERCIAL INTERTECH CORP COMMON STOCK 201709102 429 21,801 SH OTHER 01 02 03 21,801
- ---------------------------------------------------------------------------------------------------------------------------
COMMERCIAL INTERTECH CORP COMMON STOCK 201709102 991 50,318 SH OTHER 01 02 03 04 50,318
- ---------------------------------------------------------------------------------------------------------------------------
COMPUTER ASSOC INTL INC COMMON STOCK 204912109 483 8,164 SH OTHER 01 02 03 8,164
- ---------------------------------------------------------------------------------------------------------------------------
COMPUTER ASSOC INTL INC COMMON STOCK 204912109 1,115 18,841 SH OTHER 01 02 03 04 18,841
- ---------------------------------------------------------------------------------------------------------------------------
COMPUTER ASSOC INTL INC PUT 2049129PK 965 16,300 SH PUT OTHER 01 02 03 16,300
- ---------------------------------------------------------------------------------------------------------------------------
COMPUTER ASSOC INTL INC PUT 2049129PK 2,237 37,800 SH PUT OTHER 01 02 03 04 37,800
- ---------------------------------------------------------------------------------------------------------------------------
COMPUTER ASSOC INTL INC PUT 2049120PK 349 5,900 SH PUT SOLE 5,900
- ---------------------------------------------------------------------------------------------------------------------------
COMSAT CORP COM SER 1 20564D107 427 20,688 SH SOLE 20,688
- ---------------------------------------------------------------------------------------------------------------------------
COMSAT CORP COM SER 1 20564D107 1,180 57,226 SH OTHER 01 02 03 57,226
- ---------------------------------------------------------------------------------------------------------------------------
COMSAT CORP COM SER 1 20564D107 2,724 132,086 SH OTHER 01 02 03 04 132,086
- ---------------------------------------------------------------------------------------------------------------------------
CONCENTRIC NETWORK CORP COMMON STOCK 20589R107 1,954 35,525 SH SOLE 35,525
- ---------------------------------------------------------------------------------------------------------------------------
CONCENTRIC NETWORK CORP COMMON STOCK 20589R107 5,104 92,808 SH OTHER 01 02 03 92,808
- ---------------------------------------------------------------------------------------------------------------------------
CONCENTRIC NETWORK CORP COMMON STOCK 20589R107 12,516 227,567 SH OTHER 01 02 03 04 227,567
- ---------------------------------------------------------------------------------------------------------------------------
CONSECO INC COMMON STOCK 208464107 146 12,743 SH OTHER 01 02 03 04 12,743
- ---------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED PAPERS INC COMMON STOCK 209759109 471 12,264 SH OTHER 01 02 03 12,264
- ---------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED PAPERS INC COMMON STOCK 209759109 1,088 28,299 SH OTHER 01 02 03 04 28,299
- ---------------------------------------------------------------------------------------------------------------------------
CORDANT TECHNOLOGIES INC COMMON STOCK 218412104 1,175 20,778 SH SOLE 20,778
- ---------------------------------------------------------------------------------------------------------------------------
CORDIANT TECHNOLOGIES INC COMMON STOCK 218412104 3,251 57,475 SH OTHER 01 02 03 57,475
- ---------------------------------------------------------------------------------------------------------------------------
CORDIANT TECHNOLOGIES INC COMMON STOCK 218412104 7,531 133,147 SH OTHER 01 02 03 04 133,147
- ---------------------------------------------------------------------------------------------------------------------------
DAISYTEK INTL CORP COMMON STOCK 234053106 701 44,315 SH OTHER 01 02 03 44,315
- ---------------------------------------------------------------------------------------------------------------------------
DAISYTEK INTL CORP COMMON STOCK 234053106 1,008 63,722 SH OTHER 01 02 03 04 63,722
- ---------------------------------------------------------------------------------------------------------------------------
DAISYTEK INTL CORP COMMON STOCK 234053106 268 16,963 SH SOLE 16,963
- ---------------------------------------------------------------------------------------------------------------------------
DELTA & PINE LD CO COMMON STOCK 247357106 688 34,836 SH OTHER 01 02 03 34,836
- ---------------------------------------------------------------------------------------------------------------------------
DELTA & PINE LD CO COMMON STOCK 247357106 929 47,016 SH OTHER 01 02 03 04 47,016
- ---------------------------------------------------------------------------------------------------------------------------
DELTA & PINE LD CO COMMON STOCK 247357106 249 12,592 SH SOLE 12,592
- ---------------------------------------------------------------------------------------------------------------------------
DELUXE CORP COMMON STOCK 248019101 846 31,908 SH OTHER 01 02 03 31,908
- ---------------------------------------------------------------------------------------------------------------------------
DELUXE CORP COMMON STOCK 248019101 1,216 45,879 SH OTHER 01 02 03 04 45,879
- ---------------------------------------------------------------------------------------------------------------------------
DELUXE CORP USD COM COMMON STOCK 248019101 324 12,213 SH SOLE 12,213
- ---------------------------------------------------------------------------------------------------------------------------
DEXTER CORP COMMON STOCK 252165105 217 4,086 SH OTHER 01 02 03 4,086
- ---------------------------------------------------------------------------------------------------------------------------
DEXTER CORP COMMON STOCK 252165105 501 9,448 SH OTHER 01 02 03 04 9,448
- ---------------------------------------------------------------------------------------------------------------------------
DII GROUP INC COMMON STOCK 232949107 345 3,052 SH OTHER 01 02 03 3,052
