<PAGE> 1
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13D
Under the Securities Exchange Act of 1934
(Amendment No. 4) *
Box Energy Corporation
(Name of Issuer)
Class A (Voting) Common Stock, Par Value $1.00 Per Share
(Title of Class of Securities)
103168100
(Cusip Number)
Don D. Box
8201 Preston Road, Suite 600
Dallas, Texas 75225
(214) 890-8000
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
February 26, 1997
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is filing
this schedule because of Rule 13d-1(b) (3) or (4), check the following box [ ].
Check the following box if a fee is being paid with the statement [ ].
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
(continued on following pages)
<PAGE> 2
- -------------------------------------------------------------------------------
1. Name of Reporting Person:
Box Brothers Holding Company
- -------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group:
(a) / /
(b) /X/
- -------------------------------------------------------------------------------
3. SEC Use Only
- -------------------------------------------------------------------------------
4. Source of Funds: Not Applicable
- -------------------------------------------------------------------------------
5. Check box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e):
/ /
- -------------------------------------------------------------------------------
6. Citizenship or Place of Organization: Delaware
- -------------------------------------------------------------------------------
Number of 7. Sole Voting Power: 1,840,525
Shares
Beneficially -----------------------------------------------------------------
Owned By 8. Shared Voting Power: -0-
Each
Reporting -----------------------------------------------------------------
Person 9. Sole Dispositive Power: 1,840,525
With
-----------------------------------------------------------------
10. Shared Dispositive Power: -0-
- -------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person:
1,840,525
- -------------------------------------------------------------------------------
12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares:
/ /
- -------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11): 56.6%
- -------------------------------------------------------------------------------
14. Type of Reporting Person: CO
- -------------------------------------------------------------------------------
Page 2 of 14
<PAGE> 3
- -------------------------------------------------------------------------------
1. Name of Reporting Person:
Don D. Box 1996 Trust
- -------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group:
(a) / /
(b) /X/
- -------------------------------------------------------------------------------
3. SEC Use Only
- -------------------------------------------------------------------------------
4. Source of Funds: Not Applicable
- -------------------------------------------------------------------------------
5. Check box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e):
/ /
- -------------------------------------------------------------------------------
6. Citizenship or Place of Organization: Texas
- -------------------------------------------------------------------------------
Number of 7. Sole Voting Power: -0-
Shares
Beneficially -----------------------------------------------------------------
Owned By 8. Shared Voting Power: -0-
Each
Reporting -----------------------------------------------------------------
Person 9. Sole Dispositive Power: -0-
With
-----------------------------------------------------------------
10. Shared Dispositive Power: -0-
- -------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person:
1,840,525 (1)
- -------------------------------------------------------------------------------
12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares:
/ /
- -------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11): 56.6%
- -------------------------------------------------------------------------------
14. Type of Reporting Person: 00 - Trust
- -------------------------------------------------------------------------------
(1) In its capacity as one of three members of Box Control, LLC
Page 3 of 14
<PAGE> 4
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1. Name of Reporting Person:
Gary D. Box 1996 Trust
- -------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group:
(a) / /
(b) /X/
- -------------------------------------------------------------------------------
3. SEC Use Only
- -------------------------------------------------------------------------------
4. Source of Funds: Not Applicable
- -------------------------------------------------------------------------------
5. Check box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e):
/ /
- -------------------------------------------------------------------------------
6. Citizenship or Place of Organization: Texas
- -------------------------------------------------------------------------------
Number of 7. Sole Voting Power: -0-
Shares
Beneficially -----------------------------------------------------------------
Owned By 8. Shared Voting Power: -0-
Each
Reporting -----------------------------------------------------------------
Person 9. Sole Dispositive Power: -0-
With
-----------------------------------------------------------------
10. Shared Dispositive Power: -0-
- -------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person:
1,840,525 (1)
- -------------------------------------------------------------------------------
12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares:
/ /
- -------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11): 56.6%
- -------------------------------------------------------------------------------
14. Type of Reporting Person: 00 - Trust
- -------------------------------------------------------------------------------
(1) In its capacity as one of three members of Box Control, LLC
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<PAGE> 5
- -------------------------------------------------------------------------------
1. Name of Reporting Person:
Douglas D. Box 1996 Trust
- -------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group:
(a) / /
(b) /X/
- -------------------------------------------------------------------------------
3. SEC Use Only
- -------------------------------------------------------------------------------
4. Source of Funds: Not Applicable
- -------------------------------------------------------------------------------
5. Check box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e):
/ /
- -------------------------------------------------------------------------------
6. Citizenship or Place of Organization: Texas
- -------------------------------------------------------------------------------
Number of 7. Sole Voting Power: -0-
Shares
Beneficially -----------------------------------------------------------------
Owned By 8. Shared Voting Power: 1,840,525 (1)
Each
Reporting -----------------------------------------------------------------
Person 9. Sole Dispositive Power: -0-
With
-----------------------------------------------------------------
10. Shared Dispositive Power: 1,840,525 (1)
- -------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person:
1,840,525 (1)
- -------------------------------------------------------------------------------
12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares:
/ /
- -------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11): 56.6%
- -------------------------------------------------------------------------------
14. Type of Reporting Person: 00 - Trust
- -------------------------------------------------------------------------------
(1) In its capacity as one of two holders of voting stock of Box Brothers
Holding Company.
