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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-K/A
AMENDMENT NO. 1 TO
ANNUAL REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
(Mark One)
[X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934 [FEE REQUIRED]
FOR THE FISCAL YEAR ENDED DECEMBER 31, 1996 OR
[ ] Transition report pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934 [No Fee Required]
For the transition period from ____________________________ to
___________________________________.
Commission File Number 0-24858
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WAVEPHORE, INC.
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(Exact name of Registrant as specified in its charter)
INDIANA 86-0491428
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(State or other jurisdiction of (I.R.S. Employer Identification No.)
incorporation or organization)
3311 N. 44TH STREET, PHOENIX, ARIZONA 85018
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (602) 952-5500
--------------------------
Securities registered pursuant to Section 12(b) of the Act:
Title of each class Name of each exchange on which registered
NONE NONE
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Securities registered pursuant to Section 12(g) of the Act:
COMMON SHARES - NO PAR VALUE
- --------------------------------------------------------------------------------
(Title of class)
Indicate by check mark whether the Registrant (1) has filed all reports required
to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during
the preceding 12 months (or for such shorter period that the Registrant was
required to file such reports), and (2) has been subject to such filing
requirements for the past 90 days. Yes X No
Indicate by check mark if the disclosure of delinquent filers pursuant to Item
405 of Regulation S-K is not contained herein, and will not be contained, to the
best of Registrant's knowledge, in definitive proxy or information statements
incorporated by reference in Part III of this Form 10-K or any amendment to this
Form 10-K.
The aggregate market value of the Registrant's no par value Common Shares held
by non-affiliates of the Registrant, as of March 7, 1997, was approximately
$96,800,000.
The number of shares outstanding of the Registrant's no par value Common Shares
as of March 7, 1997 was 16,236,984 shares.
No documents are incorporated by reference into the text of this Report.
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SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities
Exchange Act of 1934, the Registrant has duly caused this Report to be signed on
its behalf by the Undersigned, thereunto duly authorized.
WAVEPHORE, INC.
Date: March 10, 1997 By /s/ David E. Deeds
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David E. Deeds, Chairman, Chief
Executive Officer and President
Pursuant to the requirements of the Securities Exchange Act of 1934,
this Report has been signed below by the following persons on behalf of the
Registrant and in the capacities and on the dates indicated.
<TABLE>
<CAPTION>
SIGNATURES TITLE DATE
--------- ----- ----
<S> <C> <C>
/s/ David E. Deeds Chairman of the Board, Chief March 10, 1997
______________________________ Executive Officer and President
David E. Deeds (Principal Executive Officer)
/s/ R. Glenn Williamson Executive Vice President, Chief March 10, 1997
______________________________ Operating Officer and Director
R. Glenn Williamson
/s/ Kenneth D. Swenson Executive Vice President, Chief March 10, 1997
______________________________ Financial Officer, Treasurer
Kenneth D. Swenson (Principal Financial Officer
and Principal Accounting Officer)
and Director
/s/ C. Roland Haden Director March 10, 1997
______________________________
C. Roland Haden
/s/ Glenn Scolnik Director March 10, 1997
______________________________
Glenn Scolnik
/s/ J. Robert Collins Director March 10, 1997
______________________________
J. Robert Collins
</TABLE>
58
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The purpose of this Amendment No. 1 to Annual Report on Form 10-K is to file
the Signature Page which was inadvertently omitted by a third party provider in
the EDGAR filing process.
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities
Exchange Act of 1934, the Registrant has duly caused this Amendment to Report
to be signed on its behalf by the Undersigned, thereunto duly authorized.
WAVEPHORE, INC.
Date: March 11, 1997 By: /s/ Douglas J. Reich
----------------------
Douglas J. Reich,
Senior Vice President and
General Counsel