- ---------------------------------------------------------------------------------------------------------------------------
DII GROUP INC COMMON STOCK 232949107 752 6,654 SH OTHER 01 02 03 04 6,654
- ---------------------------------------------------------------------------------------------------------------------------
DIME BANCORP INC NEW COMMON STOCK 25429Q102 3,421 184,893 SH OTHER 01 02 03 184,893
- ---------------------------------------------------------------------------------------------------------------------------
DIME BANCORP INC NEW COMMON STOCK 25429Q102 7,895 426,764 SH OTHER 01 02 03 04 426,764
- ---------------------------------------------------------------------------------------------------------------------------
DIME BANCORP INC NEW COMMON STOCK 25429Q102 1,237 66,843 SH SOLE 66,843
- ---------------------------------------------------------------------------------------------------------------------------
DOMINION RES INC VA NEW CALL 25746U7DH 411 10,700 SH CALL OTHER 01 02 03 10,700
- ---------------------------------------------------------------------------------------------------------------------------
DOMINION RES INC VA NEW CALL 25746U7DH 980 25,500 SH CALL OTHER 01 02 03 04 25,500
- ---------------------------------------------------------------------------------------------------------------------------
DOMINION RES INC VA NEW PUT 25746U7PG 411 10,700 SH PUT OTHER 01 02 03 10,700
- ---------------------------------------------------------------------------------------------------------------------------
DOMINION RES INC VA NEW PUT 25746U7PG 980 25,500 SH PUT OTHER 01 02 03 04 25,500
- ---------------------------------------------------------------------------------------------------------------------------
DOUBLECLICK INC COMMON STOCK 258609304 1,142 12,200 SH OTHER 01 02 03 04 12,200
- ---------------------------------------------------------------------------------------------------------------------------
D R HORTON INC COMMON STOCK 23331A109 377 28,890 SH OTHER 01 02 03 04 28,890
- ---------------------------------------------------------------------------------------------------------------------------
EL PASO ENERGY CORP CALL 2839059DH 460 11,400 SH CALL OTHER 01 02 03 11,400
- ---------------------------------------------------------------------------------------------------------------------------
EL PASO ENERGY CORP CALL 2839059DH 1,042 25,800 SH CALL OTHER 01 02 03 04 25,800
- ---------------------------------------------------------------------------------------------------------------------------
ESAT TELECOM GROUP PLC SPONSORED ADR 26883Y102 472 4,729 SH SOLE 4,729
- ---------------------------------------------------------------------------------------------------------------------------
E-TEK DYNAMICS INC COMMON STOCK 269240107 370 1,572 SH OTHER 01 02 03 04 1,572
- ---------------------------------------------------------------------------------------------------------------------------
SCRIPPS CO NEW-CL A COMMON STOCK 811054204 906 18,684 SH OTHER 01 02 03 04 18,684
- ---------------------------------------------------------------------------------------------------------------------------
EXACTIS COM INC COMMON STOCK 30064G104 324 14,709 SH OTHER 01 02 03 14,709
- ---------------------------------------------------------------------------------------------------------------------------
EXACTIS COM INC COMMON STOCK 30064G104 747 33,948 SH OTHER 01 02 03 04 33,948
- ---------------------------------------------------------------------------------------------------------------------------
AT HOME CORP COM SER A 045919107 1,083 32,872 SH OTHER 01 02 03 04 32,872
- ---------------------------------------------------------------------------------------------------------------------------
FINANCIAL SEC ASSURN HLDGS COMMON STOCK 31769P100 300 4,086 SH OTHER 01 02 03 4,086
- ---------------------------------------------------------------------------------------------------------------------------
FINANCIAL SEC ASSURN HLDGS COMMON STOCK 31769P100 693 9,436 SH OTHER 01 02 03 04 9,436
- ---------------------------------------------------------------------------------------------------------------------------
FUTURELINK CORP COMMON NEW 36114Q208 222 8,835 SH OTHER 01 02 03 8,835
- ---------------------------------------------------------------------------------------------------------------------------
FUTURELINK CORP COMMON NEW 36114Q208 300 11,955 SH OTHER 01 02 03 04 11,955
- ---------------------------------------------------------------------------------------------------------------------------
GENERAL MTRS CORP COMMON STOCK 370442105 1,119 13,507 SH OTHER 01 02 03 13,507
- ---------------------------------------------------------------------------------------------------------------------------
GENERAL MTRS CORP COMMON STOCK 370442105 2,613 31,554 SH OTHER 01 02 03 04 31,554
- ---------------------------------------------------------------------------------------------------------------------------
GENERAL MTRS CORP COMMON STOCK 370442105 409 4,939 SH SOLE 4,939
- ---------------------------------------------------------------------------------------------------------------------------
GLOBAL TELESYSTEMS GROUP COMMON STOCK 37936U104 757 36,917 SH OTHER 01 02 03 36,917
- ---------------------------------------------------------------------------------------------------------------------------
GLOBAL TELESYSTEMS GROUP COMMON STOCK 37936U104 1,088 53,083 SH OTHER 01 02 03 04 53,083
- ---------------------------------------------------------------------------------------------------------------------------
GRAND PREMIER FINL INC COMMON STOCK 386174106 215 15,659 SH OTHER 01 02 03 04 15,659
- ---------------------------------------------------------------------------------------------------------------------------
GTE CORP COMMON STOCK 362320103 2,824 39,777 SH OTHER 01 02 03 39,777
- ---------------------------------------------------------------------------------------------------------------------------