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<PAGE> 6
- -------------------------------------------------------------------------------
1. Name of Reporting Person:
Don D. Box
- -------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group:
(a) / /
(b) /X/
- -------------------------------------------------------------------------------
3. SEC Use Only
- -------------------------------------------------------------------------------
4. Source of Funds: Not Applicable
- -------------------------------------------------------------------------------
5. Check box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e):
/ /
- -------------------------------------------------------------------------------
6. Citizenship or Place of Organization: U.S.A.
- -------------------------------------------------------------------------------
Number of 7. Sole Voting Power: -0-
Shares
Beneficially -----------------------------------------------------------------
Owned By 8. Shared Voting Power: 1,840,525 (1)
Each
Reporting -----------------------------------------------------------------
Person 9. Sole Dispositive Power: -0-
With
-----------------------------------------------------------------
10. Shared Dispositive Power: 1,840,525 (1)
- -------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person:
1,840,525 (1)
- -------------------------------------------------------------------------------
12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares:
/ /
- -------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11): 56.6%
- -------------------------------------------------------------------------------
14. Type of Reporting Person: IN
- -------------------------------------------------------------------------------
(1) In his capacity as one of three trustees of the Douglas D. Box 1996
Trust, and as sole manager of Box Control, LLC.
Page 6 of 14
<PAGE> 7
- -------------------------------------------------------------------------------
1. Name of Reporting Person:
Gary D. Box
- -------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group:
(a) / /
(b) /X/
- -------------------------------------------------------------------------------
3. SEC Use Only
- -------------------------------------------------------------------------------
4. Source of Funds: Not Applicable
- -------------------------------------------------------------------------------
5. Check box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e):
/ /
- -------------------------------------------------------------------------------
6. Citizenship or Place of Organization: U.S.A.
- -------------------------------------------------------------------------------
Number of 7. Sole Voting Power: -0-
Shares
Beneficially -----------------------------------------------------------------
Owned By 8. Shared Voting Power: -0-
Each
Reporting -----------------------------------------------------------------
Person 9. Sole Dispositive Power: -0-
With
-----------------------------------------------------------------
10. Shared Dispositive Power: -0-
- -------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person:
1,840,525 (1)
- -------------------------------------------------------------------------------
12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares:
/ /
- -------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11): 56.6%
- -------------------------------------------------------------------------------
14. Type of Reporting Person: IN
- -------------------------------------------------------------------------------
(1) In his capacity as one of three trustees of the Douglas D. Box 1996
Trust.
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<PAGE> 8
- -------------------------------------------------------------------------------
1. Name of Reporting Person:
Box Control, LLC
- -------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group:
(a) / /
(b) /X/
- -------------------------------------------------------------------------------
3. SEC Use Only
- -------------------------------------------------------------------------------
4. Source of Funds: Not Applicable
- -------------------------------------------------------------------------------
5. Check box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e):
/ /
- -------------------------------------------------------------------------------
6. Citizenship or Place of Organization: Texas
- -------------------------------------------------------------------------------
Number of 7. Sole Voting Power: -0-
Shares
Beneficially -----------------------------------------------------------------
Owned By 8. Shared Voting Power: 1,840,525 (1)
Each
Reporting -----------------------------------------------------------------
Person 9. Sole Dispositive Power: -0-
With
-----------------------------------------------------------------
10. Shared Dispositive Power: 1,840,525 (1)
- -------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person:
1,840,525 (1)
- -------------------------------------------------------------------------------
12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares:
/ /
- -------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11): 56.6%
- -------------------------------------------------------------------------------
14. Type of Reporting Person: 00 - Limited Liability Company
- -------------------------------------------------------------------------------
(1) In its capacity as one of two owners of Box Brothers Holding Company
voting common stock.
