========================================================================
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
------------------
SCHEDULE TO
(RULE 14D-100)
(AMENDMENT NO. 5)
TENDER OFFER STATEMENT UNDER SECTION 14(D)(1)
OR SECTION 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934
AND
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
------------------
HARTFORD LIFE, INC.
(Name of Subject Company (Issuer))
HARTFORD FIRE INSURANCE COMPANY
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
HARTFORD LIFE, INC.
HLI ACQUISITION, INC.
(Names of Filing Persons (Offerors))
------------------
CLASS A COMMON STOCK, PAR VALUE $.01 PER SHARE
(Title of Class of Securities)
------------------
4165924
(CUSIP Number of Class of Securities)
------------------
Michael S. Wilder, Esq.
The Hartford Financial Services Group, Inc.
Hartford Plaza
Hartford, Connecticut 06115-1900
Telephone: (860) 547-5000
(Name,address and telephone number of person authorized to
receive notices and communications on behalf of filing
persons)
Copy to:
George W. Bilicic, Jr., Esq.
Cravath, Swaine & Moore
825 Eighth Avenue
New York, New York 10019
Telephone: (212) 474-1000
Check the appropriate boxes below to designate any transactions to which
the statement relates:
[X] third-party tender offer subject to Rule 14d-1.
[ ] issuer tender offer subject to Rule 13e-4.
[X] going-private transaction subject to Rule 13e-3.
[ ] amendment to Schedule 13D under Rule 13d-2.
Check the following box if the filing is a final amendment reporting the
results of the tender offer: [X]
========================================================================
<PAGE>
2
SCHEDULE 13D AND TO
CUSIP No. 4165924
-------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
HLI Acquisition
-------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
-------------------------------------------------------------------------------
3 SEC USE ONLY
-------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC; OO
-------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
-------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 0
BENEFICIALLY -------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH 135,600,315*
REPORTING -------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH 0
-------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
135,600,315*
-------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
135,600,315*
-------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
-------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
96.83%
-------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
CO
-------------------------------------------------------------------------------
-----------
* Includes 114,000,000 shares of Class B Common Stock that, as of June
23, 2000, have been converted on a share-for-share basis into shares of
Class A Common Stock and 21,600,315 Shares tendered in response to the
Offer and not withdrawn.
<PAGE>
3
SCHEDULE 13D AND TO
CUSIP No. 4165924
-------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Hartford Fire Insurance Company
No. 06-0383750
-------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
-------------------------------------------------------------------------------
3 SEC USE ONLY
-------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC; OO
-------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
-------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Connecticut
-------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 0
BENEFICIALLY -------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH 135,600,315*
REPORTING -------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH 0
-------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
135,600,315*
-------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
135,600,315*
-------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
-------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
96.83%
-------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IC; CO
-------------------------------------------------------------------------------
--------
* Includes 114,000,000 shares of Class B Common Stock that, as of June
23, 2000, have been converted on a share-for-share basis into shares of
Class A Common Stock and 21,600,315 Shares tendered in response to the
Offer and not withdrawn.
<PAGE>
4
SCHEDULE 13D AND TO
CUSIP No. 4165924
-------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Hartford Fire Insurance Company
No. 13-3317783
-------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
-------------------------------------------------------------------------------
3 SEC USE ONLY
-------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC; OO
-------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
-------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 0
BENEFICIALLY -------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH 135,600,315*
REPORTING -------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH 0
-------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
135,600,315*
-------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
135,600,315*
-------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
-------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
96.83%
-------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
HC; IC; CO
-------------------------------------------------------------------------------
--------
* Includes 114,000,000 shares of Class B Common Stock that, as of June
23, 2000, have been converted on a share-for-share basis into shares of
Class A Common Stock and 21,600,315 Shares tendered in response to the
Offer and not withdrawn.
<PAGE>
5
SCHEDULE 13D AND TO
This Amendment No. 5 amends the Tender Offer Statement on
Schedule TO initially filed on May 24, 2000 by The Hartford Financial
Services Group, Inc., a Delaware corporation ("Parent"), Hartford Fire
Insurance Company, a Connecticut corporation ("Purchaser") and a wholly
owned subsidiary of Parent, and Hartford Life, Inc., a Delaware corporation
(the "Company"), relating to the third-party tender offer by Purchaser to
purchase all of the issued and outstanding shares of Class A Common Stock,
par value $.01 per share (the "Shares"), of the Company, at a purchase
price of $50.50 per Share, net to the seller in cash, without interest
thereon, upon the terms and subject to the conditions set forth in the
Offer to Purchase dated May 24, 2000 (the "Offer to Purchase"), as amended.
ITEM 8. INTEREST IN SECURITIES OF THE SUBJECT COMPANY
Item 8, which incorporates by reference information contained in
the Offer to Purchase, is hereby amended by adding thereto the following:
The Offer expired at 12:00 midnight, New York City time, on
Wednesday, June 21, 2000. Based upon information provided by the
Depositary, a total of 21,600,315 Shares were tendered in response to the
Offer and not withdrawn (including Shares tendered pursuant to a guarantee
of delivery). In accordance with the terms of the Offer, Purchaser has
instructed the Depositary to pay promptly the Offer Price of $50.50 per
Share for each Share accepted for payment. After giving effect to the
purchase of Shares tendered and together with the shares of Class B Common
Stock which were converted on June 23, 2000 by Purchaser into an equal
number of Shares, Purchaser owns approximately 96.83% of the outstanding
Shares.
<PAGE>
6
SIGNATURE
After due inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete
and correct.
SCHEDULE TO, SCHEDULE 13E-3 AND
SCHEDULE 13D
THE HARTFORD FINANCIAL SERVICES GROUP,
INC.
By: /s/ Michael O'Halloran
-----------------------------------
Name: Michael O'Halloran
Title: Senior Vice President and
Director of
Corporate Law
HARTFORD FIRE INSURANCE COMPANY
By: /s/ Michael O'Halloran
-----------------------------------
Name: Michael O'Halloran
Title: Authorized Officer
HLI ACQUISITION, INC.
By: /s/ Michael O'Halloran
----------------------------------
Name: Michael O'Halloran
Title: Vice President and
Secretary
SCHEDULE 13E-3
HARTFORD LIFE, INC.
By: /s/ Michael O'Halloran
-----------------------------------
Name: Michael O'Halloran
Title: Authorized Officer
Date: June 27, 2000