GTE CORP COMMON STOCK 362320103 6,799 95,758 SH OTHER 01 02 03 04 95,758
- ---------------------------------------------------------------------------------------------------------------------------
GTE CORP COMMON STOCK 362320103 1,027 14,465 SH SOLE 14,465
- ---------------------------------------------------------------------------------------------------------------------------
HANNAFORD BROS CO COMMON STOCK 410550107 1,442 19,559 SH OTHER 01 02 03 19,559
- ---------------------------------------------------------------------------------------------------------------------------
HANNAFORD BROS CO COMMON STOCK 410550107 3,537 47,955 SH OTHER 01 02 03 04 47,955
- ---------------------------------------------------------------------------------------------------------------------------
HANNAFORD BROS CO COMMON STOCK 410550107 552 7,486 SH SOLE 7,486
- ---------------------------------------------------------------------------------------------------------------------------
HARTFORD LIFE INC CL A 416592103 367 7,822 SH OTHER 01 02 03 7,822
- ---------------------------------------------------------------------------------------------------------------------------
HARTFORD LIFE INC CL A 416592103 899 19,184 SH OTHER 01 02 03 04 19,184
- ---------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTL INC COMMON STOCK 438516106 4,213 79,962 SH OTHER 01 02 03 04 79,962
- ---------------------------------------------------------------------------------------------------------------------------
HOWMET INTERNATIONAL COMMON STOCK 443208103 553 27,380 SH OTHER 01 02 03 27,380
- ---------------------------------------------------------------------------------------------------------------------------
HOWMET INTERNATIONAL COMMON STOCK 443208103 1,355 67,139 SH OTHER 01 02 03 04 67,139
- ---------------------------------------------------------------------------------------------------------------------------
HOWMET INTERNATIONAL COMMON STOCK 443208103 212 10,481 SH SOLE 10,481
- ---------------------------------------------------------------------------------------------------------------------------
ICG COMMUNICATIONS INC COMMON STOCK 449246107 270 7,466 SH OTHER 01 02 03 04 7,466
- ---------------------------------------------------------------------------------------------------------------------------
ILLINOIS TOOL WKS INC COMMON STOCK 452308109 1,728 31,274 SH OTHER 01 02 03 04 31,274
- ---------------------------------------------------------------------------------------------------------------------------
IMS HEALTH INC COMMON STOCK 449934108 1,568 92,573 SH OTHER 01 02 03 92,573
- ---------------------------------------------------------------------------------------------------------------------------
IMS HEALTH INC COMMON STOCK 449934108 3,845 226,991 SH OTHER 01 02 03 04 226,991
- ---------------------------------------------------------------------------------------------------------------------------
IMS HEALTH INC COMMON STOCK 449934108 600 35,436 SH SOLE 35,436
- ---------------------------------------------------------------------------------------------------------------------------
INCO LTD CL VBN SH 453258709 106 21,382 SH SOLE 21,382
- ---------------------------------------------------------------------------------------------------------------------------
INCO LTD CL VBN SH 453258709 197 39,968 SH OTHER 01 02 03 39,968
- ---------------------------------------------------------------------------------------------------------------------------
INFERENCE CORP CL A 45662K109 158 26,076 SH OTHER 01 02 03 26,076
- ---------------------------------------------------------------------------------------------------------------------------
INFERENCE CORP CL A 45662K109 388 63,944 SH OTHER 01 02 03 04 63,944
- ---------------------------------------------------------------------------------------------------------------------------
INTEGRA LIFESCIENCES HDGS CP COMMON NEW 457985208 203 19,339 SH OTHER 01 02 03 19,339
- ---------------------------------------------------------------------------------------------------------------------------
INTEGRA LIFESCIENCES HDGS CP COMMON NEW 457985208 166 15,763 SH OTHER 01 02 03 04 15,763
- ---------------------------------------------------------------------------------------------------------------------------
INTEGRA LIFESCIENCES HOLDING COMMON NEW 457985208 117 11,126 SH SOLE 11,126
- ---------------------------------------------------------------------------------------------------------------------------
INTERLEAF INC COMMON NEW 458729209 2,814 59,863 SH OTHER 01 02 03 59,863
- ---------------------------------------------------------------------------------------------------------------------------
INTERLEAF INC COMMON NEW 458729209 6,065 129,044 SH OTHER 01 02 03 04 129,044
- ---------------------------------------------------------------------------------------------------------------------------
INTL PAPER CO COMMON STOCK 460146103 1,943 45,445 SH OTHER 01 02 03 04 45,445
- ---------------------------------------------------------------------------------------------------------------------------
IRI INTL CORP COMMON STOCK 45004F107 129 13,626 SH OTHER 01 02 03 13,626
- ---------------------------------------------------------------------------------------------------------------------------
IRI INTL CORP COMMON STOCK 45004F107 297 31,449 SH OTHER 01 02 03 04 31,449
- ---------------------------------------------------------------------------------------------------------------------------
JDS UNIPHASE CORP COMMON STOCK 46612J101 11,754 97,490 SH OTHER 01 02 03 04 97,490
- ---------------------------------------------------------------------------------------------------------------------------
JOSTENS INC COMMON STOCK 481088102 723 29,647 SH OTHER 01 02 03 29,647
- ---------------------------------------------------------------------------------------------------------------------------
JOSTENS INC COMMON STOCK 481088102 1,668 68,425 SH OTHER 01 02 03 04 68,425
