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S E C U R I T I E S A N D E X C H A N G E C O M M I S S I O N
WASHINGTON D.C. 20549
AMENDMENT NO. 1
TO
FORM 10-K
(MARK ONE)
[X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT
OF 1934 (FEE REQUIRED)
For the fiscal year ended June 30, 1997
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE
ACT OF 1934 (FEE REQUIRED)
For the transition period from _______ to _______ Commission file number 0-19411
S U M M I T C A R E C O R P O R A T I O N
(Exact name of Company as specified in its charter)
California 95-3656297
(State or other jurisdiction (I.R.S. Employer Identification No.)
of incorporation or organization)
2600 W. Magnolia Blvd., Burbank, CA 91505-3031
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (818) 841-8750
Securities registered pursuant to Section 12(b) of the Act:
Title of each class Name of each exchange
None on which registered
None
Securities registered pursuant to Section 12(g) of the Act:
COMMON STOCK
(TITLE OF CLASS)
Indicate by check mark whether the Registrant (1) has filed all reports required
to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during
the preceding 12 months (or for such shorter period that the Company was
required to file such reports), and (2) has been subject to such filing
requirements for the past 90 days. Yes [X] No [ ]
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405
of Regulation S-K (Section 229.405 of this chapter) is not contained herein, and
will not be contained, to the best of registrant's knowledge, in definitive
proxy or information statements incorporated by reference in Part III of this
Form 10-K or any amendment to this Form 10-K. [X]
The aggregate market value of Common Stock held by non-affiliates* as of
September 11, 1997 was $96,465,000.
The number of shares outstanding of Registrant's common stock as of September
11, 1997: 6,776,000.
DOCUMENTS INCORPORATED BY REFERENCE
Portions of the Company's definitive proxy statement for its annual meeting of
shareholders to be held on January 29, 1998, which will be filed with the
Commission within 120 days of the Company's last fiscal year end, are
incorporated by reference in Part III of this Form 10-K.
* Without acknowledging that any individual director of the Company is an
affiliate, the shares over which they have voting control have been included
as owned by affiliates solely for purposes of this computation.
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ITEM 9. CHANGES IN AND DISAGREEMENTS WITH ACCOUNTANTS ON ACCOUNTING AND
FINANCIAL DISCLOSURE
None
PART III
The information required by Part III of Form 10-K (Items 10 through 13)
is set forth in the Company's definitive proxy statement for its Annual Meeting
of Shareholders to be held on January 29, 1998, which will be filed with the
Commission pursuant to Regulation 14A within 120 days of the Company's last
fiscal year, and such information is incorporated herein by reference. See also
"Executive Officers of the Registrant" in Part I of this report for certain
information concerning the Company's executive officers who are not also
directors of the Company.
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SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities
Exchange Act of 1934, the Company has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly authorized.
SUMMIT CARE CORPORATION
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<S> <C> <C>
By /s/ WILLIAM C. SCOTT Chairman of the Board and October 30, 1997
---------------------------- Chief Executive Officer
William C. Scott
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