FORM U-12(I)-B (THREE-YEAR STATEMENT)
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.
Three-Year Period Ending 1998
FORM U-12(I)-B (Three-Year Statement)
STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING COMPANY ACT OF
1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY A REGISTERED HOLDING
COMPANY OR A SUBSIDIARY THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE U-71(b).
(To be filed in DUPLICATE. If acknowledgement is desired, file in triplicate)
(SEE INSTRUCTIONS ON BACK OF THIS FORM)
1. NAME AND BUSINESS ADDRESS OF PERSON FILING STATEMENT.
Thomas W. Philbin, President, HEC Inc.
24 Prime Parkway
Natick, MA 01760
2. NAME AND BUSINESS ADDRESSES OF ANY PERSONS THROUGH WHOM THE UNDERSIGNED
PROPOSES TO ACT IN MATTERS INCLUDED WITHIN THE EXEMPTION PROVIDED BY
PARAGRAPH (B) OF RULE U-71.
None.
3. REGISTERED HOLDING COMPANIES AND SUBSIDIARY COMPANIES BY WHICH THE
UNDERSIGNED IS REGULARLY EMPLOYED OR RETAINED.
HEC Inc. is a non-utility subsidiary of Northeast Utilities. HEC Inc.
provides Energy Management for commercial, industrial and institutional
customers.
4. POSITION OR RELATIONSHIP IN WHICH THE UNDERSIGNED IS EMPLOYED OR RETAINED BY
EACH OF THE COMPANIES NAMED IN ITEM 3, AND BRIEF DESCRIPTION OF NATURE OF
SERVICES TO BE RENDERED IN EACH SUCH POSITION OR RELATIONSHIP.
The undersigned is President of HEC Inc. He will represent HEC Inc. as and
when appropriate in connection with matters concerning its business before
the Securities and Exchange Commission, the Department of Energy and
Congress or some of such bodies.
5. (A) COMPENSATION RECEIVED DURING THE CURRENT YEAR AND ESTIMATED TO BE
RECEIVED OVER THE NEXT TWO CALENDAR YEARS BY THE UNDERSIGNED OR OTHERS,
DIRECTLY OR INDIRECTLY, FOR SERVICES RENDERED BY THE UNDERSIGNED, FROM EACH
OF THE COMPANIES DESIGNATED IN ITEM 3. (USE COLUMN (A) AS SUPPLEMENTARY
STATEMENT ONLY.)
Person or
company from
whom received
Salary or other compensation or to be
Name of recipient received
to be received
(a) (b)
Thomas W. Philbin To be included To be included HEC, Inc.
in supplemental in supplemental
statement. statement.
(b) Basis for compensation if other than salary.
6. (TO BE ANSWERED IN SUPPLEMENTARY STATEMENT ONLY. SEE INSTRUCTIONS.) EXPENSES
INCURRED BY THE UNDERSIGNED OR ANY PERSON NAMED IN ITEM 2, ABOVE, DURING
THE CALENDAR YEAR IN CONNECTION WITH THE ACTIVITIES DESCRIBED IN ITEM 4,
ABOVE, AND THE SOURCE OR SOURCES OF REIMBURSEMENT FOR SAME.
(a) Total amount of routine expenses charged to client: $ None
(b) Itemized list of all other expenses: No other expenses.
Date January 24, 1996 (Signed) /s/Thomas W. Philbin