- ---------------------------------------------------------------------------------------------------------------------------
JOSTENS INC COMMON STOCK 481088102 261 10,728 SH SOLE 10,728
- ---------------------------------------------------------------------------------------------------------------------------
KOS PHARMACEUTICALS INC COMMON STOCK 500648100 222 15,602 SH OTHER 01 02 03 15,602
- ---------------------------------------------------------------------------------------------------------------------------
KOS PHARMACEUTICALS INC COMMON STOCK 500648100 267 18,727 SH OTHER 01 02 03 04 18,727
- ---------------------------------------------------------------------------------------------------------------------------
KROGER CO COMMON STOCK 501044101 1,777 101,200 SH OTHER 01 02 03 04 101,200
- ---------------------------------------------------------------------------------------------------------------------------
LIPOSOME CO INC COMMON STOCK 536310105 2,374 135,919 SH OTHER 01 02 03 135,919
- ---------------------------------------------------------------------------------------------------------------------------
LIPOSOME CO INC COMMON STOCK 536310105 5,499 314,789 SH OTHER 01 02 03 04 314,789
- ---------------------------------------------------------------------------------------------------------------------------
LIPOSOME CO INC COMMON STOCK 536310105 861 49,292 SH SOLE 49,292
- ---------------------------------------------------------------------------------------------------------------------------
LOEWEN GROUP INC COMMON STOCK 54042L100 38 50,309 SH OTHER 01 02 03 04 50,309
- ---------------------------------------------------------------------------------------------------------------------------
LUCENT TECHNOLOGIES INC COMMON STOCK 549463107 7,807 125,927 SH OTHER 01 02 03 04 125,927
- ---------------------------------------------------------------------------------------------------------------------------
MARVEL ENTERPRISES INC COMMON STOCK 57383M108 635 106,961 SH OTHER 01 02 03 106,961
- ---------------------------------------------------------------------------------------------------------------------------
MARVEL ENTERPRISES INC COMMON STOCK 57383M108 857 144,372 SH OTHER 01 02 03 04 144,372
- ---------------------------------------------------------------------------------------------------------------------------
MARVEL ENTERPRISES INC COMMON STOCK 57383M108 230 38,667 SH SOLE 38,667
- ---------------------------------------------------------------------------------------------------------------------------
MATTEL INC COMMON STOCK 577081102 931 88,640 SH OTHER 01 02 03 04 88,640
- ---------------------------------------------------------------------------------------------------------------------------
MCI WORLDCOM INC COMMON STOCK 55268B106 6,783 149,691 SH OTHER 01 02 03 04 149,691
- ---------------------------------------------------------------------------------------------------------------------------
MCKESSON HBOC INC COMMON STOCK 58155Q103 521 24,787 SH OTHER 01 02 03 24,787
- ---------------------------------------------------------------------------------------------------------------------------
MCKESSON HBOC INC COMMON STOCK 58155Q103 656 31,245 SH OTHER 01 02 03 04 31,245
- ---------------------------------------------------------------------------------------------------------------------------
MCN ENERGY GROUP INC COMMON STOCK 55267J100 1,352 54,093 SH OTHER 01 02 03 54,093
- ---------------------------------------------------------------------------------------------------------------------------
MCN ENERGY GROUP INC COMMON STOCK 55267J100 3,180 127,203 SH OTHER 01 02 03 04 127,203
- ---------------------------------------------------------------------------------------------------------------------------
MCN ENERGY GROUP INC COMMON STOCK 55267J100 497 19,861 SH SOLE 19,861
- ---------------------------------------------------------------------------------------------------------------------------
MEDIAONE GROUP INC COMMON STOCK 58440J104 16,233 200,410 SH OTHER 01 02 03 200,410
- ---------------------------------------------------------------------------------------------------------------------------
MEDIAONE GROUP INC COMMON STOCK 58440J104 37,424 462,027 SH OTHER 01 02 03 04 462,027
- ---------------------------------------------------------------------------------------------------------------------------
MEDIAONE GROUP INC COMMON STOCK 58440J104 5,878 72,563 SH SOLE 72,563
- ---------------------------------------------------------------------------------------------------------------------------
MEDIMMUNE INC COMMON STOCK 584699102 1,593 9,146 SH OTHER 01 02 03 04 9,146
- ---------------------------------------------------------------------------------------------------------------------------
MIRAGE RESORTS INC COMMON STOCK 60462E104 1,770 91,371 SH OTHER 01 02 03 91,371
- ---------------------------------------------------------------------------------------------------------------------------
MIRAGE RESORTS INC COMMON STOCK 60462E104 3,982 205,548 SH OTHER 01 02 03 04 205,548
- ---------------------------------------------------------------------------------------------------------------------------
MIRAGE RESORTS INC COMMON STOCK 60462E104 641 33,081 SH SOLE 33,081
- ---------------------------------------------------------------------------------------------------------------------------
MONSANTO CO COMMON STOCK 611662107 6,656 129,237 SH OTHER 01 02 03 129,237
- ---------------------------------------------------------------------------------------------------------------------------
MONSANTO CO COMMON STOCK 611662107 16,320 316,894 SH OTHER 01 02 03 04 316,894
- ---------------------------------------------------------------------------------------------------------------------------
MONSANTO CO COMMON STOCK 611662107 2,548 49,469 SH SOLE 49,469
- ---------------------------------------------------------------------------------------------------------------------------