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<PAGE> 9
Pursuant to Rule 13d-2(a) of Regulation 13D-G of the General Rules and
Regulations under the Securities Exchange Act of 1934, as amended (the "Act"),
the undersigned hereby amend Amendment No. 2 dated June 19, 1996, and Amendment
No. 3 dated June 29, 1996 of the Schedule 13D Statement dated February 25, 1994
(the "Schedule 13D"), relating to the Class A (Voting) Common Stock, par value
$1.00 per share, of Box Energy Corporation. Unless otherwise indicated, all
defined terms used herein shall have the same meanings respectively ascribed to
them in the Schedule 13D.
Item 1. SECURITY AND ISSUER.
This statement relates to shares of Class A (Voting) Common Stock, $1.00
par value per share (the "Stock"), of Box Energy Corporation (the "Issuer").
The principal executive offices of the Issuer are located at 8201 Preston Road,
Suite 600, Dallas, Texas 75225.
Item 2. IDENTITY AND BACKGROUND.
Pursuant to Rule 13d-1(f) (1) - (2) of Regulation 13D-G of the General
Rules and Regulations under the Act, the undersigned hereby file this Schedule
13D Statement on behalf of Box Brothers Holding Company, a Delaware corporation
("BBHC"), the Don D. Box 1996 Trust ("DDBT"), the Gary D. Box 1996 Trust
("GDBT"), the Douglas D. Box 1996 Trust ("DBT"), Don D. Box ("DDB"), Gary D.
Box ("GDB") and Box Control, LLC ("BCLC"). BBHC, DDBT, GDBT, DBT, DDB, GDB and
BCLC are sometimes hereinafter collectively referred to as the "Reporting
Persons."
On February 15, 1996, the Delaware Chancery Court ruled that BBHC had no
outstanding shares of voting stock. (Thomas D. Box v. Douglas D. Box ("DB") and
Box Brothers Holdings Company, No. 14238 (Del. Ch. February 15, 1996)). On
February 23, 1996, BBHC issued eleven shares of voting stock to each of DDBT,
GDBT and DBT (collectively, the "Trusts"). On February 26, 1997, GDBT
contributed its Stock of BBHC to BCLC, in exchange for a non-voting membership
interest in BCLC. On the same date, DBT contributed its Stock of BBHC to BCLC
in exchange for a non-voting membership interest, and DDB contributed non-
voting shares of BBHC common stock to BCLC in exchange for the sole voting
membership. As the only holders of voting stock of BBHC, BCLC, and DDBT and
its trustees, may, pursuant to Rule 13d-3 under the Act, be deemed to be the
beneficial owners of the shares of the Stock owned by BBHC.
(b) - (c)
BBHC
BBHC is a Delaware corporation, the principal business of which is
acting as a holding company with holdings primarily in entities engaged in oil
and gas production and related activities. The principal business address of
BBHC, which also serves as its principal office, is 1105 North Market Street,
Suite 1300, Wilmington, Delaware 19801. Pursuant to Instruction C to Schedule
13D of the Act, the name, residence or business address, and present principal
occupation or employment of each director, executive officer and controlling
person of BBHC are as follows:
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<TABLE>
<CAPTION>
RESIDENCE OR PRINCIPAL OCCUPATION
NAME BUSINESS ADDRESS OR EMPLOYMENT
<S> <C> <C>
DDB 8201 Preston Rd., Suite 600 Vice President, Treasurer,
Dallas, Texas 75225 Secretary and Director of BBHC;
President of CKB Petroleum, Inc.
GDB 8201 Preston Rd., Suite 600 Vice President of BBHC;
Dallas, Texas 75225 Vice President of CKB Petroleum, Inc.
DB 8201 Preston Rd., Suite 600 President and Director of
Dallas, Texas 75225 BBHC; Vice President of
CKB Petroleum, Inc.
</TABLE>
DDBT
DDBT is an irrevocable trust established under the laws of the State of
Texas. The principal business address of DDBT, which also serves as its
principal office, is 8201 Preston Road, Dallas, Texas 75225. Pursuant to
Instruction C to Schedule 13D of the Act, information with respect to DDB, GDB
and DB, the Trustees of DDBT, is set forth above.
GDBT
GDBT is an irrevocable trust established under the laws of the State of
Texas. The principal business address of GDBT, which also serves as its
principal office, is 8201 Preston Road, Dallas, Texas 75225. Pursuant to
Instruction C to Schedule 13D of the Act, information with respect to DDBT, GDB
and DB, the Trustees of GDBT, is set forth above.
DBT
DBT is an irrevocable trust established under the laws of the State of
Texas. The principal business address of DBT, which also serves as its
principal office, is 8201 Preston Road, Dallas, Texas 75225. Pursuant to
Instruction C to Schedule 13D of the Act, information with respect to DDB, GDB
and DB, the Trustees of DBT, is set forth above.
DDB
See answers above.
GDB
See answers above.