MOTOROLA INC COMMON STOCK 620076109 8,255 56,543 SH OTHER 01 02 03 04 56,543
- ---------------------------------------------------------------------------------------------------------------------------
NABISCO HLDGS CORP CL A 629526104 662 20,521 SH OTHER 01 02 03 20,521
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NABISCO HLDGS CORP CL A 629526104 1,028 31,866 SH OTHER 01 02 03 04 31,866
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NABISCO HLDGS CORP CL A 629526104 246 7,613 SH SOLE 7,613
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NAVIGANT INTL INC COMMON STOCK 63935R108 531 55,850 SH OTHER 01 02 03 55,850
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NAVIGANT INTL INC COMMON STOCK 63935R108 554 58,313 SH OTHER 01 02 03 04 58,313
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NAVIGANT INTL INC COMMON STOCK 63935R108 188 19,837 SH SOLE 19,837
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NETOPTIX CORP COMMON STOCK 64116F103 3,753 21,850 SH OTHER 01 02 03 21,850
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NETOPTIX CORP COMMON STOCK 64116F103 9,109 53,036 SH OTHER 01 02 03 04 53,036
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NETOPTRIX CORP COMMON STOCK 64116F103 1,422 8,279 SH SOLE 8,279
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NEWBRIDGE NETWORKS CORP COMMON STOCK 650901101 3,729 114,950 SH OTHER 01 02 03 114,950
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NEWBRIDGE NETWORKS CORP COMMON STOCK 650901101 8,547 263,493 SH OTHER 01 02 03 04 263,493
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NEWBRIDGE NETWORKS CORP PUT 6509019RD 503 15,500 SH PUT OTHER 01 02 03 15,500
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NEWBRIDGE NETWORKS CORP PUT 6509019RD 1,165 35,900 SH PUT OTHER 01 02 03 04 35,900
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NEWBRIDGE NETWORKS CORP COMMON STOCK 650901101 1,348 41,557 SH SOLE 41,557
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NEWPARK RES INC COM PAR $.01 NEW 651718504 142 17,693 SH OTHER 01 02 03 04 17,693
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NFO WORLDWIDE INC COMMON STOCK 62910N108 223 9,590 SH OTHER 01 02 03 04 9,590
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NISOURCE INC COMMON STOCK 65473P105 223 13,219 SH OTHER 01 02 03 13,219
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NISOURCE INC COMMON STOCK 65473P105 540 31,971 SH OTHER 01 02 03 04 31,971
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NORTEL NETWORKS CORP COMMON STOCK 656569100 17,069 135,471 SH OTHER 01 02 03 135,471
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NORTEL NETWORKS CORP COMMON STOCK 656569100 34,403 273,036 SH OTHER 01 02 03 04 273,036
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NORTEL NETWORKS CORP COMMON STOCK 656569100 3,370 26,718 SH SOLE 26,718
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NORTHEAST UTILS COMMON STOCK 664397106 422 19,616 SH OTHER 01 02 03 19,616
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NORTHEAST UTILS COMMON STOCK 664397106 941 43,755 SH OTHER 01 02 03 04 43,755
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ORTEL CORP COMMON STOCK 68749W102 6,738 35,901 SH OTHER 01 02 03 35,901
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ORTEL CORP COMMON STOCK 68749W102 15,449 82,313 SH OTHER 01 02 03 04 82,313
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ORTEL CORP COMMON STOCK 68749W102 2,361 12,577 SH SOLE 12,577
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PACTIV CORP COMMON STOCK 695257105 108 12,447 SH OTHER 01 02 03 04 12,447
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PAYLESS SHOESOURCE INC COMMON STOCK 704379106 511 9,835 SH OTHER 01 02 03 9,835
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PAYLESS SHOESOURCE INC COMMON STOCK 704379106 5,074 97,702 SH OTHER 01 02 03 04 97,702
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PAYLESS SHOESOURCE INC PUT 7043799PJ 260 5,000 SH PUT OTHER 01 02 03 04 5,000
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PAYLESS SHOESOURCE INC PUT 7043799QJ 909 17,500 SH PUT OTHER 01 02 03 04 17,500
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PHARMACIA & UPJOHN INC CALL 7169419DK 964 16,200 SH CALL OTHER 01 02 03 16,200
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PHARMACIA & UPJOHN INC CALL 7169419DK 2,255 37,900 SH CALL OTHER 01 02 03 04 37,900
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PHARMACIA & UPJOHN INC CALL 7169410DK 351 5,900 SH CALL SOLE 5,900
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PHELPS DODGE CORP COMMON 717265102 1,081 22,816 SH OTHER 01 02 03 04 22,816
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PUBLICARD INC COMMON 744627100 144 14,756 SH OTHER 01 02 03 04 14,756
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QWEST COMMUNICATIONS ITL INC PUT 7491219PF 1,258 26,200 SH PUT OTHER 01 02 03 26,200
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QWEST COMMUNICATIONS ITL INC PUT 7491219PF 3,005 62,600 SH PUT OTHER 01 02 03 04 62,600
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QWEST COMMUNICATIONS ITL INC PUT 7491219PG 634 13,200 SH PUT OTHER 01 02 03 13,200
- ---------------------------------------------------------------------------------------------------------------------------
QWEST COMMUNICATIONS ITL INC PUT 7491219PG 1,498 31,200 SH PUT OTHER 01 02 03 04 31,200
- ---------------------------------------------------------------------------------------------------------------------------
QWEST COMMUNICATIONS ITL INC PUT 7491219PW 326 6,800 SH PUT OTHER 01 02 03 6,800
- ---------------------------------------------------------------------------------------------------------------------------
QWEST COMMUNICATIONS ITL INC PUT 7491219PW 754 15,700 SH PUT OTHER 01 02 03 04 15,700
- ---------------------------------------------------------------------------------------------------------------------------
QWEST COMMUNICATIONS ITL INC PUT 7491219QJ 259 5,400 SH PUT OTHER 01 02 03 5,400
- ---------------------------------------------------------------------------------------------------------------------------
QWEST COMMUNICATIONS ITL INC PUT 7491219QJ 605 12,600 SH PUT OTHER 01 02 03 04 12,600
- ---------------------------------------------------------------------------------------------------------------------------
QWEST COMMUNICATIONS ITL INC PUT 7491219SL 1,210 25,200 SH PUT OTHER 01 02 03 25,200
- ---------------------------------------------------------------------------------------------------------------------------
QWEST COMMUNICATIONS ITL INC PUT 7491219SL 2,818 58,700 SH PUT OTHER 01 02 03 04 58,700
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TALK COM INC PUT 8742649PV 1,027 21,400 SH PUT OTHER 01 02 03 21,400
- ---------------------------------------------------------------------------------------------------------------------------
TALK COM INC PUT 8742649PV 2,429 50,600 SH PUT OTHER 01 02 03 04 50,600
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QWEST COMMUN INTL INC PUT 7491211SL 446 9,300 SH PUT SOLE 9,300
- ---------------------------------------------------------------------------------------------------------------------------
QWEST COMMUN INTL INC PUT 7491215PF 461 9,600 SH PUT SOLE 9,600
- ---------------------------------------------------------------------------------------------------------------------------
QWEST COMMUN INTL INC PUT 7491215PG 230 4,800 SH PUT SOLE 4,800
- ---------------------------------------------------------------------------------------------------------------------------
QWEST COMMUN INTL INC PUT 7491215PV 384 8,000 SH PUT SOLE 8,000
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RATIONAL SOFTWARE CORP COMMON NEW 75409P202 5,308 69,387 SH OTHER 01 02 03 04 69,387
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REYNOLDS METALS CO COMMON STOCK 761763101 1,562 23,354 SH OTHER 01 02 03 23,354
- ---------------------------------------------------------------------------------------------------------------------------
REYNOLDS METALS CO COMMON STOCK 761763101 3,855 57,649 SH OTHER 01 02 03 04 57,649
- ---------------------------------------------------------------------------------------------------------------------------
REYNOLDS METALS CO COMMON STOCK 761763101 602 8,997 SH SOLE 8,997
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RSL COMMUNICATIONS LTD CL A G7702U102 213 8,861 SH OTHER 01 02 03 8,861
- ---------------------------------------------------------------------------------------------------------------------------
RSL COMMUNICATIONS LTD CL A G7702U102 306 12,745 SH OTHER 01 02 03 04 12,745
- ---------------------------------------------------------------------------------------------------------------------------
RYDER SYS INC COMMON STOCK 783549108 251 11,065 SH OTHER 01 02 03 11,065
- ---------------------------------------------------------------------------------------------------------------------------
RYDER SYS INC COMMON STOCK 783549108 339 14,936 SH OTHER 01 02 03 04 14,936
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SAGA SYS INC COMMON STOCK 786610105 329 9,206 SH OTHER 01 02 03 9,206
- ---------------------------------------------------------------------------------------------------------------------------
SAGA SYS INC COMMON STOCK 786610105 445 12,444 SH OTHER 01 02 03 04 12,444
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SBS BROADCASTING SA ORD L8137F102 480 7,797 SH OTHER 01 02 03 7,797
- ---------------------------------------------------------------------------------------------------------------------------
SBS BROADCASTING SA ORD L8137F102 1,176 19,119 SH OTHER 01 02 03 04 19,119
- ---------------------------------------------------------------------------------------------------------------------------
SEAGATE TECHNOLOGY INC COMMON STOCK 811804103 3,970 63,520 SH OTHER 01 02 03 63,520
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SEAGATE TECHNOLOGY INC COMMON STOCK 811804103 9,735 155,764 SH OTHER 01 02 03 04 155,764
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SEAGATE TECHNOLOGY INC COMMON STOCK 811804103 1,502 24,316 SH SOLE 24,316
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SHAW INDS INC COMMON STOCK 820286102 532 35,000 SH OTHER 01 02 03 04 35,000
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SNYDER COMMUNICATIONS INC COMMON SNC 832914105 429 19,076 SH OTHER 01 02 03 19,076
- ---------------------------------------------------------------------------------------------------------------------------
SNYDER COMMUNICATIONS INC COMMON SNC 832914105 991 44,028 SH OTHER 01 02 03 04 44,028
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SOUTHDOWN INC COMMON STOCK 841297104 273 4,610 SH OTHER 01 02 03 4,610
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SOUTHDOWN INC COMMON STOCK 841297104 369 6,223 SH OTHER 01 02 03 04 6,223
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STARWD HOTELS&RESORTS WRLDWD COMMON STOCK 85590A203 263 10,196 SH OTHER 01 02 03 04 10,196
- ---------------------------------------------------------------------------------------------------------------------------
STERLING SOFTWARE COM COMMON STOCK 859547101 890 27,182 SH SOLE 27,182
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STEWART ENTERPRISES INC CL A 860370105 55 11,081 SH OTHER 01 02 03 11,081
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STEWART ENTERPRISES INC CL A 860370105 74 14,909 SH OTHER 01 02 03 04 14,909
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ST LAURENT PAPERBOARD INC COMMON STOCK 790907109 402 20,408 SH OTHER 01 02 03 20,408
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ST LAURENT PAPERBOARD INC COMMON STOCK 790907109 929 47,196 SH OTHER 01 02 03 04 47,196
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TELECOMUNICACOES DE SAO PAUL SPON ADR PFD 87929A102 688 23,163 SH OTHER 01 02 03 23,163
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TELECOMUNICACOES DE SAO PAUL SPON ADR PFD 87929A102 1,587 53,463 SH OTHER 01 02 03 04 53,463