BCLC
BCLC is a limited liability company established under the laws of the
State of Texas. The principal business address of BCLC, which also serves as
its principal office, is 8201 Preston Road, Dallas, Texas 75225.
Page 10 of 14
<PAGE> 11
(d)
None of the entities or persons identified in this Item 2 has, during
the last five years, been convicted in a criminal proceeding (excluding traffic
violations or similar misdemeanors).
Item 5. INTEREST IN SECURITIES OF THE ISSUER.
(a)
BCLC
BCLC, as one of two holders of voting stock of BBHC, has shared power
to vote or direct the vote and to dispose or direct the disposition of
1,840,525 shares of Stock.
DDBT
Because of its position as a member of BCLC, DDBT may, pursuant to Rule
13d-3 of the Act, be deemed to be the beneficial owner of 1,840,525 shares of
the Stock, which constitutes approximately 56.6% of the outstanding shares of
the Stock.
GDBT
Because of its position as a member of BCLC, GDBT may, pursuant to Rule
13d-3 of the Act, be deemed to be the beneficial owner of 1,840,525 shares of
the Stock, which constitutes approximately 56.6% of the outstanding shares of
the Stock.
DBT
Because of its position as one of two holders of voting stock of BBHC,
DBT may, pursuant to Rule 13d-3 of the Act, be deemed to be the beneficial
owner of 1,840,525 shares of the Stock, which constitutes approximately 56.6%
of the outstanding shares of the Stock.
(b)
DDBT
As one of three members of BCLC, DDBT is a non-voting member and may not
vote or direct the vote or dispose or direct the disposition of 1,840,525
shares of the Stock.
GDBT
As one of three members of BCLC, GDBT is a non-voting member and may not
vote or direct the vote or dispose or direct the disposition of 1,840,525
shares of the Stock.
DBT
As one of two holders of voting stock of BBHC, DBT has shared power to
vote or to direct the vote and to dispose or to direct the disposition of
1,840,525 shares of the Stock.
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<PAGE> 12
DDB
In his capacity as manager of BCLC and trustee of DBT, DDB has the
shared power to vote or to direct the vote and to dispose or to direct the
disposition of 1,840,525 shares of the Stock.
GDB
In his capacity as a trustee of the DBT, GDB has the shared power to
vote or to direct the vote and to dispose or to direct the disposition of
1,840,525 shares of the Stock.
(c) To the best of the knowledge of each of the Reporting Persons,
none of the persons named in response to paragraph (a) has effected any
transactions in shares of the Stock during the past 60 days.
(d) Each of the Reporting Persons affirms that no person other than
such Reporting Person has the right to receive or the power to direct the
receipt of dividends from, or the proceeds from the sale of, the shares of the
Stock owned by such Reporting Person.
(e) Not Applicable.
Page 12 of 14
<PAGE> 13
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
DATED: March 2, 1997
BOX BROTHERS HOLDING COMPANY
By: /s/ DON D. BOX
-----------------------------------
Don D. Box, Vice President
BOX CONTROL, LLC,
By: /s/ DON D. BOX
-----------------------------------
Don D. Box, Sole Manager
By: /s/ DON D. BOX
-----------------------------------
Don D. Box, Individually and as
Trustee of each of:
DON D. BOX 1996 TRUST
GARY D. BOX 1996 TRUST
DOUGLAS D. BOX 1996 TRUST (1)
By: /s/ GARY D. BOX
-----------------------------------
Gary D. Box, Individually and as
Trustee of each of:
DON D. BOX 1996 TRUST
GARY D. BOX 1996 TRUST
DOUGLAS D. BOX 1996 TRUST
By: /s/ DON D. BOX
-----------------------------------
Don D. Box,
Attorney-in-Fact for:
Douglas D. Box, as Trustee of each
of DON D. BOX 1996 TRUST, GARY D.
BOX 1996 TRUST, and DOUGLAS D. BOX
1996 TRUST
(1) A Power of Attorney authorizing Don D. Box, et al., to act on behalf of
Douglas D. Box previously has been filed with the Securities and Exchange
Commission.
Page 13 of 14
<PAGE> 14
EXHIBIT INDEX
<TABLE>
<CAPTION>
EXHIBIT DESCRIPTION
<S> <C>
99.1 Agreement and Power of Attorney pursuant to Rule 13d-1(f) (1)
(iii), previously filed with the Securities and Exchange
Commission.
Exhibit
Filed With
Original
Schedule
13D Settlement Agreement dated as of February 17, 1994 by and between
Thomas D. Box and Don D. Box acting in their capacity as
independent co-executors of the Estate of Cloyde K. Box, Deceased
and Box Brothers Holding Company, a Delaware corporation,
previously filed with the Securities and Exchange Commission.
</TABLE>
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