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TELECOMUNICACOES DE SA0 PAUL SPON ADR PFD 87929A102 249 8,374 SH SOLE 8,374
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TELEFONICA DE ARGENTINA S A SPON ADR CL B 879378206 768 19,559 SH OTHER 01 02 03 19,559
- ---------------------------------------------------------------------------------------------------------------------------
TELEFONICA DE ARGENTINA S A SPON ADR CL B 879378206 1,882 47,955 SH OTHER 01 02 03 04 47,955
- ---------------------------------------------------------------------------------------------------------------------------
TELEFONICA DE ARGENTINA S A SPON ADR CL B 879378206 294 7,486 SH SOLE 7,486
- ---------------------------------------------------------------------------------------------------------------------------
TELEFONICA DEL PERU SA SPON ADR CL B 879384105 214 12,579 SH OTHER 01 02 03 04 12,579
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TELEGLOBE INC COMMON STOCK 87941V100 259 9,435 SH OTHER 01 02 03 04 9,435
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TERADYNE INC COMMON STOCK 880770102 14,550 177,438 SH OTHER 01 02 03 04 177,438
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TIMES MIRROR CO NEW COM SER A 887364107 2,559 27,540 SH SOLE 27,540
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TIMES MIRROR CO NEW COM SER A 887364107 6,686 71,946 SH OTHER 01 02 03 71,946
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TIMES MIRROR CO NEW COM SER A 887364107 16,395 176,414 SH OTHER 01 02 03 04 176,414
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TIME WARNER INC COMMON STOCK 887315109 1,410 14,095 SH OTHER 01 02 03 14,095
- ---------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC COMMON STOCK 887315109 3,271 32,706 SH OTHER 01 02 03 04 32,706
- ---------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC COMMON STOCK 887315109 520 5,199 SH SOLE 5,199
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TIME WARNER TELECOM INC CL A 887319101 440 5,532 SH OTHER 01 02 03 5,532
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TIME WARNER TELECOM INC CL A 887319101 594 7,468 SH OTHER 01 02 03 04 7,468
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TRIBUNE CO NEW PUT 8960479PG 475 13,000 SH PUT OTHER 01 02 03 04 13,000
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TRIBUNE CO NEW PUT 8960479QG 227 6,200 SH PUT OTHER 01 02 03 04 6,200
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TRITEL INC CL A 89675X104 351 9,168 SH OTHER 01 02 03 9,168
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TRITEL INC CL A 89675X104 708 18,514 SH OTHER 01 02 03 04 18,514
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TRIZETTO GROUP INC COMMON STOCK 896882107 445 12,790 SH OTHER 01 02 03 04 12,790
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U S CAN CORP COMMON STOCK 90328W105 583 29,978 SH OTHER 01 02 03 29,978
- ---------------------------------------------------------------------------------------------------------------------------
U S CAN CORP COMMON STOCK 90328W105 1,345 69,187 SH OTHER 01 02 03 04 69,187
- ---------------------------------------------------------------------------------------------------------------------------
U S CAN CORP COMMON STOCK 90328W105 211 10,835 SH SOLE 10,835
- ---------------------------------------------------------------------------------------------------------------------------
U S FOODSERVICE COMMON STOCK 90331R101 4,538 176,216 SH OTHER 01 02 03 176,216
- ---------------------------------------------------------------------------------------------------------------------------
U S FOODSERVICE COMMON STOCK 90331R101 10,510 408,148 SH OTHER 01 02 03 04 408,148
- ---------------------------------------------------------------------------------------------------------------------------
U S FOOD SERVICE COMMON STOCK 90331R101 1,641 63,736 SH SOLE 63,736
- ---------------------------------------------------------------------------------------------------------------------------
U S OFFICE PRODS CO COMMON NEW 912325305 46 18,231 SH OTHER 01 02 03 18,231
- ---------------------------------------------------------------------------------------------------------------------------
U S OFFICE PRODS CO COMMON NEW 912325305 62 24,608 SH OTHER 01 02 03 04 24,608
- ---------------------------------------------------------------------------------------------------------------------------
U S TR CORP NEW COMMON STOCK 91288L105 2,756 14,557 SH SOLE 14,557
- ---------------------------------------------------------------------------------------------------------------------------
U S TR CORP NEW COMMON STOCK 91288L105 7,552 39,894 SH OTHER 01 02 03 39,894
- ---------------------------------------------------------------------------------------------------------------------------
U S TR CORP NEW COMMON STOCK 91288L105 17,651 93,249 SH OTHER 01 02 03 04 93,249
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US WEST INC NEW COMMON STOCK 91273H101 1,768 24,348 SH SOLE 24,348
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US WEST INC NEW PUT 91273HEPL 407 5,600 SH PUT SOLE 5,600
- ---------------------------------------------------------------------------------------------------------------------------
US WEST INC NEW COMMON STOCK 91273H101 4,937 67,977 SH OTHER 01 02 03 67,977
- ---------------------------------------------------------------------------------------------------------------------------
US WEST INC NEW COMMON STOCK 91273H101 11,306 155,675 SH OTHER 01 02 03 04 155,675
- ---------------------------------------------------------------------------------------------------------------------------
US WEST INC NEW PUT 91273H8PK 378 5,200 SH PUT OTHER 01 02 03 5,200
- ---------------------------------------------------------------------------------------------------------------------------
US WEST INC NEW PUT 91273H8PK 864 11,900 SH PUT OTHER 01 02 03 04 11,900
- ---------------------------------------------------------------------------------------------------------------------------
US WEST INC NEW PUT 91273H8PL 1,104 15,200 SH PUT OTHER 01 02 03 15,200
- ---------------------------------------------------------------------------------------------------------------------------
US WEST INC NEW PUT 91273H8PL 2,556 35,200 SH PUT OTHER 01 02 03 04 35,200
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VASTAR RES INC COMMON STOCK 922380100 388 5,215 SH OTHER 01 02 03 5,215
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VASTAR RES INC COMMON STOCK 922380100 950 12,789 SH OTHER 01 02 03 04 12,789
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VLASIC FOODS INTL INC COMMON STOCK 928559103 44 18,469 SH OTHER 01 02 03 18,469
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VLASIC FOODS INTL INC COMMON STOCK 928559103 59 24,848 SH OTHER 01 02 03 04 24,848
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VODAFONE AIRTOUCH PLC SPONSORED ADR 92857T107 1,308 23,547 SH OTHER 01 02 03 04 23,547
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VOICESTREAM WIRELESS CORP COMMON STOCK 928615103 20,085 155,923 SH OTHER 01 02 03 04 155,923
- ---------------------------------------------------------------------------------------------------------------------------
VOICESTREAM WIRELESS CORP COMMON STOCK 928615103 3,584 27,821 SH SOLE 27,821
- ---------------------------------------------------------------------------------------------------------------------------
WARNER LAMBERT CO COMMON STOCK 934488107 933 9,551 SH OTHER 01 02 03 9,551
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WARNER LAMBERT CO COMMON STOCK 934488107 2,150 22,007 SH OTHER 01 02 03 04 22,007
- ---------------------------------------------------------------------------------------------------------------------------
WARNER LAMBERT CO COMMON STOCK 934488107 529 5,412 SH SOLE 5,412
- ---------------------------------------------------------------------------------------------------------------------------
WASTE MGMT INC DEL COMMON STOCK 94106L109 252 18,443 SH OTHER 01 02 03 18,443
- ---------------------------------------------------------------------------------------------------------------------------
WASTE MGMT INC DEL COMMON STOCK 94106L109 341 24,891 SH OTHER 01 02 03 04 24,891
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WASTE MGMT INC DEL CALL 94106L9DC 198 14,500 SH CALL OTHER 01 02 03 14,500
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WASTE MGMT INC DEL CALL 94106L9DC 266 19,400 SH CALL OTHER 01 02 03 04 19,400
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WELLS FARGO & CO NEW COMMON STOCK 949746101 10,239 251,260 SH OTHER 01 02 03 04 251,260
- ---------------------------------------------------------------------------------------------------------------------------
WESLEY JESSEN VISIONCARE INC COMMON STOCK 951018100 2,693 74,941 SH OTHER 01 02 03 74,941
- ---------------------------------------------------------------------------------------------------------------------------
WESLEY JESSEN VISIONCARE INC COMMON STOCK 951018100 6,216 172,967 SH OTHER 01 02 03 04 172,967
- ---------------------------------------------------------------------------------------------------------------------------
WESLEY JESSEN VISIONCARE INC COMMON STOCK 951018100 974 27,092 SH SOLE 27,092
- ---------------------------------------------------------------------------------------------------------------------------
WILLIAMS COS INC DEL COMMON STOCK 969457100 710 16,167 SH OTHER 01 02 03 16,167
- ---------------------------------------------------------------------------------------------------------------------------
WILLIAMS COS INC DEL COMMON STOCK 969457100 1,000 22,762 SH OTHER 01 02 03 04 22,762
- ---------------------------------------------------------------------------------------------------------------------------
WILLIAMS COS INC DEL COMMON STOCK 969457100 326 7,428 SH SOLE 7,428
- ---------------------------------------------------------------------------------------------------------------------------
WORKFLOW MGMT INC COMMON STOCK 98137N109 573 21,274 SH OTHER 01 02 03 21,274
- ---------------------------------------------------------------------------------------------------------------------------
WORKFLOW MGMT INC COMMON STOCK 98137N109 824 30,584 SH OTHER 01 02 03 04 30,584
- ---------------------------------------------------------------------------------------------------------------------------
WORKFLOW MGMT INC COMMON STOCK 98137N109 219 8,142 SH SOLE 8,142
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IMC GLOBAL INC WT EXP 122200 449669118 0 12,341 SH OTHER 01 02 03 12,341
- ---------------------------------------------------------------------------------------------------------------------------
IMC GLOBAL INC WT EXP 122200 449669118 1 30,816 SH OTHER 01 02 03 04 30,816
- ---------------------------------------------------------------------------------------------------------------------------
SUNBEAM CORP WARRANT OR RIG 867071128 27 21,606 SH F OTHER 01 02 03 21,606
- ---------------------------------------------------------------------------------------------------------------------------
YAHOO INC COMMON STOCK 984332106 6,687 39,022 SH OTHER 01 02 03 04 39,022
- ---------------------------------------------------------------------------------------------------------------------------
YOUNG BROADCASTING INC CL A 987434107 316 16,647 SH OTHER 01 02 03 16,647
- ---------------------------------------------------------------------------------------------------------------------------
YOUNG BROADCASTING INC CL A 987434107 423 22,257 SH OTHER 01 02 03 04 22,257
- ---------------------------------------------------------------------------------------------------------------------------
ZIONS BANCORPORATION COMMON STOCK 989701107 314 7,546 SH OTHER 01 02 03 04 7,546
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$860,377 No. of Other Managers 4
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<PAGE>
</TABLE>
